401(k) · DOL Form 5500 · 2024

Penn Capital Management Co., Inc. 401(k) Plan

Data updated 2026-08-25

$11M
Total assets Small plan by assets
21
Participants Small participant base
58th
Percentile by assets National rank
$517,593
Avg per participant High balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Penn Capital Management Co., Inc. 401(k) Plan · Sponsored by Penn Capital Management Co., Inc. · Pennsylvania · Finance & Insurance

$11M in assets, 21 participants

Penn Capital Management Co., Inc.'s Penn Capital Management Co., Inc. 401(k) Plan reported $11M in total assets and 21 participants in its 2024 DOL Form 5500 filing, ranking in the 58th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,544 in Finance & Insurance (8,549 peers)

What the 2024 filing shows

Penn Capital Management Co., Inc. 401(k) Plan holds $11M for 21 participants - about $517,593 per participant, above the median plan by assets.

#3,544
in Finance & Insurance (8,549 peers)
-3.1%
assets change YoY

The plan reported a net loss of $353K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Penn Capital Management Co., Inc. 401(k) Plan's mid-pack asset rank among Finance & Insurance and all filers

Penn Capital Management Co., Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$10,869,451 Top 42% higher than 58% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Penn Capital Management Co., Inc. 401(k) Plan among smaller filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Penn Capital Management Co., Inc. 401(k) Plan is a small filing (21 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Penn Capital Management Co., Inc. 401(k) Plan reported net income fell from -$215K in the plan year 2023 filing to -$353K in the plan year 2024 filing.
  • Penn Capital Management Co., Inc. 401(k) Plan reported participants fell from 24 in the plan year 2023 filing to 21 in the plan year 2024 filing.
  • Penn Capital Management Co., Inc. 401(k) Plan end-of-year assets fell from $11M in the plan year 2023 filing to $11M in the plan year 2024 filing.

See the national 2023→2024 release diff →

Form 5500 schedule snapshot

Filing strip 222796848 · Penn Capital Management Co., Inc. PY 2024 · 401(k)

Penn Capital Management Co., Inc. 401(k) Plan · $11M · 21 · 58th

  • SCH $11M
  • SCH 21
  • SCH 58th
  • SCH 401(k)
  • SCH near Latch 401(k) Plan
  • SCH ind #3544

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Pennsylvania →

Penn Capital Management Co., Inc. 401(k) Plan in the asset neighbourhood

Penn Capital Management Co., Inc. 401(k) PlanPenn Capital Management Co.,…$11MLatch 401(k) Plan$11MCaastle 401(k) Retirement Savings Plan for Corporate EmployeesCaastle 401(k) Retirement Sa…$11MKatecho, LLC 401(k) Plan$11MSyracuse Home Association Retirement PlanSyracuse Home Association Re…$11M
End-of-year total assets ($M) among Penn Capital Management Co., Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

Filing particulars (2024)

Total Assets (Beginning of Year)$11M
Net Assets (End of Year)$11M
Net Income-$353K
Employer EIN222796848
Plan Effective Date2009-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Penn Capital Management Co., Inc.)

Sponsor-wide plan assets over time

All Penn Capital Management Co., Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$11M 4.964720632877747% vs 2022
2024 filing year
$10.8M$11M$11.2M$11.4M$11.6M 202220232024 $11.4M $10.9M ▼ -5.0%
Year Plans Participants Total Assets
2022 1 25 $11M
2023 1 24 $11M
2024 1 21 $11M

Nearby 401(k) Plans in Pennsylvania

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Penn Capital Management Co., Inc. 401(k) Plan vs. nearby 401(k) plans in Pennsylvania, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000100000 -50510152025 Total assets ($B) Participants Penn Capital Management Co., Inc. 401(k) Plan, Total assets ($B): 0.010869451 · Participants: 21Penn Capital Management Co., Inc. 401(k) PlanComcast Corporation Retirement - Investment Plan, Total assets ($B): 19.687957793 · Participants: 90495Comcast Corporation Retirement - Investment PlanThe Cigna Group 401(k) Plan, Total assets ($B): 14.20308608 · Participants: 63634The Cigna Group 401(k) PlanThe Vanguard Retirement and Savings Plan, Total assets ($B): 11.084818612 · Participants: 18066The Vanguard Retirement and Savings PlanThermo Fisher Scientific Inc. 401(k) Retirement Plan, Total assets ($B): 10.263366209 · Participants: 36150Thermo Fisher Scientific Inc. 401(k) Retirement PlanThe PNC Financial Services Group, Inc. Incentive Savings Plan, Total assets ($B): 10.189629 · Participants: 54604The PNC Financial Services Group, Inc. Incentive Savings Plan
Penn Capital Management Co., Inc. 401(k) Plan vs. nearby 401(k) plans in Pennsylvania, assets vs. participants
Compare Penn Capital Management Co., Inc. 401(k) Plan side-by-side with 3 peers →

Penn Capital Management Co., Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Pennsylvania, the nearest 401(k) by assets is Latch 401(k) Plan in MO ($11M); by covered participants it is Frontier Community Bank Employees' Retirement Plan in VA (21 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($11M here).

Similar participant headcount

Nearest other-state filings by covered participants (21 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Penn Capital Management Co., Inc. 401(k) Plan assets move in 2024? ▼
Penn Capital Management Co., Inc. 401(k) Plan edged down modestly - down 3.1% during 2024, from $11M to $11M. Reported net income was -$353K.
How have Penn Capital Management Co., Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Penn Capital Management Co., Inc.'s sponsor-wide assets declined 5.0%, from $11M to $11M.
Which 401(k) plans are similar in size to Penn Capital Management Co., Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Latch 401(k) Plan in MO ($11M, 87 participants).
Which 401(k) plans cover a similar participant headcount to Penn Capital Management Co., Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Frontier Community Bank Employees' Retirement Plan in VA (21 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 222796848.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.