ESOP · DOL Form 5500 · 2023

Brown and Caldwell ESOP

Data updated 2026-08-25

$76M
Total assets Below avg plan size
2,070
Participants Near avg headcount
89th
Percentile by assets National rank
$36,605
Avg per participant Low balance/head
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Official DOL plan name: Brown and Caldwell Employee Stock Ownership Plan · Sponsored by Brown and Caldwell · Colorado · Professional & Technical Services

$76M in assets, 2,070 participants

Brown and Caldwell's Brown and Caldwell Employee Stock Ownership Plan reported $76M in total assets and 2,070 participants in its 2023 DOL Form 5500 filing, ranking in the 89th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #18,389 in Professional & Technical Services (20,321 peers)

Coverage in Colorado

Brown and Caldwell Employee Stock Ownership Plan covers 2,070 participants in Colorado, 5.5x the typical Colorado plan (state average ~376 per filing). Assets: $76M.

#18,389
in Professional & Technical Services (20,321 peers)
+31.0%
assets growth YoY
0.8×
vs typical plan assets (national mean)

Brown and Caldwell Employee Stock Ownership Plan's outsized position by total assets

Brown and Caldwell Employee Stock Ownership Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$75,771,538 Top 11% higher than 89% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Brown and Caldwell Employee Stock Ownership Plan's large-plan peer group by participant headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Brown and Caldwell Employee Stock Ownership Plan lands in the large band (2,070 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Brown and Caldwell Employee Stock Ownership Plan reported net income rose from $5M in the plan year 2022 filing to $20M in the plan year 2023 filing.
  • Brown and Caldwell Employee Stock Ownership Plan end-of-year assets rose from $58M in the plan year 2022 filing to $76M in the plan year 2023 filing.
  • Brown and Caldwell Employee Stock Ownership Plan reported participants rose from 1,954 in the plan year 2022 filing to 2,070 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 941446346 · Brown and Caldwell PY 2023 · ESOP

Brown and Caldwell Employee Stock Ownership Plan · $76M · 2,070 · 89th

  • 5500 $76M
  • ASSETS 2,070
  • PCT 89th
  • EIN ESOP
  • RANK near State Bankshares Employee Stock Ownership Plan and Trust
  • PHOTO ind #18389

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in Colorado →

Brown and Caldwell Employee Stock Ownership Plan in the asset neighbourhood

Colonial Group, Inc. Employee Stock Ownership PlanColonial Group, Inc. Employe…$76MBrown and Caldwell Employee Stock Ownership PlanBrown and Caldwell Employee …$76MState Bankshares Employee Stock Ownership Plan and TrustState Bankshares Employee St…$76MJames M. Pleasants Company, Inc. Employee Stock Ownership PlanJames M. Pleasants Company, …$76MPlastic Products Company, Inc Employee Stock Ownership Plan & TrustPlastic Products Company, In…$76M
End-of-year total assets ($M) among Brown and Caldwell Employee Stock Ownership Plan and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2023.

Colorado filing particulars

Total Assets (Beginning of Year)$58M
Net Assets (End of Year)$76M
Net Income$20M
Employer EIN941446346
Plan Effective Date1962-10-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Brown and Caldwell)

Sponsor-wide plan assets over time

All Brown and Caldwell plans reported in each filing year

Latest sponsor-wide plan assets
$665M 39.403240831403515% vs 2022
2024 filing year
$400M$500M$600M$700M 202220232024 $477M $665M ▲ +39.4%
Year Plans Participants Total Assets
2022 2 3,758 $477M
2023 2 4,020 $574M
2024 2 4,389 $665M

Nearby ESOP Plans in Colorado

Peer ESOP plans, same state, same plan type, ranked by total assets.

Brown and Caldwell Employee Stock Ownership Plan vs. nearby ESOP plans in Colorado, assets vs. participants Scatter plot of 6 data points. 05001000150020002500 0100200300400500 Total assets ($M) Participants Brown and Caldwell Employee Stock Ownership Plan, Total assets ($M): 75.771538 · Participants: 2070Brown and Caldwell Employee Stock Ownership PlanAlpine Lumber Company Employee Stock Ownership Plan, Total assets ($M): 385.149702 · Participants: 581Alpine Lumber Company Employee Stock Ownership PlanTrinidad Benham Corp. Employee Stock Ownership Plan, Total assets ($M): 266.310908 · Participants: 776Trinidad Benham Corp. Employee Stock Ownership PlanEnvision Management Holding, Inc. Employee Stock Ownership Plan, Total assets ($M): 211.311494 · Participants: 1075Envision Management Holding, Inc. Employee Stock Ownership PlanBrown Strauss, Inc. Employee Stock Ownership Plan, Total assets ($M): 209.447754 · Participants: 206Brown Strauss, Inc. Employee Stock Ownership PlanHercules Industries, Inc. Employee Stock Ownership Plan, Total assets ($M): 106.310439 · Participants: 444Hercules Industries, Inc. Employee Stock Ownership Plan
Brown and Caldwell Employee Stock Ownership Plan vs. nearby ESOP plans in Colorado, assets vs. participants
Compare Brown and Caldwell Employee Stock Ownership Plan side-by-side with 3 peers →

Brown and Caldwell Employee Stock Ownership Plan's out-of-state ESOP peers by assets and headcount

Outside Colorado, the nearest ESOP by assets is State Bankshares Employee Stock Ownership Plan and Trust in ND ($76M); by covered participants it is Davis H. Elliot Company, Incorporated Employee Stock Ownership Plan in VA (2,072 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (2,070 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Brown and Caldwell Employee Stock Ownership Plan assets move in 2023? ▼
Brown and Caldwell Employee Stock Ownership Plan surged - up 31.0% during 2023, from $58M to $76M. Reported net income was $20M.
How have Brown and Caldwell plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Brown and Caldwell's sponsor-wide assets grew 39.4%, from $477M to $665M.
Where does Brown and Caldwell Employee Stock Ownership Plan rank by assets among Form 5500 filers? ▼
Brown and Caldwell Employee Stock Ownership Plan ranks in the 89th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which ESOP plans are similar in size to Brown and Caldwell Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by assets is State Bankshares Employee Stock Ownership Plan and Trust in ND ($76M, 1,617 participants).
Which ESOP plans cover a similar participant headcount to Brown and Caldwell Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by covered participants is Davis H. Elliot Company, Incorporated Employee Stock Ownership Plan in VA (2,072 participants, $250M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 941446346.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.