401(k) · DOL Form 5500 · 2023

Surplus Line Association of California 401(k) Plan

Data updated 2026-08-25

$19M
Total assets Small plan by assets
149
Participants Small participant base
72nd
Percentile by assets National rank
$128,647
Avg per participant Near avg balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Surplus Line Association Savings Plan · Sponsored by Surplus Line Association of California · California · Finance & Insurance

$19M in assets, 149 participants

Surplus Line Association of California's Surplus Line Association Savings Plan reported $19M in total assets and 149 participants in its 2023 DOL Form 5500 filing, ranking in the 72nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,162 in Finance & Insurance (8,869 peers)

Coverage in California

Surplus Line Association Savings Plan covers 149 participants in California, about 24% of the average California filer (state average ~630 per filing). Assets: $19M.

#5,162
in Finance & Insurance (8,869 peers)
+13.7%
assets growth YoY

Surplus Line Association Savings Plan's outsized position by total assets

Surplus Line Association Savings Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$19,168,472 Top 28% higher than 72% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Surplus Line Association Savings Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Surplus Line Association Savings Plan sits mid-pack in the medium band (149 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Surplus Line Association Savings Plan reported net income fell from $3M in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • Surplus Line Association Savings Plan end-of-year assets rose from $17M in the plan year 2022 filing to $19M in the plan year 2023 filing.
  • Surplus Line Association Savings Plan reported participants rose from 137 in the plan year 2022 filing to 149 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 940912095 · Surplus Line Association of California PY 2023 · 401(k)

Surplus Line Association Savings Plan · $19M · 149 · 72nd

  • BOOK $19M
  • BOOK 149
  • BOOK 72nd
  • BOOK 401(k)
  • BOOK near Monday.Com Inc. 401(k) Retirement Plan and Trust
  • BOOK ind #5162

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in California →

Surplus Line Association Savings Plan in the asset neighbourhood

Surplus Line Association Savings PlanSurplus Line Association Sav…$19MMonday.Com Inc. 401(k) Retirement Plan and TrustMonday.Com Inc. 401(k) Retir…$19MNational Employee Management Resources Retirement Savings PlanNational Employee Management…$19MGateway Health Clinic, Ltd. 401(k) Profit Sharing PlanGateway Health Clinic, Ltd. …$19MToole Design Group 401(k) Profit Sharing Plan and TrustToole Design Group 401(k) Pr…$19M
End-of-year total assets ($M) among Surplus Line Association Savings Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

California filing particulars

Total Assets (Beginning of Year)$17M
Net Assets (End of Year)$19M
Net Income$2M
Employer EIN940912095
Plan Effective Date1997-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Surplus Line Association of California)

Sponsor-wide plan assets over time

All Surplus Line Association of California plans reported in each filing year

Latest sponsor-wide plan assets
$19M 13.741596350817014% vs 2022
2023 filing year
$16M$17M$18M$19M$20M 20222023 $16.9M $19.2M ▲ +13.8%
Year Plans Participants Total Assets
2022 1 137 $17M
2023 1 149 $19M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Surplus Line Association Savings Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants Surplus Line Association Savings Plan, Total assets ($B): 0.019168472 · Participants: 149Surplus Line Association Savings PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 51.831350351 · Participants: 193919Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 39.047152408 · Participants: 122867Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 26.320437734 · Participants: 63105Oracle Corporation 401(k) Savings and Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 22.17918189 · Participants: 59863Intel 401(k) Savings PlanApple 401(k) Plan, Total assets ($B): 19.779511539 · Participants: 106111Apple 401(k) Plan
Surplus Line Association Savings Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare Surplus Line Association Savings Plan side-by-side with 3 peers →

Surplus Line Association Savings Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Monday.Com Inc. 401(k) Retirement Plan and Trust in NY ($19M); by covered participants it is Mariner Wealth Advisors Pooled Employer Plan in FL (149 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (149 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Surplus Line Association Savings Plan assets move in 2023? ▼
Surplus Line Association Savings Plan grew at a solid clip - up 13.7% during 2023, from $17M to $19M. Reported net income was $2M.
How have Surplus Line Association of California plan assets changed over time? ▼
Across 2 plan years on file (2022-2023), Surplus Line Association of California's sponsor-wide assets grew 13.7%, from $17M to $19M.
Which 401(k) plans are similar in size to Surplus Line Association Savings Plan? ▼
Among 401(k) plans in other states, the closest by assets is Monday.Com Inc. 401(k) Retirement Plan and Trust in NY ($19M, 394 participants).
Which 401(k) plans cover a similar participant headcount to Surplus Line Association Savings Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Mariner Wealth Advisors Pooled Employer Plan in FL (149 participants, $1M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 940912095.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.