401(k) · DOL Form 5500 · 2024

Roth & Company LLP 401(k) Plan

Data updated 2026-08-25

$12M
Total assets Small plan by assets
160
Participants Small participant base
60th
Percentile by assets National rank
$77,683
Avg per participant Below avg balance/head
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Official DOL plan name: Roth & Company, LLP 401(k) Plan · Sponsored by Roth & Company LLP · New York · Professional & Technical Services

$12M in assets, 160 participants

Roth & Company LLP's Roth & Company, LLP 401(k) Plan reported $12M in total assets and 160 participants in its 2024 DOL Form 5500 filing, ranking in the 60th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #11,914 in Professional & Technical Services (20,173 peers)

Coverage in New York

Roth & Company, LLP 401(k) Plan covers 160 participants in New York, about 20% of the average New York filer (state average ~798 per filing). Assets: $12M.

#11,914
in Professional & Technical Services (20,173 peers)
+16.6%
assets growth YoY

Roth & Company, LLP 401(k) Plan's mid-pack asset rank among Professional & Technical Services and all filers

Roth & Company, LLP 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$12,429,220 Top 40% higher than 60% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Roth & Company, LLP 401(k) Plan among mid-size filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Roth & Company, LLP 401(k) Plan sits mid-pack in the medium band (160 participants).

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Roth & Company, LLP 401(k) Plan reported net income fell from $2M in the plan year 2023 filing to $2M in the plan year 2024 filing.
  • Roth & Company, LLP 401(k) Plan reported participants rose from 137 in the plan year 2023 filing to 160 in the plan year 2024 filing.
  • Roth & Company, LLP 401(k) Plan end-of-year assets rose from $11M in the plan year 2023 filing to $12M in the plan year 2024 filing.

See the national 2023→2024 release diff →

Form 5500 schedule snapshot

Filing strip 113360065 · Roth & Company LLP PY 2024 · 401(k)

Roth & Company, LLP 401(k) Plan · $12M · 160 · 60th

  • EOY $12M
  • 5500 160
  • ASSETS 60th
  • PCT 401(k)
  • EIN near Edgerton Trucking Inc. Retirement Savings Plan
  • RANK ind #11914

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in New York →

Roth & Company, LLP 401(k) Plan in the asset neighbourhood

Roth & Company, LLP 401(k) PlanRoth & Company, LLP 401(k) P…$12MEdgerton Trucking Inc. Retirement Savings PlanEdgerton Trucking Inc. Retir…$12MLeevers Foods, Inc. Profit Sharing and 401(k) PlanLeevers Foods, Inc. Profit S…$12MBenoit Premium Threading, LLC Profit Sharing PlanBenoit Premium Threading, LL…$12MAmerican Marine Services Group 401(k) Profit Sharing PlanAmerican Marine Services Gro…$12M
End-of-year total assets ($M) among Roth & Company, LLP 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

New York filing particulars

Total Assets (Beginning of Year)$11M
Net Assets (End of Year)$12M
Net Income$2M
Employer EIN113360065
Plan Effective Date1999-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Roth & Company LLP)

Sponsor-wide plan assets over time

All Roth & Company LLP plans reported in each filing year

Latest sponsor-wide plan assets
$12M 48.66022774788705% vs 2022
2024 filing year
$6M$8M$10M$12M$14M 202220232024 $8.36M $12.4M ▲ +48.7%
Year Plans Participants Total Assets
2022 1 134 $8M
2023 1 137 $11M
2024 1 160 $12M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Roth & Company, LLP 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Roth & Company, LLP 401(k) Plan, Total assets ($B): 0.01242922 · Participants: 160Roth & Company, LLP 401(k) PlanIBM 401(k) Plan, Total assets ($B): 60.39355615 · Participants: 52674IBM 401(k) PlanMorgan Stanley 401(k) Plan, Total assets ($B): 22.180692974 · Participants: 53860Morgan Stanley 401(k) PlanPfizer Savings Plan, Total assets ($B): 21.9871528 · Participants: 33309Pfizer Savings PlanThe Pepsico Savings Plan, Total assets ($B): 14.9369507 · Participants: 137398The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 12.807939404 · Participants: 23227The Goldman Sachs 401(k) Plan
Roth & Company, LLP 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Roth & Company, LLP 401(k) Plan side-by-side with 3 peers →

Roth & Company, LLP 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Edgerton Trucking Inc. Retirement Savings Plan in WI ($12M); by covered participants it is Battlefield Farms, Inc. Profit Sharing Plan in VA (160 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (160 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Roth & Company, LLP 401(k) Plan assets move in 2024? ▼
Roth & Company, LLP 401(k) Plan grew sharply - up 16.6% during 2024, from $11M to $12M. Reported net income was $2M.
How have Roth & Company LLP plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Roth & Company LLP's sponsor-wide assets grew 48.7%, from $8M to $12M.
Which 401(k) plans are similar in size to Roth & Company, LLP 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Edgerton Trucking Inc. Retirement Savings Plan in WI ($12M, 47 participants).
Which 401(k) plans cover a similar participant headcount to Roth & Company, LLP 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Battlefield Farms, Inc. Profit Sharing Plan in VA (160 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 113360065.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.