401(k) · DOL Form 5500 · 2024

Securities Industry and Financial Markets Association 401(k) Plan

Data updated 2026-08-25

$104M
Total assets Near avg plan size
128
Participants Small participant base
91st
Percentile by assets National rank
$810,627
Avg per participant High balance/head
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Official DOL plan name: Securities Industry and Financial Markets Association Savings Plan · Sponsored by Securities Industry and Financial Markets Association · New York · Other Services

$104M in assets, 128 participants

Securities Industry and Financial Markets Association's Securities Industry and Financial Markets Association Savings Plan reported $104M in total assets and 128 participants in its 2024 DOL Form 5500 filing, ranking in the 91st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,458 in Other Services (7,719 peers)

Coverage in New York

Securities Industry and Financial Markets Association Savings Plan covers 128 participants in New York, about 16% of the average New York filer (state average ~798 per filing). Assets: $104M.

#7,458
in Other Services (7,719 peers)
+10.4%
assets growth YoY
1.0×
vs typical plan assets (national mean)

Securities Industry and Financial Markets Association Savings Plan's outsized position by total assets

Securities Industry and Financial Markets Association Savings Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$103,760,216 Top 9% higher than 91% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Securities Industry and Financial Markets Association Savings Plan among mid-size filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Securities Industry and Financial Markets Association Savings Plan sits mid-pack in the medium band (128 participants).

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Securities Industry and Financial Markets Association Savings Plan reported net income fell from $17M in the plan year 2023 filing to $10M in the plan year 2024 filing.
  • Securities Industry and Financial Markets Association Savings Plan end-of-year assets rose from $94M in the plan year 2023 filing to $104M in the plan year 2024 filing.

See the national 2023→2024 release diff →

EBSA filing schedule strip

Filing strip 320178959 · Securities Industry and Financial Markets Association PY 2024 · 401(k)

Securities Industry and Financial Markets Association Savings Plan · $104M · 128 · 91st

  • IND $104M
  • EOY 128
  • 5500 91st
  • ASSETS 401(k)
  • PCT near Torcon, Inc. Retirement Plan
  • EIN ind #7458

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Other Services retirement plans → · Plans in New York →

Securities Industry and Financial Markets Association Savings Plan in the asset neighbourhood

Shields Health Care Group 401(k) Profit Sharing PlanShields Health Care Group 40…$104MTorcon, Inc. Retirement Plan$104MSecurities Industry and Financial Markets Association Savings PlanSecurities Industry and Fina…$104MSbera 401(k) Plan as Adopted by Middlesex Savings BankSbera 401(k) Plan as Adopted…$104MTalcott 401(k) Plan$104M
End-of-year total assets ($M) among Securities Industry and Financial Markets Association Savings Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

New York filing particulars

Total Assets (Beginning of Year)$94M
Net Assets (End of Year)$104M
Net Income$10M
Employer EIN320178959
Plan Effective Date1981-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Securities Industry and Financial Markets Association)

Sponsor-wide plan assets over time

All Securities Industry and Financial Markets Association plans reported in each filing year

Latest sponsor-wide plan assets
$104M 34.81292724912703% vs 2022
2024 filing year
$70M$80M$90M$100M$110M 202220232024 $77M $104M ▲ +34.8%
Year Plans Participants Total Assets
2022 1 122 $77M
2023 1 128 $94M
2024 1 128 $104M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Securities Industry and Financial Markets Association Savings Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Securities Industry and Financial Markets Association Savings Plan, Total assets ($B): 0.103760216 · Participants: 128Securities Industry and Financial Markets Association Savings PlanIBM 401(k) Plan, Total assets ($B): 60.39355615 · Participants: 52674IBM 401(k) PlanMorgan Stanley 401(k) Plan, Total assets ($B): 22.180692974 · Participants: 53860Morgan Stanley 401(k) PlanPfizer Savings Plan, Total assets ($B): 21.9871528 · Participants: 33309Pfizer Savings PlanThe Pepsico Savings Plan, Total assets ($B): 14.9369507 · Participants: 137398The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 12.807939404 · Participants: 23227The Goldman Sachs 401(k) Plan
Securities Industry and Financial Markets Association Savings Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Securities Industry and Financial Markets Association Savings Plan side-by-side with 3 peers →

Securities Industry and Financial Markets Association Savings Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Torcon, Inc. Retirement Plan in NJ ($104M); by covered participants it is Kingland Systems, LLC 401(k) Plan in IA (128 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($104M here).

Similar participant headcount

Nearest other-state filings by covered participants (128 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Securities Industry and Financial Markets Association Savings Plan assets move in 2024? ▼
Securities Industry and Financial Markets Association Savings Plan grew at a solid clip - up 10.4% during 2024, from $94M to $104M. Reported net income was $10M.
How have Securities Industry and Financial Markets Association plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Securities Industry and Financial Markets Association's sponsor-wide assets grew 34.8%, from $77M to $104M.
Where does Securities Industry and Financial Markets Association Savings Plan rank by assets among Form 5500 filers? ▼
Securities Industry and Financial Markets Association Savings Plan ranks in the 91st percentile by end-of-year assets among 123,622 plans that reported assets for plan year 2024 (in the top 10% of all filed plans by assets).
Which 401(k) plans are similar in size to Securities Industry and Financial Markets Association Savings Plan? ▼
Among 401(k) plans in other states, the closest by assets is Torcon, Inc. Retirement Plan in NJ ($104M, 237 participants).
Which 401(k) plans cover a similar participant headcount to Securities Industry and Financial Markets Association Savings Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Kingland Systems, LLC 401(k) Plan in IA (128 participants, $18M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 320178959.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.