401(k) · DOL Form 5500 · 2024

97th Floor LLC 401(k) Plan

Data updated 2026-08-25

$4M
Total assets Small plan by assets
99
Participants Small participant base
37th
Percentile by assets National rank
$36,391
Avg per participant Low balance/head
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Official DOL plan name: 97th Floor 401(k) Plan · Sponsored by 97th Floor LLC · Utah · Wholesale Trade

$4M in assets, 99 participants

97th Floor LLC's 97th Floor 401(k) Plan reported $4M in total assets and 99 participants in its 2024 DOL Form 5500 filing, ranking in the 37th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #1,572 in Wholesale Trade (6,080 peers)

97th Floor LLC multi-year trail

97th Floor LLC's plans moved +58.3% in assets from 2022 to 2024; this filing shows 97th Floor 401(k) Plan at $4M / 99 participants.

#1,572
in Wholesale Trade (6,080 peers)
+16.2%
assets growth YoY

97th Floor 401(k) Plan's mid-pack asset rank among Wholesale Trade and all filers

97th Floor 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$3,602,745 37th percentile higher than 37% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

97th Floor 401(k) Plan among smaller filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. 97th Floor 401(k) Plan is a small filing (99 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • 97th Floor 401(k) Plan reported net income fell from $825K in the plan year 2023 filing to $502K in the plan year 2024 filing.
  • 97th Floor 401(k) Plan end-of-year assets rose from $3M in the plan year 2023 filing to $4M in the plan year 2024 filing.
  • 97th Floor 401(k) Plan reported participants fell from 111 in the plan year 2023 filing to 99 in the plan year 2024 filing.

See the national 2023→2024 release diff →

Plan-year Form 5500 strip

Filing strip 542186389 · 97th Floor LLC PY 2024 · 401(k)

97th Floor 401(k) Plan · $4M · 99 · 37th

  • EIN $4M
  • RANK 99
  • PHOTO 37th
  • IND 401(k)
  • EOY near Shepard Insurance Agency 401(k) Plan
  • 5500 ind #1572

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Wholesale Trade retirement plans → · Plans in Utah →

97th Floor 401(k) Plan in the asset neighbourhood

97th Floor 401(k) Plan$4MShepard Insurance Agency 401(k) PlanShepard Insurance Agency 401…$4MClassy Closets Etc., Inc. 401(k) Profit Sharing PlanClassy Closets Etc., Inc. 40…$4MReconyx Retirement Plan$4MDrinkpak 401(k) Plan$4M
End-of-year total assets ($M) among 97th Floor 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

97th Floor LLC multi-year asset trail

Sponsor-wide plan assets over time

All 97th Floor LLC plans reported in each filing year

Latest sponsor-wide plan assets
$4M 58.281711303247576% vs 2022
2024 filing year
$2M$2.5M$3M$3.5M$4M 202220232024 $2.28M $3.6M ▲ +57.9%
Year Plans Participants Total Assets
2022 1 111 $2M
2023 1 111 $3M
2024 1 99 $4M

97th Floor LLC filing trail (2024)

Total Assets (Beginning of Year)$3M
Net Assets (End of Year)$4M
Net Income$502K
Employer EIN542186389
Plan Effective Date2014-02-20
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Utah

Peer 401(k) plans, same state, same plan type, ranked by total assets.

97th Floor 401(k) Plan vs. nearby 401(k) plans in Utah, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000 -202468 Total assets ($B) Participants 97th Floor 401(k) Plan, Total assets ($B): 0.003602745 · Participants: 9997th Floor 401(k) PlanIntermountain Health 401(k) Plan, Total assets ($B): 6.832891 · Participants: 68360Intermountain Health 401(k) PlanDeseret 401(k) Plan, Total assets ($B): 6.145738842 · Participants: 25301Deseret 401(k) PlanZions Bancorporation, N.a. Payshelter 401(k) and Employee Stock Ownership Plan, Total assets ($B): 1.885575832 · Participants: 9972Zions Bancorporation, N.a. Payshelter 401(k) and Employee Stock Ownership PlanSkywest, Inc. Employees' Retirement Plan, Total assets ($B): 1.420052359 · Participants: 14259Skywest, Inc. Employees' Retirement PlanRio Tinto America Inc. 401(k) Savings Plan and Investment Partnership Plan, Total assets ($B): 0.686992924 · Participants: 1926Rio Tinto America Inc. 401(k) Savings Plan and Investment Partnership Plan
97th Floor 401(k) Plan vs. nearby 401(k) plans in Utah, assets vs. participants
Compare 97th Floor 401(k) Plan side-by-side with 3 peers →

97th Floor 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Utah, the nearest 401(k) by assets is Shepard Insurance Agency 401(k) Plan in CA ($4M); by covered participants it is G5 Enterprises, Inc. 401(k) Profit Sharing Plan in MO (99 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($4M here).

Similar participant headcount

Nearest other-state filings by covered participants (99 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did 97th Floor 401(k) Plan assets move in 2024? ▼
97th Floor 401(k) Plan grew sharply - up 16.2% during 2024, from $3M to $4M. Reported net income was $502K.
How have 97th Floor LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), 97th Floor LLC's sponsor-wide assets grew 58.3%, from $2M to $4M.
Which 401(k) plans are similar in size to 97th Floor 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Shepard Insurance Agency 401(k) Plan in CA ($4M, 8 participants).
Which 401(k) plans cover a similar participant headcount to 97th Floor 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is G5 Enterprises, Inc. 401(k) Profit Sharing Plan in MO (99 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 542186389.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.