Profit Sharing · DOL Form 5500 · 2024

Maxim Financial Corporation Profit Sharing Plan

Data updated 2026-08-25

$6M
Total assets Small plan by assets
1
Participants Small participant base
45th
Percentile by assets National rank
$5.9M
Avg per participant High balance/head
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Official DOL plan name: Maxim Financial Corporation ESOP · Sponsored by Maxim Financial Corporation · California · Finance & Insurance

$6M in assets, 1 participants

Maxim Financial Corporation's Maxim Financial Corporation ESOP reported $6M in total assets and 1 participant in its 2024 DOL Form 5500 filing, ranking in the 45th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #2,626 in Finance & Insurance (8,549 peers)

What the 2024 filing shows

Maxim Financial Corporation ESOP holds $6M for 1 participant - about $5.9M per participant, in the lower half of filed plans by assets.

#2,626
in Finance & Insurance (8,549 peers)
-5.1%
assets change YoY

The plan reported a net loss of $318K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Maxim Financial Corporation ESOP's mid-pack asset rank among Finance & Insurance and all filers

Maxim Financial Corporation ESOP vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$5,936,140 45th percentile higher than 45% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Maxim Financial Corporation ESOP among micro filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Maxim Financial Corporation ESOP is a micro filing (1 participant), the leftmost band.

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Maxim Financial Corporation ESOP reported net income fell from $13K in the plan year 2023 filing to -$318K in the plan year 2024 filing.
  • Maxim Financial Corporation ESOP end-of-year assets fell from $6M in the plan year 2023 filing to $6M in the plan year 2024 filing.

See the national 2023→2024 release diff →

DOL schedule card

Filing strip 841037475 · Maxim Financial Corporation PY 2024 · Profit Sharing

Maxim Financial Corporation ESOP · $6M · 1 · 45th

  • PART $6M
  • PART 1
  • PART 45th
  • PART Profit Sharing
  • PART near Dipiazza & Dipiazza Profit Sharing Plan
  • PART ind #2626

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in California →

Maxim Financial Corporation ESOP in the asset neighbourhood

Maxim Financial Corporation ESOPMaxim Financial Corporation …$6MDipiazza & Dipiazza Profit Sharing PlanDipiazza & Dipiazza Profit S…$6MDragon Trading, Inc. Profit Sharing PlanDragon Trading, Inc. Profit …$6MTrinity Management, Inc. 401(k) PlanTrinity Management, Inc. 401…$6MSurgical Associates of Concord, P.C. Profit Sharing PlanSurgical Associates of Conco…$6M
End-of-year total assets ($M) among Maxim Financial Corporation ESOP and nearest nationwide Profit Sharing peers. Source: DOL Form 5500 plan year 2024.

Filing particulars (2024)

Total Assets (Beginning of Year)$6M
Net Assets (End of Year)$6M
Net Income-$318K
Employer EIN841037475
Plan Effective Date1997-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Maxim Financial Corporation)

Sponsor-wide plan assets over time

All Maxim Financial Corporation plans reported in each filing year

Latest sponsor-wide plan assets
$6M 4.893830789671803% vs 2022
2024 filing year
$5.9M$6M$6.1M$6.2M$6.3M 202220232024 $6.24M $5.94M ▼ -4.8%
Year Plans Participants Total Assets
2022 1 1 $6M
2023 1 1 $6M
2024 1 1 $6M

Nearby Profit Sharing Plans in California

Peer Profit Sharing plans, same state, same plan type, ranked by total assets.

Maxim Financial Corporation ESOP vs. nearby Profit Sharing plans in California, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000 -20246810 Total assets ($B) Participants Maxim Financial Corporation ESOP, Total assets ($B): 0.00593614 · Participants: 1Maxim Financial Corporation ESOPScpmg Keogh Plan, Total assets ($B): 7.873239427 · Participants: 10749Scpmg Keogh PlanIntel Retirement Contribution Plan, Total assets ($B): 7.29473208 · Participants: 19044Intel Retirement Contribution PlanMotion Picture Industry Individual Account Plan, Total assets ($B): 6.232609737 · Participants: 67842Motion Picture Industry Individual Account PlanMemorialcare Retirement Plan, Total assets ($B): 1.429377 · Participants: 4491Memorialcare Retirement PlanDisney Retirement Savings Plan, Total assets ($B): 1.420512537 · Participants: 36338Disney Retirement Savings Plan
Maxim Financial Corporation ESOP vs. nearby Profit Sharing plans in California, assets vs. participants
Compare Maxim Financial Corporation ESOP side-by-side with 3 peers →

Maxim Financial Corporation ESOP's out-of-state Profit Sharing peers by assets and headcount

Outside California, the nearest Profit Sharing by assets is Dipiazza & Dipiazza Profit Sharing Plan in PA ($6M); by covered participants it is Gerald L. Bowen, P.C. Profit Sharing Plan in PA (1 participant). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (1 participant); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Maxim Financial Corporation ESOP assets move in 2024? ▼
Maxim Financial Corporation ESOP pulled back noticeably - down 5.1% during 2024, from $6M to $6M. Reported net income was -$318K.
How have Maxim Financial Corporation plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Maxim Financial Corporation's sponsor-wide assets declined 4.9%, from $6M to $6M.
Which Profit Sharing plans are similar in size to Maxim Financial Corporation ESOP? ▼
Among Profit Sharing plans in other states, the closest by assets is Dipiazza & Dipiazza Profit Sharing Plan in PA ($6M, 6 participants).
Which Profit Sharing plans cover a similar participant headcount to Maxim Financial Corporation ESOP? ▼
Among Profit Sharing plans in other states, the closest by covered participants is Gerald L. Bowen, P.C. Profit Sharing Plan in PA (1 participant, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 841037475.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.