401(k) · DOL Form 5500 · 2024

Advisors Asset Management, Inc. 401(k) Plan

Data updated 2026-08-25

$57M
Total assets Below avg plan size
271
Participants Below avg headcount
86th
Percentile by assets National rank
$211,529
Avg per participant Above avg balance/head
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Official DOL plan name: Advisors Asset Management, Inc. 401(k) Plan · Sponsored by Advisors Asset Management, Inc. · Colorado · Finance & Insurance

$57M in assets, 271 participants

Advisors Asset Management, Inc.'s Advisors Asset Management, Inc. 401(k) Plan reported $57M in total assets and 271 participants in its 2024 DOL Form 5500 filing, ranking in the 86th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,638 in Finance & Insurance (8,549 peers)

Where Advisors Asset Management, Inc. 401(k) Plan sits by assets

Advisors Asset Management, Inc. 401(k) Plan sits in the top quartile of all filed plans by assets, $57M for 271 participants (~$211,529/participant), up 13.2% in 2024.

#6,638
in Finance & Insurance (8,549 peers)
+13.2%
assets growth YoY
0.6×
vs typical plan assets (national mean)

Advisors Asset Management, Inc. 401(k) Plan's outsized position by total assets

Advisors Asset Management, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$57,324,397 Top 14% higher than 86% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Advisors Asset Management, Inc. 401(k) Plan among mid-size filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Advisors Asset Management, Inc. 401(k) Plan sits mid-pack in the medium band (271 participants).

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Advisors Asset Management, Inc. 401(k) Plan reported net income fell from $10M in the plan year 2023 filing to $7M in the plan year 2024 filing.
  • Advisors Asset Management, Inc. 401(k) Plan end-of-year assets rose from $51M in the plan year 2023 filing to $57M in the plan year 2024 filing.
  • Advisors Asset Management, Inc. 401(k) Plan reported participants rose from 254 in the plan year 2023 filing to 271 in the plan year 2024 filing.

See the national 2023→2024 release diff →

Plan-year Form 5500 strip

Filing strip 200532180 · Advisors Asset Management, Inc. PY 2024 · 401(k)

Advisors Asset Management, Inc. 401(k) Plan · $57M · 271 · 86th

  • EBSA $57M
  • EBSA 271
  • EBSA 86th
  • EBSA 401(k)
  • EBSA near John G. Shedd Aquarium Employees 401(k) Plan
  • EBSA ind #6638

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Colorado →

Advisors Asset Management, Inc. 401(k) Plan in the asset neighbourhood

Rittal 401(k) Plan$57MMax Credit Union Capital Accumulation PlanMax Credit Union Capital Acc…$57MAdvisors Asset Management, Inc. 401(k) PlanAdvisors Asset Management, I…$57MJohn G. Shedd Aquarium Employees 401(k) PlanJohn G. Shedd Aquarium Emplo…$57MBradley/Dixie Companies Retirement PlanBradley/Dixie Companies Reti…$57M
End-of-year total assets ($M) among Advisors Asset Management, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

Scale-class filing particulars (2024)

Total Assets (Beginning of Year)$51M
Net Assets (End of Year)$57M
Net Income$7M
Employer EIN200532180
Plan Effective Date2008-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Advisors Asset Management, Inc.)

Sponsor-wide plan assets over time

All Advisors Asset Management, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$57M 39.38025670599934% vs 2022
2024 filing year
$35M$40M$45M$50M$55M$60M 202220232024 $41.1M $57.3M ▲ +39.4%
Year Plans Participants Total Assets
2022 1 263 $41M
2023 1 254 $51M
2024 1 271 $57M

Nearby 401(k) Plans in Colorado

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Advisors Asset Management, Inc. 401(k) Plan vs. nearby 401(k) plans in Colorado, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000 -1012345 Total assets ($B) Participants Advisors Asset Management, Inc. 401(k) Plan, Total assets ($B): 0.057324397 · Participants: 271Advisors Asset Management, Inc. 401(k) PlanDavita Retirement Savings Plan, Total assets ($B): 3.81412558 · Participants: 57900Davita Retirement Savings PlanBall Corporation 401(k) and Employee Stock Ownership Plan, Total assets ($B): 2.319532435 · Participants: 9935Ball Corporation 401(k) and Employee Stock Ownership PlanArcadis U.S., Inc. Retirement Savings Plan, Total assets ($B): 2.259964434 · Participants: 7607Arcadis U.S., Inc. Retirement Savings PlanEmpower Retirement, LLC 401(k) Savings Plan, Total assets ($B): 2.234179481 · Participants: 10185Empower Retirement, LLC 401(k) Savings PlanWoodward Retirement Savings Plan, Total assets ($B): 1.965265264 · Participants: 6210Woodward Retirement Savings Plan
Advisors Asset Management, Inc. 401(k) Plan vs. nearby 401(k) plans in Colorado, assets vs. participants
Compare Advisors Asset Management, Inc. 401(k) Plan side-by-side with 3 peers →

Advisors Asset Management, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Colorado, the nearest 401(k) by assets is John G. Shedd Aquarium Employees 401(k) Plan in IL ($57M); by covered participants it is Action Rentals Holdings, LLC in FL (271 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($57M here).

Similar participant headcount

Nearest other-state filings by covered participants (271 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Advisors Asset Management, Inc. 401(k) Plan assets move in 2024? ▼
Advisors Asset Management, Inc. 401(k) Plan grew at a solid clip - up 13.2% during 2024, from $51M to $57M. Reported net income was $7M.
How have Advisors Asset Management, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Advisors Asset Management, Inc.'s sponsor-wide assets grew 39.4%, from $41M to $57M.
Where does Advisors Asset Management, Inc. 401(k) Plan rank by assets among Form 5500 filers? ▼
Advisors Asset Management, Inc. 401(k) Plan ranks in the 86th percentile by end-of-year assets among 123,622 plans that reported assets for plan year 2024 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Advisors Asset Management, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is John G. Shedd Aquarium Employees 401(k) Plan in IL ($57M, 422 participants).
Which 401(k) plans cover a similar participant headcount to Advisors Asset Management, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Action Rentals Holdings, LLC in FL (271 participants, $509K in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 200532180.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.