401(k) · DOL Form 5500 · 2024

B. Riley Financial, Inc. 401(k) Plan

Data updated 2026-08-25

$290M
Total assets Near avg plan size
1,307
Participants Near avg headcount
96th
Percentile by assets National rank
$221,691
Avg per participant Above avg balance/head
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Official DOL plan name: B. Riley Financial, Inc. 401(k) Profit Sharing Plan · Sponsored by B. Riley Financial, Inc. · California · Finance & Insurance

$290M in assets, 1,307 participants

B. Riley Financial, Inc.'s B. Riley Financial, Inc. 401(k) Profit Sharing Plan reported $290M in total assets and 1,307 participants in its 2024 DOL Form 5500 filing, ranking in the 96th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,935 in Finance & Insurance (8,549 peers)

Coverage in California

B. Riley Financial, Inc. 401(k) Profit Sharing Plan covers 1,307 participants in California, 2.1x the typical California plan (state average ~630 per filing). Assets: $290M.

#7,935
in Finance & Insurance (8,549 peers)
+13.1%
assets growth YoY
2.9×
vs typical plan assets (national mean)

B. Riley Financial, Inc. 401(k) Profit Sharing Plan's outsized position by total assets

B. Riley Financial, Inc. 401(k) Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$289,749,733 Top 4% higher than 96% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

B. Riley Financial, Inc. 401(k) Profit Sharing Plan's large-plan peer group by participant headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. B. Riley Financial, Inc. 401(k) Profit Sharing Plan lands in the large band (1,307 participants).

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • B. Riley Financial, Inc. 401(k) Profit Sharing Plan reported net income fell from $48M in the plan year 2023 filing to $34M in the plan year 2024 filing.
  • B. Riley Financial, Inc. 401(k) Profit Sharing Plan end-of-year assets rose from $256M in the plan year 2023 filing to $290M in the plan year 2024 filing.
  • B. Riley Financial, Inc. 401(k) Profit Sharing Plan reported participants rose from 1,255 in the plan year 2023 filing to 1,307 in the plan year 2024 filing.

See the national 2023→2024 release diff →

DOL schedule card

Filing strip 270223495 · B. Riley Financial, Inc. PY 2024 · 401(k)

B. Riley Financial, Inc. 401(k) Profit Sharing Plan · $290M · 1,307 · 96th

  • 5500 $290M
  • 5500 1,307
  • 5500 96th
  • 5500 401(k)
  • 5500 near Morgan US Employees' 401(k) Plan
  • 5500 ind #7935

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in California →

B. Riley Financial, Inc. 401(k) Profit Sharing Plan in the asset neighbourhood

Bacardi U.S.a., Inc. & Affiliates 401(k) Savings and DC Retirement PlanBacardi U.S.a., Inc. & Affil…$290MMorgan US Employees' 401(k) PlanMorgan US Employees' 401(k) …$290MB. Riley Financial, Inc. 401(k) Profit Sharing PlanB. Riley Financial, Inc. 401…$290MWinco Foods 401(k) Plan$290MCovetrus 401(k) Retirement Savings PlanCovetrus 401(k) Retirement S…$290M
End-of-year total assets ($M) among B. Riley Financial, Inc. 401(k) Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

California filing particulars

Total Assets (Beginning of Year)$256M
Net Assets (End of Year)$290M
Net Income$34M
Employer EIN270223495
Plan Effective Date1999-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (B. Riley Financial, Inc.)

Sponsor-wide plan assets over time

All B. Riley Financial, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$290M 42.03466882450412% vs 2022
2024 filing year
$150M$200M$250M$300M 202220232024 $204M $290M ▲ +42.0%
Year Plans Participants Total Assets
2022 1 1,216 $204M
2023 1 1,255 $256M
2024 1 1,307 $290M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

B. Riley Financial, Inc. 401(k) Profit Sharing Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants B. Riley Financial, Inc. 401(k) Profit Sharing Plan, Total assets ($B): 0.289749733 · Participants: 1307B. Riley Financial, Inc. 401(k) Profit Sharing PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 48.738057415 · Participants: 116712Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 31.02646504 · Participants: 58962Oracle Corporation 401(k) Savings and Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 24.850880304 · Participants: 55298Intel 401(k) Savings PlanApple 401(k) Plan, Total assets ($B): 24.714519387 · Participants: 101450Apple 401(k) PlanCisco Systems,Inc. 401(k) Plan, Total assets ($B): 22.728425546 · Participants: 40452Cisco Systems,Inc. 401(k) Plan
B. Riley Financial, Inc. 401(k) Profit Sharing Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare B. Riley Financial, Inc. 401(k) Profit Sharing Plan side-by-side with 3 peers →

B. Riley Financial, Inc. 401(k) Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Morgan US Employees' 401(k) Plan in NC ($290M); by covered participants it is Pgw Auto Glass, LLC 401(k) Plan in PA (1,307 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($290M here).

Similar participant headcount

Nearest other-state filings by covered participants (1,307 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did B. Riley Financial, Inc. 401(k) Profit Sharing Plan assets move in 2024? ▼
B. Riley Financial, Inc. 401(k) Profit Sharing Plan grew at a solid clip - up 13.1% during 2024, from $256M to $290M. Reported net income was $34M.
How have B. Riley Financial, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), B. Riley Financial, Inc.'s sponsor-wide assets grew 42.0%, from $204M to $290M.
Where does B. Riley Financial, Inc. 401(k) Profit Sharing Plan rank by assets among Form 5500 filers? ▼
B. Riley Financial, Inc. 401(k) Profit Sharing Plan ranks in the 96th percentile by end-of-year assets among 123,622 plans that reported assets for plan year 2024 (in the top 5% of all filed plans by assets).
Which 401(k) plans are similar in size to B. Riley Financial, Inc. 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by assets is Morgan US Employees' 401(k) Plan in NC ($290M, 2,317 participants).
Which 401(k) plans cover a similar participant headcount to B. Riley Financial, Inc. 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Pgw Auto Glass, LLC 401(k) Plan in PA (1,307 participants, $27M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 270223495.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.