401(k) · DOL Form 5500 · 2024

B. Riley Financial, Inc. 401(k) Plan

Data updated 2026-08-11

$290M
Total assets: 1,307
Participants: 96th
Percentile by assets: $221,691
Avg per participant

Official DOL plan name: B. Riley Financial, Inc. 401(k) Profit Sharing Plan · Sponsored by B. Riley Financial, Inc. · California · Finance & Insurance

$290M in assets, 1,307 participants

B. Riley Financial, Inc.'s B. Riley Financial, Inc. 401(k) Profit Sharing Plan reported $290M in total assets and 1,307 participants in its 2024 DOL Form 5500 filing, ranking in the 96th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

96th percentile by assets (of 123,622 plans)
#7,935 in Finance & Insurance (8,549 peers)

Coverage in California

B. Riley Financial, Inc. 401(k) Profit Sharing Plan covers 1,307 participants in California, 2.1x the typical California plan (state average ~630 per filing). Assets: $290M.

$290M
total plan assets (2024 EOY): 1,307
covered participants: 96th
percentile by assets (of 123,622 plans): $221,691
avg assets per participant

Where B. Riley Financial, Inc. 401(k) Profit Sharing Plan sits by total assets

B. Riley Financial, Inc. 401(k) Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$289,749,733 Top 4% higher than 96% of 123,620 filed plans

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

B. Riley Financial, Inc. 401(k) Profit Sharing Plan reported net income fell from $48M in the plan year 2023 filing to $34M in the plan year 2024 filing.
B. Riley Financial, Inc. 401(k) Profit Sharing Plan end-of-year assets rose from $256M in the plan year 2023 filing to $290M in the plan year 2024 filing.
B. Riley Financial, Inc. 401(k) Profit Sharing Plan reported participants rose from 1,255 in the plan year 2023 filing to 1,307 in the plan year 2024 filing.

See the national 2023→2024 release diff →

State

California

Industry

Finance & Insurance

Participants vs California filers

In California, the average filing covers about 630 participants across 15,291 plans. B. Riley Financial, Inc. 401(k) Profit Sharing Plan reports 1,307 participants - 2.1x that state average ($290M EOY assets).

California filing particulars

Total Assets (Beginning of Year)	$256M
Net Assets (End of Year)	$290M
Net Income	$34M
Employer EIN	270223495
Plan Effective Date	1999-01-01
Filing Status	FILING RECEIVED

Sponsor Plan History (B. Riley Financial, Inc.)

Total plan assets by year, all B. Riley Financial, Inc. plans on file

Year	Plans	Participants	Total Assets
2022	1	1,216	$204M
2023	1	1,255	$256M
2024	1	1,307	$290M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

B. Riley Financial, Inc. 401(k) Profit Sharing Plan vs. nearby 401(k) plans in California, assets vs. participants

Google LLC 401(k) Savings Plan $48.7B · 116,712
Oracle Corporation 401(k) Savings and Investment Plan $31.0B · 58,962
Intel 401(k) Savings Plan $24.9B · 55,298
Apple 401(k) Plan $24.7B · 101,450
Cisco Systems,Inc. 401(k) Plan $22.7B · 40,452

Compare B. Riley Financial, Inc. 401(k) Profit S… side-by-side with 3 peers →

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to B. Riley Financial, Inc. 401(k) Profit Sharing Plan by total assets, not by location.

Morgan US Employees' 401(k) Plan (NC) $290M · 2,317
Winco Foods 401(k) Plan (ID) $290M · 19,177
Covetrus 401(k) Retirement Savings Plan (OH) $290M · 2,977
Bacardi U.S.a., Inc. & Affiliates 401(k) Savings and DC Retirement Plan (FL) $290M · 1,095

Frequently Asked Questions

How did B. Riley Financial, Inc. 401(k) Profit Sharing Plan assets move in 2024? ▼

B. Riley Financial, Inc. 401(k) Profit Sharing Plan grew at a solid clip - up 13.1% during 2024, from $256M to $290M. Reported net income was $34M.

How have B. Riley Financial, Inc. plan assets changed over time? ▼

Across 3 plan years on file (2022-2024), B. Riley Financial, Inc.'s sponsor-wide assets grew 42.0%, from $204M to $290M.

Where does B. Riley Financial, Inc. 401(k) Profit Sharing Plan rank by assets among Form 5500 filers? ▼

B. Riley Financial, Inc. 401(k) Profit Sharing Plan ranks in the 96th percentile by end-of-year assets among 123,622 plans that reported assets for plan year 2024 (in the top 5% of all filed plans by assets).

Which 401(k) plans are similar in size to B. Riley Financial, Inc. 401(k) Profit Sharing Plan? ▼

Among 401(k) plans in other states, the closest by assets is Morgan US Employees' 401(k) Plan in NC ($290M, 2,317 participants).

Next read for B. Riley Financial, Inc. 401(k) Profit S…

Filing takeaways

Ways to act on B. Riley Financial, Inc. 401(k) Profit Sharing Plan's numbers.

By total assets, B. Riley Financial, Inc. 401(k) Profit Sharing Plan ranks in the top 5% of all filed plans by assets. See the largest plans
Compare it side-by-side against 3 similar 401(k) plans in California. Compare plans
B. Riley Financial, Inc.'s sponsor-wide assets have grown 42.0% since 2022 across 3 plan years on file. More Finance & Insurance plans

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 270223495.