401(k) · DOL Form 5500 · 2024

Capstone Investment Advisors LLC 401(k) Plan

Data updated 2026-08-25

$29M
Total assets Below avg plan size
164
Participants Small participant base
77th
Percentile by assets National rank
$176,023
Avg per participant Above avg balance/head
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Official DOL plan name: Capstone Investment Advisors LLC 401(k) Plan · Sponsored by Capstone Investment Advisors LLC · New York · Finance & Insurance

$29M in assets, 164 participants

Capstone Investment Advisors LLC's Capstone Investment Advisors LLC 401(k) Plan reported $29M in total assets and 164 participants in its 2024 DOL Form 5500 filing, ranking in the 77th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,468 in Finance & Insurance (8,549 peers)

Coverage in New York

Capstone Investment Advisors LLC 401(k) Plan covers 164 participants in New York, about 21% of the average New York filer (state average ~798 per filing). Assets: $29M.

#5,468
in Finance & Insurance (8,549 peers)
+33.5%
assets growth YoY
0.3×
vs typical plan assets (national mean)

Capstone Investment Advisors LLC 401(k) Plan's outsized position by total assets

Capstone Investment Advisors LLC 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$28,867,776 Top 23% higher than 77% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Capstone Investment Advisors LLC 401(k) Plan among mid-size filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Capstone Investment Advisors LLC 401(k) Plan sits mid-pack in the medium band (164 participants).

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Capstone Investment Advisors LLC 401(k) Plan reported net income rose from $5M in the plan year 2023 filing to $7M in the plan year 2024 filing.
  • Capstone Investment Advisors LLC 401(k) Plan end-of-year assets rose from $22M in the plan year 2023 filing to $29M in the plan year 2024 filing.
  • Capstone Investment Advisors LLC 401(k) Plan reported participants rose from 156 in the plan year 2023 filing to 164 in the plan year 2024 filing.

See the national 2023→2024 release diff →

Form 5500 schedule snapshot

Filing strip 208601093 · Capstone Investment Advisors LLC PY 2024 · 401(k)

Capstone Investment Advisors LLC 401(k) Plan · $29M · 164 · 77th

  • RANK $29M
  • PHOTO 164
  • IND 77th
  • EOY 401(k)
  • 5500 near Assistrx LLC 401(k) Profit Sharing Plan and Trust
  • ASSETS ind #5468

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Capstone Investment Advisors LLC 401(k) Plan in the asset neighbourhood

Capstone Investment Advisors LLC 401(k) PlanCapstone Investment Advisors…$29MAssistrx LLC 401(k) Profit Sharing Plan and TrustAssistrx LLC 401(k) Profit S…$29MNu Way Concrete Forms, Inc. Profit Sharing PlanNu Way Concrete Forms, Inc. …$29MInfomerge LLC 401(k) Plan$29MCalifornia Skin Institute 401(k) Profit Sharing PlanCalifornia Skin Institute 40…$29M
End-of-year total assets ($M) among Capstone Investment Advisors LLC 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

New York filing particulars

Total Assets (Beginning of Year)$22M
Net Assets (End of Year)$29M
Net Income$7M
Employer EIN208601093
Plan Effective Date2022-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Capstone Investment Advisors LLC)

Sponsor-wide plan assets over time

All Capstone Investment Advisors LLC plans reported in each filing year

Latest sponsor-wide plan assets
$29M 69.13495190824645% vs 2022
2024 filing year
$15M$20M$25M$30M$35M 202220232024 $17.1M $28.9M ▲ +69.1%
Year Plans Participants Total Assets
2022 1 144 $17M
2023 1 156 $22M
2024 1 164 $29M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Capstone Investment Advisors LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Capstone Investment Advisors LLC 401(k) Plan, Total assets ($B): 0.028867776 · Participants: 164Capstone Investment Advisors LLC 401(k) PlanIBM 401(k) Plan, Total assets ($B): 60.39355615 · Participants: 52674IBM 401(k) PlanMorgan Stanley 401(k) Plan, Total assets ($B): 22.180692974 · Participants: 53860Morgan Stanley 401(k) PlanPfizer Savings Plan, Total assets ($B): 21.9871528 · Participants: 33309Pfizer Savings PlanThe Pepsico Savings Plan, Total assets ($B): 14.9369507 · Participants: 137398The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 12.807939404 · Participants: 23227The Goldman Sachs 401(k) Plan
Capstone Investment Advisors LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Capstone Investment Advisors LLC 401(k) Plan side-by-side with 3 peers →

Capstone Investment Advisors LLC 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Assistrx LLC 401(k) Profit Sharing Plan and Trust in FL ($29M); by covered participants it is Meadows Bank 401(k) Retirement Plan in NV (164 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (164 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Capstone Investment Advisors LLC 401(k) Plan assets move in 2024? ▼
Capstone Investment Advisors LLC 401(k) Plan surged - up 33.5% during 2024, from $22M to $29M. Reported net income was $7M.
How have Capstone Investment Advisors LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Capstone Investment Advisors LLC's sponsor-wide assets grew 69.1%, from $17M to $29M.
Where does Capstone Investment Advisors LLC 401(k) Plan rank by assets among Form 5500 filers? ▼
Capstone Investment Advisors LLC 401(k) Plan ranks in the 77th percentile by end-of-year assets among 123,622 plans that reported assets for plan year 2024 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Capstone Investment Advisors LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Assistrx LLC 401(k) Profit Sharing Plan and Trust in FL ($29M, 898 participants).
Which 401(k) plans cover a similar participant headcount to Capstone Investment Advisors LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Meadows Bank 401(k) Retirement Plan in NV (164 participants, $20M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 208601093.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.