401(k) · DOL Form 5500 · 2024
Sotheby's, Inc. 401(k) Plan
Data updated 2026-08-11
- $249M
- Total assets
- 834
- Participants
- 95th
- Percentile by assets
- $297,964
- Avg per participant
Official DOL plan name: Sotheby's, Inc. Retirement Savings Plan · Sponsored by Sotheby's, Inc. · New York · Professional & Technical Services
$249M in assets, 834 participants
Sotheby's, Inc.'s Sotheby's, Inc. Retirement Savings Plan reported $249M in total assets and 834 participants in its 2024 DOL Form 5500 filing, ranking in the 95th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- 95th percentile by assets (of 123,622 plans)
- #19,412 in Professional & Technical Services (20,173 peers)
Where Sotheby's, Inc. Retirement Savings Plan sits by assets
Sotheby's, Inc. Retirement Savings Plan sits in the top 5% of all filed plans by assets, $249M for 834 participants (~$297,964/participant), up 9.4% in 2024.
- $249M
- total plan assets (2024 EOY)
- 834
- covered participants
- 95th
- percentile by assets (of 123,622 plans)
- $297,964
- avg assets per participant
What changed between DOL Form 5500 filings
plan year 2023 → plan year 2024
- Sotheby's, Inc. Retirement Savings Plan reported net income fell from $25M in the plan year 2023 filing to $21M in the plan year 2024 filing.
- Sotheby's, Inc. Retirement Savings Plan end-of-year assets rose from $227M in the plan year 2023 filing to $249M in the plan year 2024 filing.
- Sotheby's, Inc. Retirement Savings Plan reported participants rose from 792 in the plan year 2023 filing to 834 in the plan year 2024 filing.
Sotheby's, Inc. Retirement Savings Plan vs the 2024 asset distribution
By assets, Sotheby's, Inc. Retirement Savings Plan outranks 95% of the 123,622 plans that filed a Form 5500 for the 2024 plan year, and holds roughly 2.5x the national average plan size of $100M (721 average participants).
Scale-class filing particulars (2024)
| Total Assets (Beginning of Year) | $227M |
|---|---|
| Net Assets (End of Year) | $249M |
| Net Income | $21M |
| Employer EIN | 382478406 |
| Plan Effective Date | 1985-12-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Sotheby's, Inc.)
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 656 | $202M |
| 2023 | 1 | 792 | $227M |
| 2024 | 1 | 834 | $249M |
Nearby 401(k) Plans in New York
Peer 401(k) plans, same state, same plan type, ranked by total assets.
Sotheby's, Inc. Retirement Savings Plan vs. nearby 401(k) plans in New York, assets vs. participants
- IBM 401(k) Plan $60.4B · 52,674
- Morgan Stanley 401(k) Plan $22.2B · 53,860
- Pfizer Savings Plan $22.0B · 33,309
- The Pepsico Savings Plan $14.9B · 137,398
- The Goldman Sachs 401(k) Plan $12.8B · 23,227
Similar-Sized 401(k) Plans Nationally
401(k) plans in other states closest to Sotheby's, Inc. Retirement Savings Plan by total assets, not by location.
- Trane 401(k) and Thrift Plan (NC) $248M · 5,197
- Flint Hills Resources Union Employees 401(k) Plan (KS) $248M · 566
- United Bankshares, Inc. Savings and Stock Investment Plan (WV) $249M · 2,561
- A-Dec, Inc. 401(k) Profit Sharing Retirement Plan (OR) $249M · 1,249
Frequently Asked Questions
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Next read for Sotheby's, Inc. Retirement Savings Plan
Scale reading
Ways to act on Sotheby's, Inc. Retirement Savings Plan's numbers.
- By total assets, Sotheby's, Inc. Retirement Savings Plan ranks in the top 5% of all filed plans by assets. See the largest plans
- Compare it side-by-side against 3 similar 401(k) plans in New York. Compare plans
- Sotheby's, Inc.'s sponsor-wide assets have grown 23.1% since 2022 across 3 plan years on file. More Professional & Technical Services plans