401(k) · DOL Form 5500 · 2024

Hypotheca Capital, LLC 401(k) Plan

Data updated 2026-08-25

$10M
Total assets Small plan by assets
78
Participants Small participant base
57th
Percentile by assets National rank
$133,207
Avg per participant Near avg balance/head
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Official DOL plan name: Hypotheca Capital, LLC 401(k) Plan · Sponsored by Hypotheca Capital, LLC · New York · Finance & Insurance

$10M in assets, 78 participants

Hypotheca Capital, LLC's Hypotheca Capital, LLC 401(k) Plan reported $10M in total assets and 78 participants in its 2024 DOL Form 5500 filing, ranking in the 57th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,457 in Finance & Insurance (8,549 peers)

Hypotheca Capital, LLC multi-year trail

Hypotheca Capital, LLC's plans moved +52.8% in assets from 2022 to 2024; this filing shows Hypotheca Capital, LLC 401(k) Plan at $10M / 78 participants.

#3,457
in Finance & Insurance (8,549 peers)
+29.4%
assets growth YoY

Hypotheca Capital, LLC 401(k) Plan's mid-pack asset rank among Finance & Insurance and all filers

Hypotheca Capital, LLC 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$10,390,124 Top 43% higher than 57% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Hypotheca Capital, LLC 401(k) Plan among smaller filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Hypotheca Capital, LLC 401(k) Plan is a small filing (78 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Hypotheca Capital, LLC 401(k) Plan reported net income rose from $1M in the plan year 2023 filing to $2M in the plan year 2024 filing.
  • Hypotheca Capital, LLC 401(k) Plan end-of-year assets rose from $8M in the plan year 2023 filing to $10M in the plan year 2024 filing.
  • Hypotheca Capital, LLC 401(k) Plan reported participants rose from 73 in the plan year 2023 filing to 78 in the plan year 2024 filing.

See the national 2023→2024 release diff →

Plan-year Form 5500 strip

Filing strip 134011600 · Hypotheca Capital, LLC PY 2024 · 401(k)

Hypotheca Capital, LLC 401(k) Plan · $10M · 78 · 57th

  • PCT $10M
  • PCT 78
  • PCT 57th
  • PCT 401(k)
  • PCT near Ultra Manufacturing (USA) Inc. 401(k) Retirement Savings Plan
  • PCT ind #3457

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Hypotheca Capital, LLC 401(k) Plan in the asset neighbourhood

Hypotheca Capital, LLC 401(k) PlanHypotheca Capital, LLC 401(k…$10MUltra Manufacturing (USA) Inc. 401(k) Retirement Savings PlanUltra Manufacturing (USA) In…$10MRainin Group, LLC 401(k) Plan$10MOwen Equipment 401(k) Profit Sharing PlanOwen Equipment 401(k) Profit…$10MGolden State Engineering, Inc. 401(k) Profit Sharing PlanGolden State Engineering, In…$10M
End-of-year total assets ($M) among Hypotheca Capital, LLC 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

Hypotheca Capital, LLC multi-year asset trail

Sponsor-wide plan assets over time

All Hypotheca Capital, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$10M 52.84602072561422% vs 2022
2024 filing year
$6M$8M$10M$12M 202220232024 $6.8M $10.4M ▲ +52.8%
Year Plans Participants Total Assets
2022 1 65 $7M
2023 1 73 $8M
2024 1 78 $10M

Hypotheca Capital, LLC filing trail (2024)

Total Assets (Beginning of Year)$8M
Net Assets (End of Year)$10M
Net Income$2M
Employer EIN134011600
Plan Effective Date1994-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Hypotheca Capital, LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Hypotheca Capital, LLC 401(k) Plan, Total assets ($B): 0.010390124 · Participants: 78Hypotheca Capital, LLC 401(k) PlanIBM 401(k) Plan, Total assets ($B): 60.39355615 · Participants: 52674IBM 401(k) PlanMorgan Stanley 401(k) Plan, Total assets ($B): 22.180692974 · Participants: 53860Morgan Stanley 401(k) PlanPfizer Savings Plan, Total assets ($B): 21.9871528 · Participants: 33309Pfizer Savings PlanThe Pepsico Savings Plan, Total assets ($B): 14.9369507 · Participants: 137398The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 12.807939404 · Participants: 23227The Goldman Sachs 401(k) Plan
Hypotheca Capital, LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Hypotheca Capital, LLC 401(k) Plan side-by-side with 3 peers →

Hypotheca Capital, LLC 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Ultra Manufacturing (USA) Inc. 401(k) Retirement Savings Plan in IN ($10M); by covered participants it is Altro USA, Inc. Retirement Plan in MA (78 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (78 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Hypotheca Capital, LLC 401(k) Plan assets move in 2024? ▼
Hypotheca Capital, LLC 401(k) Plan grew sharply - up 29.4% during 2024, from $8M to $10M. Reported net income was $2M.
How have Hypotheca Capital, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Hypotheca Capital, LLC's sponsor-wide assets grew 52.8%, from $7M to $10M.
Which 401(k) plans are similar in size to Hypotheca Capital, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Ultra Manufacturing (USA) Inc. 401(k) Retirement Savings Plan in IN ($10M, 343 participants).
Which 401(k) plans cover a similar participant headcount to Hypotheca Capital, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Altro USA, Inc. Retirement Plan in MA (78 participants, $12M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 134011600.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.