401(k) · DOL Form 5500 · 2024

Austin 3(16) Fiduciary Limited 401(k) Plan

Data updated 2026-08-25

$8M
Total assets Small plan by assets
699
Participants Below avg headcount
52nd
Percentile by assets National rank
$11,857
Avg per participant Low balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Legend Financial 401(k) Pooled Employer Plan · Sponsored by Austin 3(16) Fiduciary Limited · New York · Professional & Technical Services

$8M in assets, 699 participants

Austin 3(16) Fiduciary Limited's Legend Financial 401(k) Pooled Employer Plan reported $8M in total assets and 699 participants in its 2024 DOL Form 5500 filing, ranking in the 52nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #10,064 in Professional & Technical Services (20,173 peers)

Austin 3(16) Fiduciary Limited multi-year trail

Austin 3(16) Fiduciary Limited's plans moved +446.0% in assets from 2022 to 2024; this filing shows Legend Financial 401(k) Pooled Employer Plan at $8M / 699 participants.

#10,064
in Professional & Technical Services (20,173 peers)
+110.0%
assets growth YoY

Legend Financial 401(k) Pooled Employer Plan's mid-pack asset rank among Professional & Technical Services and all filers

Legend Financial 401(k) Pooled Employer Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$8,288,330 Top 48% higher than 52% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Legend Financial 401(k) Pooled Employer Plan among mid-size filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Legend Financial 401(k) Pooled Employer Plan sits mid-pack in the medium band (699 participants).

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Legend Financial 401(k) Pooled Employer Plan reported participants rose from 125 in the plan year 2023 filing to 699 in the plan year 2024 filing.
  • Legend Financial 401(k) Pooled Employer Plan end-of-year assets rose from $4M in the plan year 2023 filing to $8M in the plan year 2024 filing.
  • Legend Financial 401(k) Pooled Employer Plan reported net income rose from $2M in the plan year 2023 filing to $3M in the plan year 2024 filing.

See the national 2023→2024 release diff →

Plan-year Form 5500 strip

Filing strip 861843958 · Austin 3(16) Fiduciary Limited PY 2024 · 401(k)

Legend Financial 401(k) Pooled Employer Plan · $8M · 699 · 52nd

  • IND $8M
  • IND 699
  • IND 52nd
  • IND 401(k)
  • IND near Procurement Advisors LLC 401(k) Profit Sharing Plan and Trust
  • IND ind #10064

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in New York →

Legend Financial 401(k) Pooled Employer Plan in the asset neighbourhood

Legend Financial 401(k) Pooled Employer PlanLegend Financial 401(k) Pool…$8MProcurement Advisors LLC 401(k) Profit Sharing Plan and TrustProcurement Advisors LLC 401…$8MDiamond R Fertilizer Co., Inc. Profit Sharing PlanDiamond R Fertilizer Co., In…$8MGolden Queen 401(k) Plan$8MPinnacle Eye Care 401(k) Savings PlanPinnacle Eye Care 401(k) Sav…$8M
End-of-year total assets ($M) among Legend Financial 401(k) Pooled Employer Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

Austin 3(16) Fiduciary Limited multi-year asset trail

Sponsor-wide plan assets over time

All Austin 3(16) Fiduciary Limited plans reported in each filing year

Latest sponsor-wide plan assets
$8M 445.96157342390177% vs 2022
2024 filing year
$0M$5M$10M 202220232024 $1.52M $8.29M ▲ +445.4%
Year Plans Participants Total Assets
2022 1 36 $2M
2023 1 125 $4M
2024 1 699 $8M

Austin 3(16) Fiduciary Limited filing trail (2024)

Total Assets (Beginning of Year)$4M
Net Assets (End of Year)$8M
Net Income$3M
Employer EIN861843958
Plan Effective Date2021-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Legend Financial 401(k) Pooled Employer Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Legend Financial 401(k) Pooled Employer Plan, Total assets ($B): 0.00828833 · Participants: 699Legend Financial 401(k) Pooled Employer PlanIBM 401(k) Plan, Total assets ($B): 60.39355615 · Participants: 52674IBM 401(k) PlanMorgan Stanley 401(k) Plan, Total assets ($B): 22.180692974 · Participants: 53860Morgan Stanley 401(k) PlanPfizer Savings Plan, Total assets ($B): 21.9871528 · Participants: 33309Pfizer Savings PlanThe Pepsico Savings Plan, Total assets ($B): 14.9369507 · Participants: 137398The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 12.807939404 · Participants: 23227The Goldman Sachs 401(k) Plan
Legend Financial 401(k) Pooled Employer Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Legend Financial 401(k) Pooled Employer Plan side-by-side with 3 peers →

Legend Financial 401(k) Pooled Employer Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Procurement Advisors LLC 401(k) Profit Sharing Plan and Trust in GA ($8M); by covered participants it is J.F. Ahern Co. Profit Sharing and 401(k) Plan in WI (699 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (699 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Legend Financial 401(k) Pooled Employer Plan assets move in 2024? ▼
Legend Financial 401(k) Pooled Employer Plan surged - up 110.0% during 2024, from $4M to $8M. Reported net income was $3M.
How have Austin 3(16) Fiduciary Limited plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Austin 3(16) Fiduciary Limited's sponsor-wide assets grew 446.0%, from $2M to $8M.
Which 401(k) plans are similar in size to Legend Financial 401(k) Pooled Employer Plan? ▼
Among 401(k) plans in other states, the closest by assets is Procurement Advisors LLC 401(k) Profit Sharing Plan and Trust in GA ($8M, 111 participants).
Which 401(k) plans cover a similar participant headcount to Legend Financial 401(k) Pooled Employer Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is J.F. Ahern Co. Profit Sharing and 401(k) Plan in WI (699 participants, $120M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 861843958.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.