401(k) · DOL Form 5500 · 2024

Rockefeller Financial Services, Inc. 401(k) Plan

Data updated 2026-08-25

$236M
Total assets Near avg plan size
1,211
Participants Near avg headcount
95th
Percentile by assets National rank
$195,286
Avg per participant Above avg balance/head
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Official DOL plan name: Rockefeller 401(k) Savings and Retirement Plan · Sponsored by Rockefeller Financial Services, Inc. · New York · Finance & Insurance

$236M in assets, 1,211 participants

Rockefeller Financial Services, Inc.'s Rockefeller 401(k) Savings and Retirement Plan reported $236M in total assets and 1,211 participants in its 2024 DOL Form 5500 filing, ranking in the 95th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,849 in Finance & Insurance (8,549 peers)

Where Rockefeller 401(k) Savings and Retirement Plan sits by assets

Rockefeller 401(k) Savings and Retirement Plan sits in the top 5% of all filed plans by assets, $236M for 1,211 participants (~$195,286/participant), up 30.4% in 2024.

#7,849
in Finance & Insurance (8,549 peers)
+30.4%
assets growth YoY
2.4×
vs typical plan assets (national mean)

Rockefeller 401(k) Savings and Retirement Plan's outsized position by total assets

Rockefeller 401(k) Savings and Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$236,491,863 Top 5% higher than 95% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Rockefeller 401(k) Savings and Retirement Plan's large-plan peer group by participant headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Rockefeller 401(k) Savings and Retirement Plan lands in the large band (1,211 participants).

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Rockefeller 401(k) Savings and Retirement Plan reported net income rose from $37M in the plan year 2023 filing to $56M in the plan year 2024 filing.
  • Rockefeller 401(k) Savings and Retirement Plan end-of-year assets rose from $181M in the plan year 2023 filing to $236M in the plan year 2024 filing.
  • Rockefeller 401(k) Savings and Retirement Plan reported participants rose from 1,017 in the plan year 2023 filing to 1,211 in the plan year 2024 filing.

See the national 2023→2024 release diff →

DOL schedule card

Filing strip 133006574 · Rockefeller Financial Services, Inc. PY 2024 · 401(k)

Rockefeller 401(k) Savings and Retirement Plan · $236M · 1,211 · 95th

  • PART $236M
  • TYPE 1,211
  • NET 95th
  • BOOK 401(k)
  • VS-ST near Tennessee Orthopaedic Alliance 401(k) & Profit Sharing Plan
  • BOY ind #7849

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Rockefeller 401(k) Savings and Retirement Plan in the asset neighbourhood

Tennessee Orthopaedic Alliance 401(k) & Profit Sharing PlanTennessee Orthopaedic Allian…$237MWomble Bond Dickinson (US) LLP Savings and Self Employed Retirement Plan BWomble Bond Dickinson (US) L…$237MWomble Bond Dickinson (US) LLP Savings and Self Employed Retirement Plan BWomble Bond Dickinson (US) L…$237MRockefeller 401(k) Savings and Retirement PlanRockefeller 401(k) Savings a…$236MTeichert Inc. Retirement Savings PlanTeichert Inc. Retirement Sav…$236M
End-of-year total assets ($M) among Rockefeller 401(k) Savings and Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

Scale-class filing particulars (2024)

Total Assets (Beginning of Year)$181M
Net Assets (End of Year)$236M
Net Income$56M
Employer EIN133006574
Plan Effective Date1962-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Rockefeller Financial Services, Inc.)

Sponsor-wide plan assets over time

All Rockefeller Financial Services, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$236M 64.26425436483026% vs 2022
2024 filing year
$100M$150M$200M$250M 202220232024 $144M $236M ▲ +64.3%
Year Plans Participants Total Assets
2022 1 741 $144M
2023 1 1,017 $181M
2024 1 1,211 $236M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Rockefeller 401(k) Savings and Retirement Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Rockefeller 401(k) Savings and Retirement Plan, Total assets ($B): 0.236491863 · Participants: 1211Rockefeller 401(k) Savings and Retirement PlanIBM 401(k) Plan, Total assets ($B): 60.39355615 · Participants: 52674IBM 401(k) PlanMorgan Stanley 401(k) Plan, Total assets ($B): 22.180692974 · Participants: 53860Morgan Stanley 401(k) PlanPfizer Savings Plan, Total assets ($B): 21.9871528 · Participants: 33309Pfizer Savings PlanThe Pepsico Savings Plan, Total assets ($B): 14.9369507 · Participants: 137398The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 12.807939404 · Participants: 23227The Goldman Sachs 401(k) Plan
Rockefeller 401(k) Savings and Retirement Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Rockefeller 401(k) Savings and Retirement Plan side-by-side with 3 peers →

Rockefeller 401(k) Savings and Retirement Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Tennessee Orthopaedic Alliance 401(k) & Profit Sharing Plan in TN ($237M); by covered participants it is Golden Bear Physical Therapy Sports Injury Center, Inc. 401(k) Plan in CA (1,211 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (1,211 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Rockefeller 401(k) Savings and Retirement Plan assets move in 2024? ▼
Rockefeller 401(k) Savings and Retirement Plan surged - up 30.4% during 2024, from $181M to $236M. Reported net income was $56M.
How have Rockefeller Financial Services, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Rockefeller Financial Services, Inc.'s sponsor-wide assets grew 64.3%, from $144M to $236M.
Where does Rockefeller 401(k) Savings and Retirement Plan rank by assets among Form 5500 filers? ▼
Rockefeller 401(k) Savings and Retirement Plan ranks in the 95th percentile by end-of-year assets among 123,622 plans that reported assets for plan year 2024 (in the top 5% of all filed plans by assets).
Which 401(k) plans are similar in size to Rockefeller 401(k) Savings and Retirement Plan? ▼
Among 401(k) plans in other states, the closest by assets is Tennessee Orthopaedic Alliance 401(k) & Profit Sharing Plan in TN ($237M, 1,244 participants).
Which 401(k) plans cover a similar participant headcount to Rockefeller 401(k) Savings and Retirement Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Golden Bear Physical Therapy Sports Injury Center, Inc. 401(k) Plan in CA (1,211 participants, $30M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 133006574.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.