401(k) · DOL Form 5500 · 2024

United Asset Strategies, Inc. 401(k) Plan

Data updated 2026-08-25

$12M
Total assets Small plan by assets
31
Participants Small participant base
60th
Percentile by assets National rank
$390,889
Avg per participant High balance/head
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Official DOL plan name: United Asset Strategies, Inc. Employee Stock Ownership Plan · Sponsored by United Asset Strategies, Inc. · New York · Finance & Insurance

$12M in assets, 31 participants

United Asset Strategies, Inc.'s United Asset Strategies, Inc. Employee Stock Ownership Plan reported $12M in total assets and 31 participants in its 2024 DOL Form 5500 filing, ranking in the 60th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,747 in Finance & Insurance (8,549 peers)

United Asset Strategies, Inc. multi-year trail

United Asset Strategies, Inc.'s plans moved +64.0% in assets from 2022 to 2024; this filing shows United Asset Strategies, Inc. Employee Stock Ownership Plan at $12M / 31 participants.

#3,747
in Finance & Insurance (8,549 peers)
+25.1%
assets growth YoY

United Asset Strategies, Inc. Employee Stock Ownership Plan's mid-pack asset rank among Finance & Insurance and all filers

United Asset Strategies, Inc. Employee Stock Ownership Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$12,117,549 Top 40% higher than 60% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

United Asset Strategies, Inc. Employee Stock Ownership Plan among smaller filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. United Asset Strategies, Inc. Employee Stock Ownership Plan is a small filing (31 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • United Asset Strategies, Inc. Employee Stock Ownership Plan end-of-year assets rose from $10M in the plan year 2023 filing to $12M in the plan year 2024 filing.
  • United Asset Strategies, Inc. Employee Stock Ownership Plan reported net income rose from $2M in the plan year 2023 filing to $2M in the plan year 2024 filing.
  • United Asset Strategies, Inc. Employee Stock Ownership Plan reported participants fell from 32 in the plan year 2023 filing to 31 in the plan year 2024 filing.

See the national 2023→2024 release diff →

Published 5500 schedule card

Filing strip 113104524 · United Asset Strategies, Inc. PY 2024 · 401(k)

United Asset Strategies, Inc. Employee Stock Ownership Plan · $12M · 31 · 60th

  • NET $12M
  • BOOK 31
  • VS-ST 60th
  • BOY 401(k)
  • SCH near Abilitypath 401(k) Plan
  • EBSA ind #3747

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

United Asset Strategies, Inc. Employee Stock Ownership Plan in the asset neighbourhood

United Asset Strategies, Inc. Employee Stock Ownership PlanUnited Asset Strategies, Inc…$12MAbilitypath 401(k) Plan$12MPeterbilt of Atlanta 401(k) Retirement Savings PlanPeterbilt of Atlanta 401(k) …$12MBluff City Materials, Inc. 401(k) PlanBluff City Materials, Inc. 4…$12MHall Maines Lugrin, P.C. Profit Sharing PlanHall Maines Lugrin, P.C. Pro…$12M
End-of-year total assets ($M) among United Asset Strategies, Inc. Employee Stock Ownership Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

United Asset Strategies, Inc. multi-year asset trail

Sponsor-wide plan assets over time

All United Asset Strategies, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$12M 64.03892732580334% vs 2022
2024 filing year
$6M$8M$10M$12M$14M 202220232024 $7.39M $12.1M ▲ +64.0%
Year Plans Participants Total Assets
2022 1 29 $7M
2023 1 32 $10M
2024 1 31 $12M

United Asset Strategies, Inc. filing trail (2024)

Total Assets (Beginning of Year)$10M
Net Assets (End of Year)$12M
Net Income$2M
Employer EIN113104524
Plan Effective Date2010-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

United Asset Strategies, Inc. Employee Stock Ownership Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants United Asset Strategies, Inc. Employee Stock Ownership Plan, Total assets ($B): 0.012117549 · Participants: 31United Asset Strategies, Inc. Employee Stock Ownership PlanIBM 401(k) Plan, Total assets ($B): 60.39355615 · Participants: 52674IBM 401(k) PlanMorgan Stanley 401(k) Plan, Total assets ($B): 22.180692974 · Participants: 53860Morgan Stanley 401(k) PlanPfizer Savings Plan, Total assets ($B): 21.9871528 · Participants: 33309Pfizer Savings PlanThe Pepsico Savings Plan, Total assets ($B): 14.9369507 · Participants: 137398The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 12.807939404 · Participants: 23227The Goldman Sachs 401(k) Plan
United Asset Strategies, Inc. Employee Stock Ownership Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare United Asset Strategies, Inc. Employee Stock Ownership Plan side-by-side with 3 peers →

United Asset Strategies, Inc. Employee Stock Ownership Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Abilitypath 401(k) Plan in CA ($12M); by covered participants it is Pediatric Health Care of Northwest Houston, P.a. Safe Harbor 401(k) Plan in TX (31 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($12M here).

Similar participant headcount

Nearest other-state filings by covered participants (31 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did United Asset Strategies, Inc. Employee Stock Ownership Plan assets move in 2024? ▼
United Asset Strategies, Inc. Employee Stock Ownership Plan grew sharply - up 25.1% during 2024, from $10M to $12M. Reported net income was $2M.
How have United Asset Strategies, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), United Asset Strategies, Inc.'s sponsor-wide assets grew 64.0%, from $7M to $12M.
Which 401(k) plans are similar in size to United Asset Strategies, Inc. Employee Stock Ownership Plan? ▼
Among 401(k) plans in other states, the closest by assets is Abilitypath 401(k) Plan in CA ($12M, 217 participants).
Which 401(k) plans cover a similar participant headcount to United Asset Strategies, Inc. Employee Stock Ownership Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Pediatric Health Care of Northwest Houston, P.a. Safe Harbor 401(k) Plan in TX (31 participants, $5M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 113104524.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.