401(k) · DOL Form 5500 · 2024

Smiley Brothers, Inc. 401(k) Plan

Data updated 2026-08-25

$38M
Total assets Below avg plan size
640
Participants Below avg headcount
81st
Percentile by assets National rank
$59,431
Avg per participant Low balance/head
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Official DOL plan name: Smiley Brothers, Inc. 401(k) Plan · Sponsored by Smiley Brothers, Inc. · New York · Food Services & Accommodation

$38M in assets, 640 participants

Smiley Brothers, Inc.'s Smiley Brothers, Inc. 401(k) Plan reported $38M in total assets and 640 participants in its 2024 DOL Form 5500 filing, ranking in the 81st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,484 in Food Services & Accommodation (3,672 peers)

Where Smiley Brothers, Inc. 401(k) Plan sits by assets

Smiley Brothers, Inc. 401(k) Plan sits in the top quartile of all filed plans by assets, $38M for 640 participants (~$59,431/participant), up 18.0% in 2024.

#3,484
in Food Services & Accommodation (3,672 peers)
+18.0%
assets growth YoY
0.4×
vs typical plan assets (national mean)

Smiley Brothers, Inc. 401(k) Plan's outsized position by total assets

Smiley Brothers, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$38,035,642 Top 19% higher than 81% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Smiley Brothers, Inc. 401(k) Plan among mid-size filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Smiley Brothers, Inc. 401(k) Plan sits mid-pack in the medium band (640 participants).

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Smiley Brothers, Inc. 401(k) Plan reported participants rose from 400 in the plan year 2023 filing to 640 in the plan year 2024 filing.
  • Smiley Brothers, Inc. 401(k) Plan reported net income rose from $5M in the plan year 2023 filing to $6M in the plan year 2024 filing.
  • Smiley Brothers, Inc. 401(k) Plan end-of-year assets rose from $32M in the plan year 2023 filing to $38M in the plan year 2024 filing.

See the national 2023→2024 release diff →

DOL schedule card

Filing strip 141506387 · Smiley Brothers, Inc. PY 2024 · 401(k)

Smiley Brothers, Inc. 401(k) Plan · $38M · 640 · 81st

  • PHOTO $38M
  • PHOTO 640
  • PHOTO 81st
  • PHOTO 401(k)
  • PHOTO near The Hanover Research Council, LLC 401(k) Profit Sharing Plan
  • PHOTO ind #3484

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Food Services & Accommodation retirement plans → · Plans in New York →

Smiley Brothers, Inc. 401(k) Plan in the asset neighbourhood

Smiley Brothers, Inc. 401(k) PlanSmiley Brothers, Inc. 401(k)…$38MThe Hanover Research Council, LLC 401(k) Profit Sharing PlanThe Hanover Research Council…$38MVeca 401(k) Savings Plan$38MCarnegie Learning, Inc. 401(k) PlanCarnegie Learning, Inc. 401(…$38MScheffel Boyle 401(k) Profit Sharing PlanScheffel Boyle 401(k) Profit…$38M
End-of-year total assets ($M) among Smiley Brothers, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

Scale-class filing particulars (2024)

Total Assets (Beginning of Year)$32M
Net Assets (End of Year)$38M
Net Income$6M
Employer EIN141506387
Plan Effective Date1980-07-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Smiley Brothers, Inc.)

Sponsor-wide plan assets over time

All Smiley Brothers, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$38M 38.627021210542075% vs 2022
2024 filing year
$25M$30M$35M$40M 202220232024 $27.4M $38M ▲ +38.6%
Year Plans Participants Total Assets
2022 1 406 $27M
2023 1 400 $32M
2024 1 640 $38M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Smiley Brothers, Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Smiley Brothers, Inc. 401(k) Plan, Total assets ($B): 0.038035642 · Participants: 640Smiley Brothers, Inc. 401(k) PlanIBM 401(k) Plan, Total assets ($B): 60.39355615 · Participants: 52674IBM 401(k) PlanMorgan Stanley 401(k) Plan, Total assets ($B): 22.180692974 · Participants: 53860Morgan Stanley 401(k) PlanPfizer Savings Plan, Total assets ($B): 21.9871528 · Participants: 33309Pfizer Savings PlanThe Pepsico Savings Plan, Total assets ($B): 14.9369507 · Participants: 137398The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 12.807939404 · Participants: 23227The Goldman Sachs 401(k) Plan
Smiley Brothers, Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants

Smiley Brothers, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is The Hanover Research Council, LLC 401(k) Profit Sharing Plan in VA ($38M); by covered participants it is British School of Washington in FL (640 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($38M here).

Similar participant headcount

Nearest other-state filings by covered participants (640 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Smiley Brothers, Inc. 401(k) Plan assets move in 2024?
Smiley Brothers, Inc. 401(k) Plan grew sharply - up 18.0% during 2024, from $32M to $38M. Reported net income was $6M.
How have Smiley Brothers, Inc. plan assets changed over time?
Across 3 plan years on file (2022-2024), Smiley Brothers, Inc.'s sponsor-wide assets grew 38.6%, from $27M to $38M.
Where does Smiley Brothers, Inc. 401(k) Plan rank by assets among Form 5500 filers?
Smiley Brothers, Inc. 401(k) Plan ranks in the 81st percentile by end-of-year assets among 123,622 plans that reported assets for plan year 2024 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Smiley Brothers, Inc. 401(k) Plan?
Among 401(k) plans in other states, the closest by assets is The Hanover Research Council, LLC 401(k) Profit Sharing Plan in VA ($38M, 381 participants).
Which 401(k) plans cover a similar participant headcount to Smiley Brothers, Inc. 401(k) Plan?
Among 401(k) plans in other states, the closest by covered participants is British School of Washington in FL (640 participants, $25M in assets).