401(k) · DOL Form 5500 · 2024

Broadview Financial Management, LLC 401(k) Plan

Data updated 2026-08-25

$3M
Total assets Small plan by assets
9
Participants Small participant base
35th
Percentile by assets National rank
$351,531
Avg per participant High balance/head
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Official DOL plan name: Broadview Financial Management, LLC Retirement Plan · Sponsored by Broadview Financial Management, LLC · Wisconsin · Finance & Insurance

$3M in assets, 9 participants

Broadview Financial Management, LLC's Broadview Financial Management, LLC Retirement Plan reported $3M in total assets and 9 participants in its 2024 DOL Form 5500 filing, ranking in the 35th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #1,949 in Finance & Insurance (8,549 peers)

Broadview Financial Management, LLC multi-year trail

Broadview Financial Management, LLC's plans moved +21.8% in assets from 2022 to 2024; this filing shows Broadview Financial Management, LLC Retirement Plan at $3M / 9 participants.

#1,949
in Finance & Insurance (8,549 peers)
+24.8%
assets growth YoY

Broadview Financial Management, LLC Retirement Plan's mid-pack asset rank among Finance & Insurance and all filers

Broadview Financial Management, LLC Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$3,163,778 35th percentile higher than 35% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Broadview Financial Management, LLC Retirement Plan among micro filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Broadview Financial Management, LLC Retirement Plan is a micro filing (9 participants), the leftmost band.

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Broadview Financial Management, LLC Retirement Plan reported net income rose from -$63K in the plan year 2023 filing to $629K in the plan year 2024 filing.
  • Broadview Financial Management, LLC Retirement Plan end-of-year assets rose from $3M in the plan year 2023 filing to $3M in the plan year 2024 filing.
  • Broadview Financial Management, LLC Retirement Plan reported participants fell from 11 in the plan year 2023 filing to 9 in the plan year 2024 filing.

See the national 2023→2024 release diff →

DOL schedule card

Filing strip 473857922 · Broadview Financial Management, LLC PY 2024 · 401(k)

Broadview Financial Management, LLC Retirement Plan · $3M · 9 · 35th

  • 5500 $3M
  • ASSETS 9
  • PCT 35th
  • EIN 401(k)
  • RANK near Msl, P.a. 401(k) Profit Sharing Plan
  • PHOTO ind #1949

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Wisconsin →

Broadview Financial Management, LLC Retirement Plan in the asset neighbourhood

Broadview Financial Management, LLC Retirement PlanBroadview Financial Manageme…$3MMsl, P.a. 401(k) Profit Sharing PlanMsl, P.a. 401(k) Profit Shar…$3MKohana Corp. 401(k) Profit Sharing PlanKohana Corp. 401(k) Profit S…$3MMonroe Medi-Trans, Inc. Employee 401(k) PlanMonroe Medi-Trans, Inc. Empl…$3MBuffington Mohr Mcneal 401(k) Profit Sharing PlanBuffington Mohr Mcneal 401(k…$3M
End-of-year total assets ($M) among Broadview Financial Management, LLC Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

Broadview Financial Management, LLC multi-year asset trail

Sponsor-wide plan assets over time

All Broadview Financial Management, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$3M 21.786350810875312% vs 2022
2024 filing year
$2.4M$2.6M$2.8M$3M$3.2M$3.4M 202220232024 $2.6M $3.16M ▲ +21.5%
Year Plans Participants Total Assets
2022 1 10 $3M
2023 1 11 $3M
2024 1 9 $3M

Broadview Financial Management, LLC filing trail (2024)

Total Assets (Beginning of Year)$3M
Net Assets (End of Year)$3M
Net Income$629K
Employer EIN473857922
Plan Effective Date2018-02-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Wisconsin

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Broadview Financial Management, LLC Retirement Plan vs. nearby 401(k) plans in Wisconsin, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000100000 -5051015 Total assets ($B) Participants Broadview Financial Management, LLC Retirement Plan, Total assets ($B): 0.003163778 · Participants: 9Broadview Financial Management, LLC Retirement PlanAdvocate Aurora Health 401(k) Plan, Total assets ($B): 10.487791739 · Participants: 80015Advocate Aurora Health 401(k) PlanJohnson Controls Retirement Savings and Investment Plan, Total assets ($B): 7.188548319 · Participants: 28489Johnson Controls Retirement Savings and Investment PlanFiserv 401(k) Savings Plan, Total assets ($B): 5.136404794 · Participants: 26372Fiserv 401(k) Savings PlanKimberly-Clark Corporation 401(k) & Profit Sharing Plan, Total assets ($B): 4.988151 · Participants: 11661Kimberly-Clark Corporation 401(k) & Profit Sharing PlanRockwell Automation Retirement Savings Plan, Total assets ($B): 3.765132976 · Participants: 9217Rockwell Automation Retirement Savings Plan
Broadview Financial Management, LLC Retirement Plan vs. nearby 401(k) plans in Wisconsin, assets vs. participants
Compare Broadview Financial Management, LLC Retirement Plan side-by-side with 3 peers →

Broadview Financial Management, LLC Retirement Plan's out-of-state 401(k) peers by assets and headcount

Outside Wisconsin, the nearest 401(k) by assets is Msl, P.a. 401(k) Profit Sharing Plan in FL ($3M); by covered participants it is Bendblue 401(k) in CA (9 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (9 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Broadview Financial Management, LLC Retirement Plan assets move in 2024? ▼
Broadview Financial Management, LLC Retirement Plan grew sharply - up 24.8% during 2024, from $3M to $3M. Reported net income was $629K.
How have Broadview Financial Management, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Broadview Financial Management, LLC's sponsor-wide assets grew 21.8%, from $3M to $3M.
Which 401(k) plans are similar in size to Broadview Financial Management, LLC Retirement Plan? ▼
Among 401(k) plans in other states, the closest by assets is Msl, P.a. 401(k) Profit Sharing Plan in FL ($3M, 112 participants).
Which 401(k) plans cover a similar participant headcount to Broadview Financial Management, LLC Retirement Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Bendblue 401(k) in CA (9 participants, $812K in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 473857922.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.