401(k) · DOL Form 5500 · 2024

Equity Settlement Services Inc 401(k) Plan

Data updated 2026-08-25

$8M
Total assets Small plan by assets
179
Participants Small participant base
52nd
Percentile by assets National rank
$46,017
Avg per participant Low balance/head
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Official DOL plan name: Equity Settlement Services Inc 401(k) Plan · Sponsored by Equity Settlement Services Inc · New York · Finance & Insurance

$8M in assets, 179 participants

Equity Settlement Services Inc's Equity Settlement Services Inc 401(k) Plan reported $8M in total assets and 179 participants in its 2024 DOL Form 5500 filing, ranking in the 52nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,064 in Finance & Insurance (8,549 peers)

Coverage in New York

Equity Settlement Services Inc 401(k) Plan covers 179 participants in New York, about 22% of the average New York filer (state average ~798 per filing). Assets: $8M.

#3,064
in Finance & Insurance (8,549 peers)
+15.5%
assets growth YoY

Equity Settlement Services Inc 401(k) Plan's mid-pack asset rank among Finance & Insurance and all filers

Equity Settlement Services Inc 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$8,237,128 Top 48% higher than 52% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Equity Settlement Services Inc 401(k) Plan among mid-size filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Equity Settlement Services Inc 401(k) Plan sits mid-pack in the medium band (179 participants).

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Equity Settlement Services Inc 401(k) Plan reported net income rose from $443K in the plan year 2023 filing to $1M in the plan year 2024 filing.
  • Equity Settlement Services Inc 401(k) Plan end-of-year assets rose from $7M in the plan year 2023 filing to $8M in the plan year 2024 filing.
  • Equity Settlement Services Inc 401(k) Plan reported participants fell from 188 in the plan year 2023 filing to 179 in the plan year 2024 filing.

See the national 2023→2024 release diff →

Form 5500 schedule snapshot

Filing strip 113429460 · Equity Settlement Services Inc PY 2024 · 401(k)

Equity Settlement Services Inc 401(k) Plan · $8M · 179 · 52nd

  • IND $8M
  • EOY 179
  • 5500 52nd
  • ASSETS 401(k)
  • PCT near Hardingpoorman, Inc. 401(k) Plan
  • EIN ind #3064

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Equity Settlement Services Inc 401(k) Plan in the asset neighbourhood

Equity Settlement Services Inc 401(k) PlanEquity Settlement Services I…$8MHardingpoorman, Inc. 401(k) PlanHardingpoorman, Inc. 401(k) …$8MRemodelers Supply Center 401(k) PlanRemodelers Supply Center 401…$8MThe Bollard Group, LLC 401(k) PlanThe Bollard Group, LLC 401(k…$8MSavaria USA 401(k) Plan$8M
End-of-year total assets ($M) among Equity Settlement Services Inc 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

New York filing particulars

Total Assets (Beginning of Year)$7M
Net Assets (End of Year)$8M
Net Income$1M
Employer EIN113429460
Plan Effective Date1992-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Equity Settlement Services Inc)

Sponsor-wide plan assets over time

All Equity Settlement Services Inc plans reported in each filing year

Latest sponsor-wide plan assets
$8M 23.098912032944625% vs 2022
2024 filing year
$6.5M$7M$7.5M$8M$8.5M 202220232024 $6.69M $8.24M ▲ +23.2%
Year Plans Participants Total Assets
2022 1 261 $7M
2023 1 188 $7M
2024 1 179 $8M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Equity Settlement Services Inc 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Equity Settlement Services Inc 401(k) Plan, Total assets ($B): 0.008237128 · Participants: 179Equity Settlement Services Inc 401(k) PlanIBM 401(k) Plan, Total assets ($B): 60.39355615 · Participants: 52674IBM 401(k) PlanMorgan Stanley 401(k) Plan, Total assets ($B): 22.180692974 · Participants: 53860Morgan Stanley 401(k) PlanPfizer Savings Plan, Total assets ($B): 21.9871528 · Participants: 33309Pfizer Savings PlanThe Pepsico Savings Plan, Total assets ($B): 14.9369507 · Participants: 137398The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 12.807939404 · Participants: 23227The Goldman Sachs 401(k) Plan
Equity Settlement Services Inc 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Equity Settlement Services Inc 401(k) Plan side-by-side with 3 peers →

Equity Settlement Services Inc 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Hardingpoorman, Inc. 401(k) Plan in IN ($8M); by covered participants it is Davies Life & Health, Inc. in MA (179 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($8M here).

Similar participant headcount

Nearest other-state filings by covered participants (179 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Equity Settlement Services Inc 401(k) Plan assets move in 2024? ▼
Equity Settlement Services Inc 401(k) Plan grew sharply - up 15.5% during 2024, from $7M to $8M. Reported net income was $1M.
How have Equity Settlement Services Inc plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Equity Settlement Services Inc's sponsor-wide assets grew 23.1%, from $7M to $8M.
Which 401(k) plans are similar in size to Equity Settlement Services Inc 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Hardingpoorman, Inc. 401(k) Plan in IN ($8M, 89 participants).
Which 401(k) plans cover a similar participant headcount to Equity Settlement Services Inc 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Davies Life & Health, Inc. in MA (179 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 113429460.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.