401(k) · DOL Form 5500 · 2024

Yieldstreet, Inc. 401(k) Plan

Data updated 2026-08-25

$9M
Total assets Small plan by assets: 122
Participants Small participant base: 53rd
Percentile by assets National rank: $71,579
Avg per participant Below avg balance/head

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Official DOL plan name: Yieldstreet, Inc. 401(k) Plan · Sponsored by Yieldstreet, Inc. · New York · Finance & Insurance

$9M in assets, 122 participants

Yieldstreet, Inc.'s Yieldstreet, Inc. 401(k) Plan reported $9M in total assets and 122 participants in its 2024 DOL Form 5500 filing, ranking in the 53rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

#3,144 in Finance & Insurance (8,549 peers)

Coverage in New York

Yieldstreet, Inc. 401(k) Plan covers 122 participants in New York, about 15% of the average New York filer (state average ~798 per filing). Assets: $9M.

#3,144
in Finance & Insurance (8,549 peers): +34.3%
assets growth YoY

Yieldstreet, Inc. 401(k) Plan's mid-pack asset rank among Finance & Insurance and all filers

Yieldstreet, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$8,732,677 Top 47% higher than 53% of 123,620 filed plans

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Yieldstreet, Inc. 401(k) Plan among mid-size filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Yieldstreet, Inc. 401(k) Plan sits mid-pack in the medium band (122 participants).

Micro (1-10) 33,766 filings (27%) Small (11-100) 26,107 filings (21%) Medium (101-1,000) 54,251 filings (43%) Large (1,001-10,000) 10,349 filings (8%) Mega (10,000+) 1,399 filings (1%)

Yieldstreet, Inc. 401(k) Plan end-of-year assets rose from $7M in the plan year 2023 filing to $9M in the plan year 2024 filing.
Yieldstreet, Inc. 401(k) Plan reported participants fell from 136 in the plan year 2023 filing to 122 in the plan year 2024 filing.
Yieldstreet, Inc. 401(k) Plan reported net income rose from $2M in the plan year 2023 filing to $2M in the plan year 2024 filing.

See the national 2023→2024 release diff →

Plan-year Form 5500 strip

Filing strip 472003394 · Yieldstreet, Inc. PY 2024 · 401(k)

Yieldstreet, Inc. 401(k) Plan · $9M · 122 · 53rd

BOY $9M
BOY 122
BOY 53rd
BOY 401(k)
BOY near Tradewind Aviation LLC 401(k) Plan
BOY ind #3144

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

End-of-year total assets ($M) among Yieldstreet, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

New York filing particulars

Total Assets (Beginning of Year)	$7M
Net Assets (End of Year)	$9M
Net Income	$2M
Employer EIN	472003394
Plan Effective Date	2022-11-01
Filing Status	FILING RECEIVED

Sponsor Plan History (Yieldstreet, Inc.)

Latest sponsor-wide plan assets: $9M 95.91792276693991% vs 2022; 2024 filing year

Year	Plans	Participants	Total Assets
2022	1	213	$4M
2023	1	136	$7M
2024	1	122	$9M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Yieldstreet, Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants

IBM 401(k) Plan $60.4B · 52,674
Morgan Stanley 401(k) Plan $22.2B · 53,860
Pfizer Savings Plan $22.0B · 33,309
The Pepsico Savings Plan $14.9B · 137,398
The Goldman Sachs 401(k) Plan $12.8B · 23,227

Compare Yieldstreet, Inc. 401(k) Plan side-by-side with 3 peers →

Yieldstreet, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Tradewind Aviation LLC 401(k) Plan in CT ($9M); by covered participants it is Assertio Management, LLC 401(k) Retirement Plan in IL (122 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($9M here).

Tradewind Aviation LLC 401(k) Plan (CT) $9M · 165
Agh Ultimate LLC 401(k) Profit Sharing Plan & Trust (OH) $9M · 405
Gts Technology Solutions, Inc. 401(k) Plan (TX) $9M · 138
Rps/Rph Employee Savings Plan (NV) $9M · 395

Similar participant headcount

Nearest other-state filings by covered participants (122 participants); asset peers above are excluded.

Assertio Management, LLC 401(k) Retirement Plan (IL) 122 · 0 off
Canvas 401(k) Plan (VA) 122 · 0 off
Amg, Inc 401(k) Plan (VA) 122 · 0 off
Edward L. Baker Enterprises, Inc. 401(k) Employee Retirement Plan (MO) 122 · 0 off

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Yieldstreet, Inc. 401(k) Plan assets move in 2024? ▼

Yieldstreet, Inc. 401(k) Plan surged - up 34.3% during 2024, from $7M to $9M. Reported net income was $2M.

How have Yieldstreet, Inc. plan assets changed over time? ▼

Across 3 plan years on file (2022-2024), Yieldstreet, Inc.'s sponsor-wide assets grew 95.9%, from $4M to $9M.

Which 401(k) plans are similar in size to Yieldstreet, Inc. 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by assets is Tradewind Aviation LLC 401(k) Plan in CT ($9M, 165 participants).

Which 401(k) plans cover a similar participant headcount to Yieldstreet, Inc. 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by covered participants is Assertio Management, LLC 401(k) Retirement Plan in IL (122 participants, $18M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 472003394.