401(k) · DOL Form 5500 · 2024

Maxim Group, LLC 401(k) Plan

Data updated 2026-08-25

$78M
Total assets Below avg plan size
189
Participants Below avg headcount
89th
Percentile by assets National rank
$412,631
Avg per participant High balance/head
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Official DOL plan name: Maxim Group, LLC 401(k) Plan · Sponsored by Maxim Group, LLC · New York · Finance & Insurance

$78M in assets, 189 participants

Maxim Group, LLC's Maxim Group, LLC 401(k) Plan reported $78M in total assets and 189 participants in its 2024 DOL Form 5500 filing, ranking in the 89th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,029 in Finance & Insurance (8,549 peers)

Coverage in New York

Maxim Group, LLC 401(k) Plan covers 189 participants in New York, about 24% of the average New York filer (state average ~798 per filing). Assets: $78M.

#7,029
in Finance & Insurance (8,549 peers)
+8.0%
assets growth YoY
0.8×
vs typical plan assets (national mean)

Maxim Group, LLC 401(k) Plan's outsized position by total assets

Maxim Group, LLC 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$77,987,253 Top 11% higher than 89% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Maxim Group, LLC 401(k) Plan among mid-size filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Maxim Group, LLC 401(k) Plan sits mid-pack in the medium band (189 participants).

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Maxim Group, LLC 401(k) Plan reported net income fell from $8M in the plan year 2023 filing to $6M in the plan year 2024 filing.
  • Maxim Group, LLC 401(k) Plan end-of-year assets rose from $72M in the plan year 2023 filing to $78M in the plan year 2024 filing.

See the national 2023→2024 release diff →

Plan-year Form 5500 strip

Filing strip 043640096 · Maxim Group, LLC PY 2024 · 401(k)

Maxim Group, LLC 401(k) Plan · $78M · 189 · 89th

  • 5500 $78M
  • 5500 189
  • 5500 89th
  • 5500 401(k)
  • 5500 near Morgan Properties 401(k) Plan
  • 5500 ind #7029

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Maxim Group, LLC 401(k) Plan in the asset neighbourhood

Maxim Group, LLC 401(k) Plan$78MMorgan Properties 401(k) Plan$78MNs2 Mission 401(k) Plan$78M401(k) Plan of Care Plus Bergen for Union Employees401(k) Plan of Care Plus Ber…$78MDupaco Community Credit Union Salary Savings PlanDupaco Community Credit Unio…$78M
End-of-year total assets ($M) among Maxim Group, LLC 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

New York filing particulars

Total Assets (Beginning of Year)$72M
Net Assets (End of Year)$78M
Net Income$6M
Employer EIN043640096
Plan Effective Date2002-10-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Maxim Group, LLC)

Sponsor-wide plan assets over time

All Maxim Group, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$78M 21.378339041330417% vs 2022
2024 filing year
$60M$65M$70M$75M$80M 202220232024 $64.3M $78M ▲ +21.4%
Year Plans Participants Total Assets
2022 1 200 $64M
2023 1 190 $72M
2024 1 189 $78M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Maxim Group, LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Maxim Group, LLC 401(k) Plan, Total assets ($B): 0.077987253 · Participants: 189Maxim Group, LLC 401(k) PlanIBM 401(k) Plan, Total assets ($B): 60.39355615 · Participants: 52674IBM 401(k) PlanMorgan Stanley 401(k) Plan, Total assets ($B): 22.180692974 · Participants: 53860Morgan Stanley 401(k) PlanPfizer Savings Plan, Total assets ($B): 21.9871528 · Participants: 33309Pfizer Savings PlanThe Pepsico Savings Plan, Total assets ($B): 14.9369507 · Participants: 137398The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 12.807939404 · Participants: 23227The Goldman Sachs 401(k) Plan
Maxim Group, LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Maxim Group, LLC 401(k) Plan side-by-side with 3 peers →

Maxim Group, LLC 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Morgan Properties 401(k) Plan in PA ($78M); by covered participants it is Prevailing Multiple Employer Plan in MD (189 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($78M here).

Similar participant headcount

Nearest other-state filings by covered participants (189 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Maxim Group, LLC 401(k) Plan assets move in 2024? ▼
Maxim Group, LLC 401(k) Plan grew at a solid clip - up 8.0% during 2024, from $72M to $78M. Reported net income was $6M.
How have Maxim Group, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Maxim Group, LLC's sponsor-wide assets grew 21.4%, from $64M to $78M.
Where does Maxim Group, LLC 401(k) Plan rank by assets among Form 5500 filers? ▼
Maxim Group, LLC 401(k) Plan ranks in the 89th percentile by end-of-year assets among 123,622 plans that reported assets for plan year 2024 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Maxim Group, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Morgan Properties 401(k) Plan in PA ($78M, 2,422 participants).
Which 401(k) plans cover a similar participant headcount to Maxim Group, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Prevailing Multiple Employer Plan in MD (189 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 043640096.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.