401(k) · DOL Form 5500 · 2024

Waterfall Asset Management LLC 401(k) Plan

Data updated 2026-08-25

$32M
Total assets Below avg plan size
145
Participants Small participant base
78th
Percentile by assets National rank
$221,777
Avg per participant Above avg balance/head
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Official DOL plan name: Waterfall Asset Management LLC 401(k) Plan · Sponsored by Waterfall Asset Management LLC · New York · Finance & Insurance

$32M in assets, 145 participants

Waterfall Asset Management LLC's Waterfall Asset Management LLC 401(k) Plan reported $32M in total assets and 145 participants in its 2024 DOL Form 5500 filing, ranking in the 78th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,661 in Finance & Insurance (8,549 peers)

Coverage in New York

Waterfall Asset Management LLC 401(k) Plan covers 145 participants in New York, about 18% of the average New York filer (state average ~798 per filing). Assets: $32M.

#5,661
in Finance & Insurance (8,549 peers)
+13.4%
assets growth YoY
0.3×
vs typical plan assets (national mean)

Waterfall Asset Management LLC 401(k) Plan's outsized position by total assets

Waterfall Asset Management LLC 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$32,157,706 Top 22% higher than 78% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Waterfall Asset Management LLC 401(k) Plan among mid-size filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Waterfall Asset Management LLC 401(k) Plan sits mid-pack in the medium band (145 participants).

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Waterfall Asset Management LLC 401(k) Plan reported net income fell from $5M in the plan year 2023 filing to $4M in the plan year 2024 filing.
  • Waterfall Asset Management LLC 401(k) Plan end-of-year assets rose from $28M in the plan year 2023 filing to $32M in the plan year 2024 filing.
  • Waterfall Asset Management LLC 401(k) Plan reported participants fell from 160 in the plan year 2023 filing to 145 in the plan year 2024 filing.

See the national 2023→2024 release diff →

DOL schedule card

Filing strip 202421778 · Waterfall Asset Management LLC PY 2024 · 401(k)

Waterfall Asset Management LLC 401(k) Plan · $32M · 145 · 78th

  • PART $32M
  • TYPE 145
  • NET 78th
  • BOOK 401(k)
  • VS-ST near Markquart, Inc. 401(k) Profit Sharing Plan
  • BOY ind #5661

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Waterfall Asset Management LLC 401(k) Plan in the asset neighbourhood

Waterfall Asset Management LLC 401(k) PlanWaterfall Asset Management L…$32MMarkquart, Inc. 401(k) Profit Sharing PlanMarkquart, Inc. 401(k) Profi…$32MPhysicians Insurance 401(k) PlanPhysicians Insurance 401(k) …$32MY-Prime LLC 401(k) Profit Sharing PlanY-Prime LLC 401(k) Profit Sh…$32MElsa LLC 401(k) Savings and Profit Sharing Retirement PlanElsa LLC 401(k) Savings and …$32M
End-of-year total assets ($M) among Waterfall Asset Management LLC 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

New York filing particulars

Total Assets (Beginning of Year)$28M
Net Assets (End of Year)$32M
Net Income$4M
Employer EIN202421778
Plan Effective Date2017-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Waterfall Asset Management LLC)

Sponsor-wide plan assets over time

All Waterfall Asset Management LLC plans reported in each filing year

Latest sponsor-wide plan assets
$32M 35.80239072332559% vs 2022
2024 filing year
$20M$25M$30M$35M 202220232024 $23.7M $32.2M ▲ +35.8%
Year Plans Participants Total Assets
2022 1 152 $24M
2023 1 160 $28M
2024 1 145 $32M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Waterfall Asset Management LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Waterfall Asset Management LLC 401(k) Plan, Total assets ($B): 0.032157706 · Participants: 145Waterfall Asset Management LLC 401(k) PlanIBM 401(k) Plan, Total assets ($B): 60.39355615 · Participants: 52674IBM 401(k) PlanMorgan Stanley 401(k) Plan, Total assets ($B): 22.180692974 · Participants: 53860Morgan Stanley 401(k) PlanPfizer Savings Plan, Total assets ($B): 21.9871528 · Participants: 33309Pfizer Savings PlanThe Pepsico Savings Plan, Total assets ($B): 14.9369507 · Participants: 137398The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 12.807939404 · Participants: 23227The Goldman Sachs 401(k) Plan
Waterfall Asset Management LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Waterfall Asset Management LLC 401(k) Plan side-by-side with 3 peers →

Waterfall Asset Management LLC 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Markquart, Inc. 401(k) Profit Sharing Plan in WI ($32M); by covered participants it is Lashbrook Jewelry Designs 401(k) Plan in UT (145 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (145 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Waterfall Asset Management LLC 401(k) Plan assets move in 2024? ▼
Waterfall Asset Management LLC 401(k) Plan grew at a solid clip - up 13.4% during 2024, from $28M to $32M. Reported net income was $4M.
How have Waterfall Asset Management LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Waterfall Asset Management LLC's sponsor-wide assets grew 35.8%, from $24M to $32M.
Where does Waterfall Asset Management LLC 401(k) Plan rank by assets among Form 5500 filers? ▼
Waterfall Asset Management LLC 401(k) Plan ranks in the 78th percentile by end-of-year assets among 123,622 plans that reported assets for plan year 2024 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Waterfall Asset Management LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Markquart, Inc. 401(k) Profit Sharing Plan in WI ($32M, 432 participants).
Which 401(k) plans cover a similar participant headcount to Waterfall Asset Management LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Lashbrook Jewelry Designs 401(k) Plan in UT (145 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 202421778.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.