ESOP · DOL Form 5500 · 2024

Raffertys, Inc. ESOP

Data updated 2026-08-25

$35M
Total assets Below avg plan size
964
Participants Near avg headcount
80th
Percentile by assets National rank
$36,301
Avg per participant Low balance/head
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Official DOL plan name: Raffertys, Inc. Employee Stock Ownership Plan · Sponsored by Raffertys, Inc. · Kentucky · Food Services & Accommodation

$35M in assets, 964 participants

Raffertys, Inc.'s Raffertys, Inc. Employee Stock Ownership Plan reported $35M in total assets and 964 participants in its 2024 DOL Form 5500 filing, ranking in the 80th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,477 in Food Services & Accommodation (3,672 peers)

Where Raffertys, Inc. Employee Stock Ownership Plan sits by assets

Raffertys, Inc. Employee Stock Ownership Plan sits in the top quartile of all filed plans by assets, $35M for 964 participants (~$36,301/participant), up 1.3% in 2024.

#3,477
in Food Services & Accommodation (3,672 peers)
+1.3%
assets growth YoY
0.4×
vs typical plan assets (national mean)

Raffertys, Inc. Employee Stock Ownership Plan's outsized position by total assets

Raffertys, Inc. Employee Stock Ownership Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$34,994,004 Top 20% higher than 80% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Raffertys, Inc. Employee Stock Ownership Plan among mid-size filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Raffertys, Inc. Employee Stock Ownership Plan sits mid-pack in the medium band (964 participants).

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Raffertys, Inc. Employee Stock Ownership Plan reported net income fell from $8M in the plan year 2023 filing to $360K in the plan year 2024 filing.
  • Raffertys, Inc. Employee Stock Ownership Plan reported participants fell from 1,002 in the plan year 2023 filing to 964 in the plan year 2024 filing.
  • Raffertys, Inc. Employee Stock Ownership Plan end-of-year assets rose from $35M in the plan year 2023 filing to $35M in the plan year 2024 filing.

See the national 2023→2024 release diff →

Form 5500 schedule snapshot

Filing strip 610985188 · Raffertys, Inc. PY 2024 · ESOP

Raffertys, Inc. Employee Stock Ownership Plan · $35M · 964 · 80th

  • VS-ST $35M
  • BOY 964
  • SCH 80th
  • EBSA ESOP
  • PART near American Stock, Savings and Employee Trust
  • TYPE ind #3477

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in Kentucky →

Raffertys, Inc. Employee Stock Ownership Plan in the asset neighbourhood

Global Tax Management, Inc. Employee Stock Ownership PlanGlobal Tax Management, Inc. …$35M1a Auto, Inc. Employee Stock Ownership Plan1a Auto, Inc. Employee Stock…$35MHaberfeld Holdings, Inc. Employee Stock Ownership PlanHaberfeld Holdings, Inc. Emp…$35MRaffertys, Inc. Employee Stock Ownership PlanRaffertys, Inc. Employee Sto…$35MAmerican Stock, Savings and Employee TrustAmerican Stock, Savings and …$35M
End-of-year total assets ($M) among Raffertys, Inc. Employee Stock Ownership Plan and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2024.

Scale-class filing particulars (2024)

Total Assets (Beginning of Year)$35M
Net Assets (End of Year)$34M
Net Income$360K
Employer EIN610985188
Plan Effective Date1998-12-28
Filing StatusFILING RECEIVED

Sponsor Plan History (Raffertys, Inc.)

Sponsor-wide plan assets over time

All Raffertys, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$35M 30.376940727826934% vs 2022
2024 filing year
$25M$30M$35M$40M 202220232024 $26.8M $35M ▲ +30.4%
Year Plans Participants Total Assets
2022 1 1,143 $27M
2023 1 1,002 $35M
2024 1 964 $35M

Nearby ESOP Plans in Kentucky

Peer ESOP plans, same state, same plan type, ranked by total assets.

Raffertys, Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in Kentucky, assets vs. participants Scatter plot of 6 data points. 0200040006000800010000 -10123 Total assets ($B) Participants Raffertys, Inc. Employee Stock Ownership Plan, Total assets ($B): 0.034994004 · Participants: 964Raffertys, Inc. Employee Stock Ownership PlanHouchens Industries, Inc. Employee Stock Ownership Plan, Total assets ($B): 2.640129838 · Participants: 7785Houchens Industries, Inc. Employee Stock Ownership PlanGray, Inc. Employee Stock Ownership Plan, Total assets ($B): 0.177392403 · Participants: 1534Gray, Inc. Employee Stock Ownership PlanStock Yards Bank & Trust Company 401(k) and Employee Stock Ownership Plan, Total assets ($B): 0.167312413 · Participants: 1107Stock Yards Bank & Trust Company 401(k) and Employee Stock Ownership PlanInterstate Personnel Services, Inc. Employee Stock Ownership Plan, Total assets ($B): 0.122999859 · Participants: 834Interstate Personnel Services, Inc. Employee Stock Ownership PlanH & R Agri-Power Employee Stock Ownership Plan, Total assets ($B): 0.111162082 · Participants: 522H & R Agri-Power Employee Stock Ownership Plan
Raffertys, Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in Kentucky, assets vs. participants
Compare Raffertys, Inc. Employee Stock Ownership Plan side-by-side with 3 peers →

Raffertys, Inc. Employee Stock Ownership Plan's out-of-state ESOP peers by assets and headcount

Outside Kentucky, the nearest ESOP by assets is American Stock, Savings and Employee Trust in MN ($35M); by covered participants it is Cma Group Qualified Stock Bonus Plan in VA (966 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (964 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Raffertys, Inc. Employee Stock Ownership Plan assets move in 2024? ▼
Raffertys, Inc. Employee Stock Ownership Plan edged up modestly - up 1.3% during 2024, from $35M to $35M. Reported net income was $360K.
How have Raffertys, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Raffertys, Inc.'s sponsor-wide assets grew 30.4%, from $27M to $35M.
Where does Raffertys, Inc. Employee Stock Ownership Plan rank by assets among Form 5500 filers? ▼
Raffertys, Inc. Employee Stock Ownership Plan ranks in the 80th percentile by end-of-year assets among 123,622 plans that reported assets for plan year 2024 (in the top quartile of all filed plans by assets).
Which ESOP plans are similar in size to Raffertys, Inc. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by assets is American Stock, Savings and Employee Trust in MN ($35M, 432 participants).
Which ESOP plans cover a similar participant headcount to Raffertys, Inc. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by covered participants is Cma Group Qualified Stock Bonus Plan in VA (966 participants, $46M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 610985188.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.