ESOP · DOL Form 5500 · 2024
Smalley & Company ESOP
Data updated 2026-08-11
- $17M
- Total assets
- 163
- Participants
- 67th
- Percentile by assets
- $103,884
- Avg per participant
Official DOL plan name: Smalley & Company Employee Stock Ownership Plan and Trust · Sponsored by Smalley & Company · Colorado · Wholesale Trade
$17M in assets, 163 participants
Smalley & Company's Smalley & Company Employee Stock Ownership Plan and Trust reported $17M in total assets and 163 participants in its 2024 DOL Form 5500 filing, ranking in the 67th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- 67th percentile by assets (of 123,622 plans)
- #3,726 in Wholesale Trade (6,080 peers)
Coverage in Colorado
Smalley & Company Employee Stock Ownership Plan and Trust covers 163 participants in Colorado, about 43% of the average Colorado filer (state average ~376 per filing). Assets: $17M.
- $17M
- total plan assets (2024 EOY)
- 163
- covered participants
- 67th
- percentile by assets (of 123,622 plans)
- $103,884
- avg assets per participant
The plan reported a net loss of $16M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Where Smalley & Company Employee Stock Ownership Plan and Trust sits by total assets
Smalley & Company Employee Stock Ownership Plan and Trust vs every filed plan by assets
End-of-year total assets · plan year 2024 · DOL Form 5500
$16,933,080 Top 33% higher than 67% of 123,620 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024
What changed between DOL Form 5500 filings
plan year 2023 → plan year 2024
- Smalley & Company Employee Stock Ownership Plan and Trust reported net income fell from -$455K in the plan year 2023 filing to -$16M in the plan year 2024 filing.
- Smalley & Company Employee Stock Ownership Plan and Trust end-of-year assets fell from $38M in the plan year 2023 filing to $17M in the plan year 2024 filing.
- Smalley & Company Employee Stock Ownership Plan and Trust reported participants rose from 135 in the plan year 2023 filing to 163 in the plan year 2024 filing.
Participants vs Colorado filers
In Colorado, the average filing covers about 376 participants across 2,719 plans. Smalley & Company Employee Stock Ownership Plan and Trust reports 163 participants - about 43% of that state average ($17M EOY assets).
Colorado filing particulars
| Total Assets (Beginning of Year) | $38M |
|---|---|
| Net Assets (End of Year) | $17M |
| Net Income | -$16M |
| Employer EIN | 840576872 |
| Plan Effective Date | 2000-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Smalley & Company)
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 2 | 282 | $48M |
| 2023 | 2 | 303 | $49M |
| 2024 | 2 | 238 | $17M |
Nearby ESOP Plans in Colorado
Peer ESOP plans, same state, same plan type, ranked by total assets.
Smalley & Company Employee Stock Ownership Plan and Trust vs. nearby ESOP plans in Colorado, assets vs. participants
- Alpine Lumber Company Employee Stock Ownership Plan $625M · 597
- Trinidad Benham Corp. Employee Stock Ownership Plan $341M · 1,027
- Envision Management Holding, Inc. Employee Stock Ownership Plan $284M · 1,205
- Brown Strauss, Inc. Employee Stock Ownership Plan $160M · 233
- Hercules Industries, Inc. Employee Stock Ownership Plan $108M · 463
Similar-Sized ESOP Plans Nationally
ESOP plans in other states closest to Smalley & Company Employee Stock Ownership Plan and Trust by total assets, not by location.
Frequently Asked Questions
How did Smalley & Company Employee Stock Ownership Plan and Trust assets move in 2024? ▼
How have Smalley & Company plan assets changed over time? ▼
Which ESOP plans are similar in size to Smalley & Company Employee Stock Ownership Plan and Trust? ▼
Next read for Smalley & Company Employee Stock Ownersh…
Filing takeaways
Ways to act on Smalley & Company Employee Stock Ownership Plan and Trust's numbers.
- By total assets, Smalley & Company Employee Stock Ownership Plan and Trust ranks above the median plan by assets. See the largest plans
- Compare it side-by-side against 3 similar ESOP plans in Colorado. Compare plans
- Smalley & Company's sponsor-wide assets have declined 64.4% since 2022 across 3 plan years on file. More Wholesale Trade plans