ESOP · DOL Form 5500 · 2024

Smalley & Company ESOP

Data updated 2026-08-25

$17M
Total assets Small plan by assets
163
Participants Small participant base
67th
Percentile by assets National rank
$103,884
Avg per participant Below avg balance/head
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Official DOL plan name: Smalley & Company Employee Stock Ownership Plan and Trust · Sponsored by Smalley & Company · Colorado · Wholesale Trade

$17M in assets, 163 participants

Smalley & Company's Smalley & Company Employee Stock Ownership Plan and Trust reported $17M in total assets and 163 participants in its 2024 DOL Form 5500 filing, ranking in the 67th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,726 in Wholesale Trade (6,080 peers)

Coverage in Colorado

Smalley & Company Employee Stock Ownership Plan and Trust covers 163 participants in Colorado, about 43% of the average Colorado filer (state average ~376 per filing). Assets: $17M.

#3,726
in Wholesale Trade (6,080 peers)
-55.5%
assets change YoY

The plan reported a net loss of $16M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Smalley & Company Employee Stock Ownership Plan and Trust's outsized position by total assets

Smalley & Company Employee Stock Ownership Plan and Trust vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$16,933,080 Top 33% higher than 67% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Smalley & Company Employee Stock Ownership Plan and Trust among mid-size filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Smalley & Company Employee Stock Ownership Plan and Trust sits mid-pack in the medium band (163 participants).

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Smalley & Company Employee Stock Ownership Plan and Trust reported net income fell from -$455K in the plan year 2023 filing to -$16M in the plan year 2024 filing.
  • Smalley & Company Employee Stock Ownership Plan and Trust end-of-year assets fell from $38M in the plan year 2023 filing to $17M in the plan year 2024 filing.
  • Smalley & Company Employee Stock Ownership Plan and Trust reported participants rose from 135 in the plan year 2023 filing to 163 in the plan year 2024 filing.

See the national 2023→2024 release diff →

Published 5500 schedule card

Filing strip 840576872 · Smalley & Company PY 2024 · ESOP

Smalley & Company Employee Stock Ownership Plan and Trust · $17M · 163 · 67th

  • IND $17M
  • IND 163
  • IND 67th
  • IND ESOP
  • IND near The Bobbitt Group, Inc. Employee Stock Ownership Plan
  • IND ind #3726

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in Colorado →

Smalley & Company Employee Stock Ownership Plan and Trust in the asset neighbourhood

Swanson & Youngdale Employee Stock Ownership PlanSwanson & Youngdale Employee…$17MThe Bobbitt Group, Inc. Employee Stock Ownership PlanThe Bobbitt Group, Inc. Empl…$17MCgp Foods Inc. Employee Stock Ownership PlanCgp Foods Inc. Employee Stoc…$17MSmalley & Company Employee Stock Ownership Plan and TrustSmalley & Company Employee S…$17MRingland-Johnson, Inc. Employee Stock Ownership PlanRingland-Johnson, Inc. Emplo…$17M
End-of-year total assets ($M) among Smalley & Company Employee Stock Ownership Plan and Trust and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2024.

Colorado filing particulars

Total Assets (Beginning of Year)$38M
Net Assets (End of Year)$17M
Net Income-$16M
Employer EIN840576872
Plan Effective Date2000-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Smalley & Company)

Sponsor-wide plan assets over time

All Smalley & Company plans reported in each filing year

Latest sponsor-wide plan assets
$17M 64.37480182997305% vs 2022
2024 filing year
$10M$20M$30M$40M$50M$60M 202220232024 $47.6M $17M ▼ -64.4%
Year Plans Participants Total Assets
2022 2 282 $48M
2023 2 303 $49M
2024 2 238 $17M

Nearby ESOP Plans in Colorado

Peer ESOP plans, same state, same plan type, ranked by total assets.

Smalley & Company Employee Stock Ownership Plan and Trust vs. nearby ESOP plans in Colorado, assets vs. participants Scatter plot of 6 data points. 050010001500 -2000200400600800 Total assets ($M) Participants Smalley & Company Employee Stock Ownership Plan and Trust, Total assets ($M): 16.93308 · Participants: 163Smalley & Company Employee Stock Ownership Plan and TrustAlpine Lumber Company Employee Stock Ownership Plan, Total assets ($M): 624.906178 · Participants: 597Alpine Lumber Company Employee Stock Ownership PlanTrinidad Benham Corp. Employee Stock Ownership Plan, Total assets ($M): 341.079585 · Participants: 1027Trinidad Benham Corp. Employee Stock Ownership PlanEnvision Management Holding, Inc. Employee Stock Ownership Plan, Total assets ($M): 284.259 · Participants: 1205Envision Management Holding, Inc. Employee Stock Ownership PlanBrown Strauss, Inc. Employee Stock Ownership Plan, Total assets ($M): 160.44316 · Participants: 233Brown Strauss, Inc. Employee Stock Ownership PlanHercules Industries, Inc. Employee Stock Ownership Plan, Total assets ($M): 107.554924 · Participants: 463Hercules Industries, Inc. Employee Stock Ownership Plan
Smalley & Company Employee Stock Ownership Plan and Trust vs. nearby ESOP plans in Colorado, assets vs. participants
Compare Smalley & Company Employee Stock Ownership Plan and Trust side-by-side with 3 peers →

Smalley & Company Employee Stock Ownership Plan and Trust's out-of-state ESOP peers by assets and headcount

Outside Colorado, the nearest ESOP by assets is The Bobbitt Group, Inc. Employee Stock Ownership Plan in NC ($17M); by covered participants it is Martin/Brattrud, Inc. Employee Stock Ownership Plan in CA (163 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (163 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Smalley & Company Employee Stock Ownership Plan and Trust assets move in 2024? ▼
Smalley & Company Employee Stock Ownership Plan and Trust contracted severely - down 55.5% during 2024, from $38M to $17M. Reported net income was -$16M.
How have Smalley & Company plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Smalley & Company's sponsor-wide assets declined 64.4%, from $48M to $17M.
Which ESOP plans are similar in size to Smalley & Company Employee Stock Ownership Plan and Trust? ▼
Among ESOP plans in other states, the closest by assets is The Bobbitt Group, Inc. Employee Stock Ownership Plan in NC ($17M, 109 participants).
Which ESOP plans cover a similar participant headcount to Smalley & Company Employee Stock Ownership Plan and Trust? ▼
Among ESOP plans in other states, the closest by covered participants is Martin/Brattrud, Inc. Employee Stock Ownership Plan in CA (163 participants, $14M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 840576872.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.