401(k) · DOL Form 5500 · 2024

Northwestern University Settlement Association 401(k) Plan

Data updated 2026-08-25

$6M
Total assets Small plan by assets
198
Participants Below avg headcount
46th
Percentile by assets National rank
$31,084
Avg per participant Low balance/head
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Official DOL plan name: 401(k) Profit-Sharing Plan for Employees of Northwestern University Settlement Association · Sponsored by Northwestern University Settlement Association · Illinois · Educational Services

$6M in assets, 198 participants

Northwestern University Settlement Association's 401(k) Profit-Sharing Plan for Employees of Northwestern University Settlement Association reported $6M in total assets and 198 participants in its 2024 DOL Form 5500 filing, ranking in the 46th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #1,089 in Educational Services (3,638 peers)

Coverage in Illinois

401(k) Profit-Sharing Plan for Employees of Northwestern University Settlement Association covers 198 participants in Illinois, about 25% of the average Illinois filer (state average ~779 per filing). Assets: $6M.

#1,089
in Educational Services (3,638 peers)
-8.6%
assets change YoY

The plan reported a net loss of $579K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

401(k) Profit-Sharing Plan for Employees of Northwestern University Settlement Association's mid-pack asset rank among Educational Services and all filers

401(k) Profit-Sharing Plan for Employees of Northwestern University Settlement Association vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$6,154,613 46th percentile higher than 46% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

401(k) Profit-Sharing Plan for Employees of Northwestern University Settlement Association among mid-size filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. 401(k) Profit-Sharing Plan for Employees of Northwestern University Settlement Association sits mid-pack in the medium band (198 participants).

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • 401(k) Profit-Sharing Plan for Employees of Northwestern University Settlement Association reported net income fell from $631K in the plan year 2023 filing to -$579K in the plan year 2024 filing.
  • 401(k) Profit-Sharing Plan for Employees of Northwestern University Settlement Association reported participants rose from 182 in the plan year 2023 filing to 198 in the plan year 2024 filing.
  • 401(k) Profit-Sharing Plan for Employees of Northwestern University Settlement Association end-of-year assets fell from $7M in the plan year 2023 filing to $6M in the plan year 2024 filing.

See the national 2023→2024 release diff →

DOL schedule card

Filing strip 362167818 · Northwestern University Settlement Association PY 2024 · 401(k)

401(k) Profit-Sharing Plan for Employees of Northwestern University Settlement Association · $6M · 198 · 46th

  • BOY $6M
  • BOY 198
  • BOY 46th
  • BOY 401(k)
  • BOY near Levitronix Technologies Inc. Retirement Savings Plan
  • BOY ind #1089

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Educational Services retirement plans → · Plans in Illinois →

401(k) Profit-Sharing Plan for Employees of Northwestern University Settlement Association in the asset neighbourhood

Michael J. Sarlo, a Sole Proprietor 401(k)) Profit Sharing PlanMichael J. Sarlo, a Sole Pro…$6M401(k) Profit-Sharing Plan for Employees of Northwestern University Settlement Association401(k) Profit-Sharing Plan f…$6MLevitronix Technologies Inc. Retirement Savings PlanLevitronix Technologies Inc.…$6MBruner / Cott & Associates, Inc. 401(k) PlanBruner / Cott & Associates, …$6MBusiness Valuation Resources LLC 401(k) PlanBusiness Valuation Resources…$6M
End-of-year total assets ($M) among 401(k) Profit-Sharing Plan for Employees of Northwestern University Settlement Association and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

Illinois filing particulars

Total Assets (Beginning of Year)$7M
Net Assets (End of Year)$6M
Net Income-$579K
Employer EIN362167818
Plan Effective Date2009-08-03
Filing StatusFILING RECEIVED

Sponsor Plan History (Northwestern University Settlement Association)

Sponsor-wide plan assets over time

All Northwestern University Settlement Association plans reported in each filing year

Latest sponsor-wide plan assets
$6M 0.850854574246627% vs 2022
2024 filing year
$6M$6.2M$6.4M$6.6M$6.8M 202220232024 $6.1M $6.15M ▲ +0.8%
Year Plans Participants Total Assets
2022 1 166 $6M
2023 1 182 $7M
2024 1 198 $6M

Nearby 401(k) Plans in Illinois

Peer 401(k) plans, same state, same plan type, ranked by total assets.

401(k) Profit-Sharing Plan for Employees of Northwestern University Settlement Association vs. nearby 401(k) plans in Illinois, assets vs. participants Scatter plot of 6 data points. -1000000100000200000300000 -50510152025 Total assets ($B) Participants 401(k) Profit-Sharing Plan for Employees of Northwestern University Settlement Association, Total assets ($B): 0.006154613 · Participants: 198401(k) Profit-Sharing Plan for Employees of Northwestern University Settlement AssociationAccenture United States 401(k) Match and Savings Plan, Total assets ($B): 21.302643276 · Participants: 66965Accenture United States 401(k) Match and Savings PlanState Farm 401(k) Savings Plan, Total assets ($B): 19.010099056 · Participants: 63297State Farm 401(k) Savings PlanUnited Airlines Pilot Retirement Account Plan, Total assets ($B): 16.835964452 · Participants: 16659United Airlines Pilot Retirement Account PlanAbbott Laboratories Stock Retirement Plan, Total assets ($B): 15.755668 · Participants: 38229Abbott Laboratories Stock Retirement PlanWalgreens Retirement Savings Plan, Total assets ($B): 14.535873337 · Participants: 233635Walgreens Retirement Savings Plan
401(k) Profit-Sharing Plan for Employees of Northwestern University Settlement Association vs. nearby 401(k) plans in Illinois, assets vs. participants

401(k) Profit-Sharing Plan for Employees of Northwestern University Settlement Association's out-of-state 401(k) peers by assets and headcount

Outside Illinois, the nearest 401(k) by assets is Levitronix Technologies Inc. Retirement Savings Plan in MA ($6M); by covered participants it is Alltrails 401(k) Plan in CA (198 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (198 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did 401(k) Profit-Sharing Plan for Employees of Northwestern University Settlement Association assets move in 2024?
401(k) Profit-Sharing Plan for Employees of Northwestern University Settlement Association pulled back noticeably - down 8.6% during 2024, from $7M to $6M. Reported net income was -$579K.
How have Northwestern University Settlement Association plan assets changed over time?
Across 3 plan years on file (2022-2024), Northwestern University Settlement Association's sponsor-wide assets grew 0.9%, from $6M to $6M.
Which 401(k) plans are similar in size to 401(k) Profit-Sharing Plan for Employees of Northwestern University Settlement Association?
Among 401(k) plans in other states, the closest by assets is Levitronix Technologies Inc. Retirement Savings Plan in MA ($6M, 16 participants).
Which 401(k) plans cover a similar participant headcount to 401(k) Profit-Sharing Plan for Employees of Northwestern University Settlement Association?
Among 401(k) plans in other states, the closest by covered participants is Alltrails 401(k) Plan in CA (198 participants, $19M in assets).