401(k) · DOL Form 5500 · 2024

Southwest Wine and Spirits LLC 401(k) Plan

Data updated 2026-08-25

$2M
Total assets Small plan by assets
845
Participants Near avg headcount
30th
Percentile by assets National rank
$2,397
Avg per participant Low balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Wally's Wine 401(k) Plan · Sponsored by Southwest Wine and Spirits LLC · California · Retail Trade

$2M in assets, 845 participants

Southwest Wine and Spirits LLC's Wally's Wine 401(k) Plan reported $2M in total assets and 845 participants in its 2024 DOL Form 5500 filing, ranking in the 30th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,384 in Retail Trade (8,048 peers)

Southwest Wine and Spirits LLC multi-year trail

Southwest Wine and Spirits LLC's plans moved +45.0% in assets from 2022 to 2024; this filing shows Wally's Wine 401(k) Plan at $2M / 845 participants.

#3,384
in Retail Trade (8,048 peers)
+21.2%
assets growth YoY

Wally's Wine 401(k) Plan among the smaller filed plans by assets

Wally's Wine 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$2,025,313 30th percentile higher than 30% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Wally's Wine 401(k) Plan among mid-size filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Wally's Wine 401(k) Plan sits mid-pack in the medium band (845 participants).

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Wally's Wine 401(k) Plan reported participants rose from 302 in the plan year 2023 filing to 845 in the plan year 2024 filing.
  • Wally's Wine 401(k) Plan reported net income rose from $274K in the plan year 2023 filing to $354K in the plan year 2024 filing.
  • Wally's Wine 401(k) Plan end-of-year assets rose from $2M in the plan year 2023 filing to $2M in the plan year 2024 filing.

See the national 2023→2024 release diff →

Plan-year Form 5500 strip

Filing strip 462218226 · Southwest Wine and Spirits LLC PY 2024 · 401(k)

Wally's Wine 401(k) Plan · $2M · 845 · 30th

  • SCH $2M
  • SCH 845
  • SCH 30th
  • SCH 401(k)
  • SCH near Pasi Inc. 401(k) Plan
  • SCH ind #3384

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Retail Trade retirement plans → · Plans in California →

Wally's Wine 401(k) Plan in the asset neighbourhood

Wally's Wine 401(k) Plan$2MPasi Inc. 401(k) Plan$2MRudy's Barbershop 401(k) Plan$2MCentury Systems 401(k) Plan$2MWest Jefferson Radiology, LLC 401(k) Profit SharinWest Jefferson Radiology, LL…$2M
End-of-year total assets ($M) among Wally's Wine 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

Southwest Wine and Spirits LLC multi-year asset trail

Sponsor-wide plan assets over time

All Southwest Wine and Spirits LLC plans reported in each filing year

Latest sponsor-wide plan assets
$2M 44.96010455555301% vs 2022
2024 filing year
$1.2M$1.4M$1.6M$1.8M$2M$2.2M 202220232024 $1.4M $2.03M ▲ +45.0%
Year Plans Participants Total Assets
2022 1 370 $1M
2023 1 302 $2M
2024 1 845 $2M

Southwest Wine and Spirits LLC filing trail (2024)

Total Assets (Beginning of Year)$2M
Net Assets (End of Year)$2M
Net Income$354K
Employer EIN462218226
Plan Effective Date1997-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Wally's Wine 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Wally's Wine 401(k) Plan, Total assets ($B): 0.002025313 · Participants: 845Wally's Wine 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 48.738057415 · Participants: 116712Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 31.02646504 · Participants: 58962Oracle Corporation 401(k) Savings and Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 24.850880304 · Participants: 55298Intel 401(k) Savings PlanApple 401(k) Plan, Total assets ($B): 24.714519387 · Participants: 101450Apple 401(k) PlanCisco Systems,Inc. 401(k) Plan, Total assets ($B): 22.728425546 · Participants: 40452Cisco Systems,Inc. 401(k) Plan
Wally's Wine 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants

Wally's Wine 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Pasi Inc. 401(k) Plan in LA ($2M); by covered participants it is Qsi, Inc. 401(k) Profit Sharing Plan in KY (845 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($2M here).

Similar participant headcount

Nearest other-state filings by covered participants (845 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Wally's Wine 401(k) Plan assets move in 2024?
Wally's Wine 401(k) Plan grew sharply - up 21.2% during 2024, from $2M to $2M. Reported net income was $354K.
How have Southwest Wine and Spirits LLC plan assets changed over time?
Across 3 plan years on file (2022-2024), Southwest Wine and Spirits LLC's sponsor-wide assets grew 45.0%, from $1M to $2M.
Which 401(k) plans are similar in size to Wally's Wine 401(k) Plan?
Among 401(k) plans in other states, the closest by assets is Pasi Inc. 401(k) Plan in LA ($2M, N/A participants).
Which 401(k) plans cover a similar participant headcount to Wally's Wine 401(k) Plan?
Among 401(k) plans in other states, the closest by covered participants is Qsi, Inc. 401(k) Profit Sharing Plan in KY (845 participants, $28M in assets).