401(k) · DOL Form 5500 · 2024

Imperial Capital, LLC 401(k) Plan

Data updated 2026-08-25

$45M
Total assets Below avg plan size
118
Participants Small participant base
83rd
Percentile by assets National rank
$379,566
Avg per participant High balance/head
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Official DOL plan name: The Imperial Capital, LLC 401(k) Plan · Sponsored by Imperial Capital, LLC · California · Finance & Insurance

$45M in assets, 118 participants

Imperial Capital, LLC's The Imperial Capital, LLC 401(k) Plan reported $45M in total assets and 118 participants in its 2024 DOL Form 5500 filing, ranking in the 83rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,279 in Finance & Insurance (8,549 peers)

Coverage in California

The Imperial Capital, LLC 401(k) Plan covers 118 participants in California, about 19% of the average California filer (state average ~630 per filing). Assets: $45M.

#6,279
in Finance & Insurance (8,549 peers)
+17.7%
assets growth YoY
0.4×
vs typical plan assets (national mean)

The Imperial Capital, LLC 401(k) Plan's outsized position by total assets

The Imperial Capital, LLC 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$44,788,788 Top 17% higher than 83% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

The Imperial Capital, LLC 401(k) Plan among mid-size filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. The Imperial Capital, LLC 401(k) Plan sits mid-pack in the medium band (118 participants).

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • The Imperial Capital, LLC 401(k) Plan reported net income rose from $6M in the plan year 2023 filing to $7M in the plan year 2024 filing.
  • The Imperial Capital, LLC 401(k) Plan end-of-year assets rose from $38M in the plan year 2023 filing to $45M in the plan year 2024 filing.
  • The Imperial Capital, LLC 401(k) Plan reported participants fell from 134 in the plan year 2023 filing to 118 in the plan year 2024 filing.

See the national 2023→2024 release diff →

EBSA filing schedule strip

Filing strip 954644495 · Imperial Capital, LLC PY 2024 · 401(k)

The Imperial Capital, LLC 401(k) Plan · $45M · 118 · 83rd

  • TYPE $45M
  • TYPE 118
  • TYPE 83rd
  • TYPE 401(k)
  • TYPE near Safe-Guard Products International, LLC 401(k) Plan
  • TYPE ind #6279

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in California →

The Imperial Capital, LLC 401(k) Plan in the asset neighbourhood

Teague Savings and Investment Plan - 401(k)Teague Savings and Investmen…$45MThe Imperial Capital, LLC 401(k) PlanThe Imperial Capital, LLC 40…$45MSafe-Guard Products International, LLC 401(k) PlanSafe-Guard Products Internat…$45MBuzzi Unicem USA Inc. Retirement Savings Plan for Hourly EmployeesBuzzi Unicem USA Inc. Retire…$45MThe Phoenix Forge Group 401(k) Savings PlanThe Phoenix Forge Group 401(…$45M
End-of-year total assets ($M) among The Imperial Capital, LLC 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

California filing particulars

Total Assets (Beginning of Year)$38M
Net Assets (End of Year)$45M
Net Income$7M
Employer EIN954644495
Plan Effective Date1993-07-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Imperial Capital, LLC)

Sponsor-wide plan assets over time

All Imperial Capital, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$45M 37.72764999366694% vs 2022
2024 filing year
$30M$35M$40M$45M$50M 202220232024 $32.5M $44.8M ▲ +37.7%
Year Plans Participants Total Assets
2022 1 152 $33M
2023 1 134 $38M
2024 1 118 $45M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

The Imperial Capital, LLC 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants The Imperial Capital, LLC 401(k) Plan, Total assets ($B): 0.044788788 · Participants: 118The Imperial Capital, LLC 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 48.738057415 · Participants: 116712Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 31.02646504 · Participants: 58962Oracle Corporation 401(k) Savings and Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 24.850880304 · Participants: 55298Intel 401(k) Savings PlanApple 401(k) Plan, Total assets ($B): 24.714519387 · Participants: 101450Apple 401(k) PlanCisco Systems,Inc. 401(k) Plan, Total assets ($B): 22.728425546 · Participants: 40452Cisco Systems,Inc. 401(k) Plan
The Imperial Capital, LLC 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare The Imperial Capital, LLC 401(k) Plan side-by-side with 3 peers →

The Imperial Capital, LLC 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Safe-Guard Products International, LLC 401(k) Plan in GA ($45M); by covered participants it is Hyperform, Inc. 401(k) Profit Sharing Plan and Trust in FL (118 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (118 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did The Imperial Capital, LLC 401(k) Plan assets move in 2024? ▼
The Imperial Capital, LLC 401(k) Plan grew sharply - up 17.7% during 2024, from $38M to $45M. Reported net income was $7M.
How have Imperial Capital, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Imperial Capital, LLC's sponsor-wide assets grew 37.7%, from $33M to $45M.
Where does The Imperial Capital, LLC 401(k) Plan rank by assets among Form 5500 filers? ▼
The Imperial Capital, LLC 401(k) Plan ranks in the 83rd percentile by end-of-year assets among 123,622 plans that reported assets for plan year 2024 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to The Imperial Capital, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Safe-Guard Products International, LLC 401(k) Plan in GA ($45M, 738 participants).
Which 401(k) plans cover a similar participant headcount to The Imperial Capital, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Hyperform, Inc. 401(k) Profit Sharing Plan and Trust in FL (118 participants, $3M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 954644495.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.