401(k)
2024 plan-year 401(k) DOL Form 5500

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC

ERISA Form 5500 plan record drawn from DOL EBSA — verify with linked source filings below.

INDUSTRIAL AND COMMERCIAL BANK O

This 401(k) plan holds $31M in total assets and serves 91 participants as of 2024. It is sponsored by INDUSTRIAL AND COMMERCIAL BANK O in New York. The plan reported positive net income of $1M for the year.

Total Assets (2023)
$31M
Participants
91
State
Industry
Finance & Insurance

What the Filing Says About INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC is a 401(k) retirement plan sponsored by INDUSTRIAL AND COMMERCIAL BANK O, headquartered in New York. As of the 2024 Form 5500 filing, the plan reports $31M in total end-of-year assets and covers 91 participants across the Finance & Insurance industry. The sponsor's EIN on file with the U.S. Department of Labor is 300234854, and the plan has been effective since 2011-01-01. Its filing status is currently FILING RECEIVED.

Year over year, total assets moved from $30M at the beginning of 2024 to $31M at year-end — a gain of 4.1%. Net assets (after liabilities) closed the year at $31M, with reported net income of $1M driven by investment returns, contributions received, and benefit payments during the period. These figures reflect what the plan administrator certified on Schedule H or Schedule I of the Form 5500 annual return and can be compared against 2 prior plan-year filings from the same sponsor shown below.

Asset totals and participant counts reflect a single plan year snapshot and can change materially with market conditions, plan mergers, or workforce changes. Fields such as "net income" include both realized investment performance and contribution/distribution flows — a single-year figure does not by itself indicate plan health or participant outcomes. This page summarizes public DOL disclosures for research and educational purposes only and is not retirement, tax, legal, or financial advice. Before making decisions about your own retirement benefits or evaluating an employer's plan, verify the underlying filing directly via the DOL EFAST2 system and consult a qualified professional.

Financial Summary (2023)

Total Assets (Beginning of Year)$30M
Total Assets (End of Year)$31M
Net Assets (End of Year)$31M
Net Income$1M
Plan Type401(k)
Employer EIN300234854
Plan Effective Date2011-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (INDUSTRIAL AND COMMERCIAL BANK O)

Year Plans Participants Total Assets
2022 1 96 $25M
2023 1 92 $30M
2024 1 91 $31M

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Frequently Asked Questions

How much money is in the INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC?
As of the 2024 Form 5500 filing, INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC holds $31M in total assets with 91 participants. It is sponsored by INDUSTRIAL AND COMMERCIAL BANK O.
What type of plan is INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC?
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC is a 401(k) plan. It has been effective since 2011-01-01. The plan is filed with the U.S. Department of Labor under EIN 300234854.
Who sponsors the INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC?
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC is sponsored by INDUSTRIAL AND COMMERCIAL BANK O, located in New York. The sponsor's EIN is 300234854 and the plan operates in the Finance & Insurance industry.
How did INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC perform in 2024?
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC grew by 4.1% during 2024, moving from $30M to $31M in total assets. Net income was $1M.
Where can I find official filings for INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC?
Official Form 5500 filings for INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC are available through the U.S. Department of Labor's EFAST2 system. Search by EIN 300234854 or plan name at efast.dol.gov.
How does INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC compare to other plans?
You can compare INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC against other 401(k) plans on the plan type page, or view plans in New York on the state page. PlainRetire tracks the 5,000 largest retirement plans in the U.S. by total assets.

Explore PlainRetire

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) — original filing retrieval by EIN 300234854.

Reference: IRS Publication 560 — Retirement Plans for Small Business, contribution-limit rules.

Reference: IRS Publication 590-B — Distributions from IRAs, RMD rules under SECURE Act 2.0.

Data sourced from official public datasets. See our methodology for details.