401(k)
2024 plan-year 401(k) DOL Form 5500

The Alliance of State Retail Associations 401(k) Plan & Trust

ERISA Form 5500 plan record drawn from DOL EBSA — verify with linked source filings below.

Sponsored by Retail Association of Maine · Maine · Administrative & Support Services

What the 2023 filing shows

The Alliance of State Retail Associations 401(k) Plan & Trust holds $77M for 3,027 participants — about $25,390 per participant, up 4.7% over the 2024 plan year.

$77M
total plan assets (2024 EOY)
3,027
covered participants
$25,390
avg assets per participant
+4.7%
assets growth YoY
Total Assets (2023)
$77M
Participants
3,027
State
Industry
Administrative & Support Services

What the Filing Says About The Alliance of State Retail Associations 401(k) Plan & Trust

The Alliance of State Retail Associations 401(k) Plan & Trust is a 401(k) retirement plan sponsored by Retail Association of Maine, headquartered in Maine. As of the 2024 Form 5500 filing, the plan reports $77M in total end-of-year assets and covers 3,027 participants across the Administrative & Support Services industry. The sponsor's EIN on file with the U.S. Department of Labor is 010165117, and the plan has been effective since 2013-01-01. Its filing status is currently FILING RECEIVED.

Year over year, total assets moved from $73M at the beginning of 2024 to $77M at year-end — a gain of 4.7%. Net assets (after liabilities) closed the year at $77M, with reported net income of $10M driven by investment returns, contributions received, and benefit payments during the period. These figures reflect what the plan administrator certified on Schedule H or Schedule I of the Form 5500 annual return and can be compared against 2 prior plan-year filings from the same sponsor shown below.

Asset totals and participant counts reflect a single plan year snapshot and can change materially with market conditions, plan mergers, or workforce changes. Fields such as "net income" include both realized investment performance and contribution/distribution flows — a single-year figure does not by itself indicate plan health or participant outcomes. This page summarizes public DOL disclosures for research and educational purposes only and is not retirement, tax, legal, or financial advice. Before making decisions about your own retirement benefits or evaluating an employer's plan, verify the underlying filing directly via the DOL EFAST2 system and consult a qualified professional.

Financial Summary (2023)

Total Assets (Beginning of Year)$73M
Total Assets (End of Year)$77M
Net Assets (End of Year)$77M
Net Income$10M
Plan Type401(k)
Employer EIN010165117
Plan Effective Date2013-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Retail Association of Maine)

Year Plans Participants Total Assets
2022 1 3,490 $47M
2023 1 4,383 $73M
2024 1 3,027 $77M

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Frequently Asked Questions

How much money is in the The Alliance of State Retail Associations 401(k) Plan & Trust?
As of the 2024 Form 5500 filing, The Alliance of State Retail Associations 401(k) Plan & Trust holds $77M in total assets with 3,027 participants. It is sponsored by Retail Association of Maine.
What type of plan is The Alliance of State Retail Associations 401(k) Plan & Trust?
The Alliance of State Retail Associations 401(k) Plan & Trust is a 401(k) plan. It has been effective since 2013-01-01. The plan is filed with the U.S. Department of Labor under EIN 010165117.
Who sponsors the The Alliance of State Retail Associations 401(k) Plan & Trust?
The Alliance of State Retail Associations 401(k) Plan & Trust is sponsored by Retail Association of Maine, located in Maine. The sponsor's EIN is 010165117 and the plan operates in the Administrative & Support Services industry.
How did The Alliance of State Retail Associations 401(k) Plan & Trust perform in 2024?
The Alliance of State Retail Associations 401(k) Plan & Trust grew by 4.7% during 2024, moving from $73M to $77M in total assets. Net income was $10M.
Where can I find official filings for The Alliance of State Retail Associations 401(k) Plan & Trust?
Official Form 5500 filings for The Alliance of State Retail Associations 401(k) Plan & Trust are available through the U.S. Department of Labor's EFAST2 system. Search by EIN 010165117 or plan name at efast.dol.gov.
How does The Alliance of State Retail Associations 401(k) Plan & Trust compare to other plans?
You can compare The Alliance of State Retail Associations 401(k) Plan & Trust against other 401(k) plans on the plan type page, or view plans in Maine on the state page. PlainRetire tracks the 5,000 largest retirement plans in the U.S. by total assets.

Explore PlainRetire

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) — original filing retrieval by EIN 010165117.

Reference: IRS Publication 560 — Retirement Plans for Small Business, contribution-limit rules.

Reference: IRS Publication 590-B — Distributions from IRAs, RMD rules under SECURE Act 2.0.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.