ESOP · DOL Form 5500 · 2024

S. Rothschild & Co., Inc. ESOP

Data updated 2026-08-25

$47M
Total assets Below avg plan size
82
Participants Small participant base
83rd
Percentile by assets National rank
$573,560
Avg per participant High balance/head
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Official DOL plan name: S. Rothschild & Co., Inc. Employee Stock Ownership Plan · Sponsored by S. Rothschild & Co., Inc. · New York · Manufacturing

$47M in assets, 82 participants

S. Rothschild & Co., Inc.'s S. Rothschild & Co., Inc. Employee Stock Ownership Plan reported $47M in total assets and 82 participants in its 2024 DOL Form 5500 filing, ranking in the 83rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #13,594 in Manufacturing (17,777 peers)

Where S. Rothschild & Co., Inc. Employee Stock Ownership Plan sits by assets

S. Rothschild & Co., Inc. Employee Stock Ownership Plan sits in the top quartile of all filed plans by assets, $47M for 82 participants (~$573,560/participant), up 12.1% in 2024.

#13,594
in Manufacturing (17,777 peers)
+12.1%
assets growth YoY
0.5×
vs typical plan assets (national mean)

S. Rothschild & Co., Inc. Employee Stock Ownership Plan's outsized position by total assets

S. Rothschild & Co., Inc. Employee Stock Ownership Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$47,031,882 Top 17% higher than 83% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

S. Rothschild & Co., Inc. Employee Stock Ownership Plan among smaller filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. S. Rothschild & Co., Inc. Employee Stock Ownership Plan is a small filing (82 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • S. Rothschild & Co., Inc. Employee Stock Ownership Plan reported net income rose from -$17M in the plan year 2023 filing to $8M in the plan year 2024 filing.
  • S. Rothschild & Co., Inc. Employee Stock Ownership Plan reported participants rose from 52 in the plan year 2023 filing to 82 in the plan year 2024 filing.
  • S. Rothschild & Co., Inc. Employee Stock Ownership Plan end-of-year assets rose from $42M in the plan year 2023 filing to $47M in the plan year 2024 filing.

See the national 2023→2024 release diff →

EBSA filing schedule strip

Filing strip 231539342 · S. Rothschild & Co., Inc. PY 2024 · ESOP

S. Rothschild & Co., Inc. Employee Stock Ownership Plan · $47M · 82 · 83rd

  • EBSA $47M
  • PART 82
  • TYPE 83rd
  • NET ESOP
  • BOOK near Neighbors & Associates, Inc. Employee Stock Ownership Plan
  • VS-ST ind #13594

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in New York →

S. Rothschild & Co., Inc. Employee Stock Ownership Plan in the asset neighbourhood

Bank Forward Employee Stock Ownership PlanBank Forward Employee Stock …$47MNeighbors & Associates, Inc. Employee Stock Ownership PlanNeighbors & Associates, Inc.…$47MS. Rothschild & Co., Inc. Employee Stock Ownership PlanS. Rothschild & Co., Inc. Em…$47MScientific Applications & Research Associates, Inc. Employee Stock Ownership PlanScientific Applications & Re…$47MSummers of Brownsburg ESOP$47M
End-of-year total assets ($M) among S. Rothschild & Co., Inc. Employee Stock Ownership Plan and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2024.

Scale-class filing particulars (2024)

Total Assets (Beginning of Year)$42M
Net Assets (End of Year)$16M
Net Income$8M
Employer EIN231539342
Plan Effective Date2007-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (S. Rothschild & Co., Inc.)

Sponsor-wide plan assets over time

All S. Rothschild & Co., Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$64M 69.22332661894752% vs 2022
2024 filing year
$30M$40M$50M$60M$70M 202220232024 $37.8M $63.9M ▲ +69.2%
Year Plans Participants Total Assets
2022 2 150 $38M
2023 2 165 $57M
2024 2 205 $64M

Nearby ESOP Plans in New York

Peer ESOP plans, same state, same plan type, ranked by total assets.

S. Rothschild & Co., Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in New York, assets vs. participants Scatter plot of 6 data points. -100001000200030004000 02004006008001000 Total assets ($M) Participants S. Rothschild & Co., Inc. Employee Stock Ownership Plan, Total assets ($M): 47.031882 · Participants: 82S. Rothschild & Co., Inc. Employee Stock Ownership PlanStewart's Shops Corp Employee Stock Ownership Plan, Total assets ($M): 896.840227 · Participants: 3483Stewart's Shops Corp Employee Stock Ownership PlanNorth Coast Holdings Employee Stock Ownership Plan, Total assets ($M): 450.776522 · Participants: 3042North Coast Holdings Employee Stock Ownership PlanGriffon Corporation Employee Stock Ownership Plan, Total assets ($M): 306.094988 · Participants: 3209Griffon Corporation Employee Stock Ownership PlanGreenman-Pedersen, Inc. Employee Stock Ownership Plan, Total assets ($M): 254.362741 · Participants: 1716Greenman-Pedersen, Inc. Employee Stock Ownership PlanMarshall & Sterling Enterprises, Inc. Employee Stock Ownership Plan, Total assets ($M): 234.345888 · Participants: 518Marshall & Sterling Enterprises, Inc. Employee Stock Ownership Plan
S. Rothschild & Co., Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in New York, assets vs. participants
Compare S. Rothschild & Co., Inc. Employee Stock Ownership Plan side-by-side with 3 peers →

S. Rothschild & Co., Inc. Employee Stock Ownership Plan's out-of-state ESOP peers by assets and headcount

Outside New York, the nearest ESOP by assets is Neighbors & Associates, Inc. Employee Stock Ownership Plan in KS ($47M); by covered participants it is Amended and Restated Affinity Bank Employee Stock Ownership Plan in GA (82 participants). Same-state nearby plans are listed separately above.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did S. Rothschild & Co., Inc. Employee Stock Ownership Plan assets move in 2024? ▼
S. Rothschild & Co., Inc. Employee Stock Ownership Plan grew at a solid clip - up 12.1% during 2024, from $42M to $47M. Reported net income was $8M.
How have S. Rothschild & Co., Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), S. Rothschild & Co., Inc.'s sponsor-wide assets grew 69.2%, from $38M to $64M.
Where does S. Rothschild & Co., Inc. Employee Stock Ownership Plan rank by assets among Form 5500 filers? ▼
S. Rothschild & Co., Inc. Employee Stock Ownership Plan ranks in the 83rd percentile by end-of-year assets among 123,622 plans that reported assets for plan year 2024 (in the top quartile of all filed plans by assets).
Which ESOP plans are similar in size to S. Rothschild & Co., Inc. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by assets is Neighbors & Associates, Inc. Employee Stock Ownership Plan in KS ($47M, 347 participants).
Which ESOP plans cover a similar participant headcount to S. Rothschild & Co., Inc. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by covered participants is Amended and Restated Affinity Bank Employee Stock Ownership Plan in GA (82 participants, $10M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 231539342.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.