ESOP · DOL Form 5500 · 2024

Locke Roofing & Waterproofing, Inc. ESOP

Data updated 2026-08-25

$1M
Total assets Small plan by assets
23
Participants Small participant base
23rd
Percentile by assets National rank
$45,079
Avg per participant Low balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust · Sponsored by Locke Roofing & Waterproofing, Inc. · Arizona · Construction

$1M in assets, 23 participants

Locke Roofing & Waterproofing, Inc.'s Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust reported $1M in total assets and 23 participants in its 2024 DOL Form 5500 filing, ranking in the 23rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #1,989 in Construction (9,039 peers)

Locke Roofing & Waterproofing, Inc. multi-year trail

Locke Roofing & Waterproofing, Inc.'s plans moved +27.7% in assets from 2022 to 2024; this filing shows Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust at $1M / 23 participants.

#1,989
in Construction (9,039 peers)
+8.0%
assets growth YoY

Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust among the smaller filed plans by assets

Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$1,036,818 23rd percentile higher than 23% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust among smaller filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust is a small filing (23 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust reported net income fell from $311K in the plan year 2023 filing to $236K in the plan year 2024 filing.
  • Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust reported participants fell from 25 in the plan year 2023 filing to 23 in the plan year 2024 filing.
  • Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust end-of-year assets rose from $960K in the plan year 2023 filing to $1M in the plan year 2024 filing.

See the national 2023→2024 release diff →

Plan-year Form 5500 strip

Filing strip 860897631 · Locke Roofing & Waterproofing, Inc. PY 2024 · ESOP

Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust · $1M · 23 · 23rd

  • PHOTO $1M
  • PHOTO 23
  • PHOTO 23rd
  • PHOTO ESOP
  • PHOTO near Preferred Strategies, Inc. Employee Stock Ownership Plan
  • PHOTO ind #1989

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in Arizona →

Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust in the asset neighbourhood

Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and TrustLocke Roofing & Waterproofin…$1MPreferred Strategies, Inc. Employee Stock Ownership PlanPreferred Strategies, Inc. E…$1MAlen Corporation Employee Stock Ownership PlanAlen Corporation Employee St…$1MB C Main Construction Inc ESOPB C Main Construction Inc ES…$1MNissho of California Inc Employee Stock Ownership PlanNissho of California Inc Emp…$1M
End-of-year total assets ($M) among Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2024.

Locke Roofing & Waterproofing, Inc. multi-year asset trail

Sponsor-wide plan assets over time

All Locke Roofing & Waterproofing, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$1M 27.67279488726619% vs 2022
2024 filing year
$0.7M$0.8M$0.9M$1M$1.1M 202220232024 $0.81M $1.04M ▲ +28.4%
Year Plans Participants Total Assets
2022 1 25 $812K
2023 1 25 $960K
2024 1 23 $1M

Locke Roofing & Waterproofing, Inc. filing trail (2024)

Total Assets (Beginning of Year)$960K
Net Assets (End of Year)$872K
Net Income$236K
Employer EIN860897631
Plan Effective Date2019-01-01
Filing StatusFILING RECEIVED

Nearby ESOP Plans in Arizona

Peer ESOP plans, same state, same plan type, ranked by total assets.

Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust vs. nearby ESOP plans in Arizona, assets vs. participants Scatter plot of 6 data points. -50000500010000150002000025000 -0.500.511.52 Total assets ($B) Participants Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust, Total assets ($B): 0.001036818 · Participants: 23Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and TrustThe Sundt Companies Employee Stock Ownership Plan, Total assets ($B): 1.454509943 · Participants: 3220The Sundt Companies Employee Stock Ownership PlanU-Haul Holding Company Employee Stock Ownership Plan, Total assets ($B): 0.561105831 · Participants: 21253U-Haul Holding Company Employee Stock Ownership PlanSpencer's Air Conditioning & Appliance, Inc. Employee Stock Ownership Plan, Total assets ($B): 0.414837473 · Participants: 263Spencer's Air Conditioning & Appliance, Inc. Employee Stock Ownership PlanWilson Electric Services Corp. Employee Stock Ownership Plan, Total assets ($B): 0.26183793 · Participants: 757Wilson Electric Services Corp. Employee Stock Ownership PlanPima Medical Institute Employee Stock Ownership Plan, Total assets ($B): 0.225590305 · Participants: 1089Pima Medical Institute Employee Stock Ownership Plan
Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust vs. nearby ESOP plans in Arizona, assets vs. participants
Compare Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust side-by-side with 3 peers →

Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust's out-of-state ESOP peers by assets and headcount

Outside Arizona, the nearest ESOP by assets is Preferred Strategies, Inc. Employee Stock Ownership Plan in CA ($1M); by covered participants it is Valley Premier Bank Employee Stock Ownership Plan & Trust in MN (23 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (23 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust assets move in 2024? ▼
Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust grew at a solid clip - up 8.0% during 2024, from $960K to $1M. Reported net income was $236K.
How have Locke Roofing & Waterproofing, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Locke Roofing & Waterproofing, Inc.'s sponsor-wide assets grew 27.7%, from $812K to $1M.
Where does Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust rank by assets among Form 5500 filers? ▼
Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust ranks in the 23rd percentile by end-of-year assets among 123,622 plans that reported assets for plan year 2024 (among the smaller plans by assets on file).
Which ESOP plans are similar in size to Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust? ▼
Among ESOP plans in other states, the closest by assets is Preferred Strategies, Inc. Employee Stock Ownership Plan in CA ($1M, 34 participants).
Which ESOP plans cover a similar participant headcount to Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust? ▼
Among ESOP plans in other states, the closest by covered participants is Valley Premier Bank Employee Stock Ownership Plan & Trust in MN (23 participants, $11M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 860897631.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.