ESOP · DOL Form 5500 · 2022
Hcwhc Inc. ESOP
Data updated 2026-08-11
- $293M
- Total assets
- 118
- Participants
- 97th
- Percentile by assets
- $2.5M
- Avg per participant
Official DOL plan name: H.C. Wainwright & Co. Employee Stock Ownership Plan · Sponsored by Hcwhc Inc. · New York · Finance & Insurance
$293M in assets, 118 participants
Hcwhc Inc.'s H.C. Wainwright & Co. Employee Stock Ownership Plan reported $293M in total assets and 118 participants in its 2022 DOL Form 5500 filing, ranking in the 97th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- 97th percentile by assets (of 139,126 plans)
- #8,733 in Finance & Insurance (9,261 peers)
Coverage in New York
H.C. Wainwright & Co. Employee Stock Ownership Plan covers 118 participants in New York, about 15% of the average New York filer (state average ~798 per filing). Assets: $293M.
- $293M
- total plan assets (2022 EOY)
- 118
- covered participants
- 97th
- percentile by assets (of 139,126 plans)
- $2.5M
- avg assets per participant
The plan reported a net loss of $473M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Participants vs New York filers
In New York, the average filing covers about 798 participants across 9,061 plans. H.C. Wainwright & Co. Employee Stock Ownership Plan reports 118 participants - about 15% of that state average ($293M EOY assets).
New York filing particulars
| Total Assets (Beginning of Year) | $769M |
|---|---|
| Net Assets (End of Year) | -$133M |
| Net Income | -$473M |
| Employer EIN | 371868324 |
| Plan Effective Date | 2019-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Hcwhc Inc.)
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 118 | $293M |
| 2023 | 1 | 93 | $242M |
| 2024 | 1 | 97 | $228M |
Nearby ESOP Plans in New York
Peer ESOP plans, same state, same plan type, ranked by total assets.
H.C. Wainwright & Co. Employee Stock Ownership Plan vs. nearby ESOP plans in New York, assets vs. participants
- Stewart's Shops Corp Employee Stock Ownership Plan $782M · 3,443
- Lewis Tree Service Employee Stock Ownership Plan $384M · 3,307
- Greenman-Pedersen, Inc. Employee Stock Ownership Plan $207M · 1,611
- Griffon Corporation Employee Stock Ownership Plan $184M · 3,775
- Marshall & Sterling Enterprises, Inc. Employee Stock Ownership Plan $176M · 482
Similar-Sized ESOP Plans Nationally
ESOP plans in other states closest to H.C. Wainwright & Co. Employee Stock Ownership Plan by total assets, not by location.
- Wausau Supply Company Employee Stock Ownership Plan (WI) $293M · 747
- American Systems Corporation Employee Stock Ownership Plan (VA) $292M · 1,828
- Ki Employee Stock Ownership Plan (WI) $295M · 1,649
- Locke Supply Co. Employee Stock Ownership Plan (OK) $291M · 1,040
Frequently Asked Questions
How did H.C. Wainwright & Co. Employee Stock Ownership Plan assets move in 2022? ▼
How have Hcwhc Inc. plan assets changed over time? ▼
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Filing takeaways
Ways to act on H.C. Wainwright & Co. Employee Stock Ownership Plan's numbers.
- By total assets, H.C. Wainwright & Co. Employee Stock Ownership Plan ranks in the top 5% of all filed plans by assets. See the largest plans
- Compare it side-by-side against 3 similar ESOP plans in New York. Compare plans
- Hcwhc Inc.'s sponsor-wide assets have declined 22.2% since 2022 across 3 plan years on file. More Finance & Insurance plans