ESOP · DOL Form 5500 · 2022

Hcwhc Inc. ESOP

Data updated 2026-08-25

$293M
Total assets Near avg plan size
118
Participants Small participant base
97th
Percentile by assets National rank
$2.5M
Avg per participant High balance/head
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Official DOL plan name: H.C. Wainwright & Co. Employee Stock Ownership Plan · Sponsored by Hcwhc Inc. · New York · Finance & Insurance

$293M in assets, 118 participants

Hcwhc Inc.'s H.C. Wainwright & Co. Employee Stock Ownership Plan reported $293M in total assets and 118 participants in its 2022 DOL Form 5500 filing, ranking in the 97th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #8,733 in Finance & Insurance (9,261 peers)

Coverage in New York

H.C. Wainwright & Co. Employee Stock Ownership Plan covers 118 participants in New York, about 15% of the average New York filer (state average ~798 per filing). Assets: $293M.

#8,733
in Finance & Insurance (9,261 peers)
-61.9%
assets change YoY
2.9×
vs typical plan assets (national mean)

The plan reported a net loss of $473M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

H.C. Wainwright & Co. Employee Stock Ownership Plan's outsized position by total assets

H.C. Wainwright & Co. Employee Stock Ownership Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$293,053,093 Top 3% higher than 97% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

H.C. Wainwright & Co. Employee Stock Ownership Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. H.C. Wainwright & Co. Employee Stock Ownership Plan sits mid-pack in the medium band (118 participants).

EBSA filing schedule strip

Filing strip 371868324 · Hcwhc Inc. PY 2022 · ESOP

H.C. Wainwright & Co. Employee Stock Ownership Plan · $293M · 118 · 97th

  • BOY $293M
  • BOY 118
  • BOY 97th
  • BOY ESOP
  • BOY near Wausau Supply Company Employee Stock Ownership Plan
  • BOY ind #8733

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in New York →

H.C. Wainwright & Co. Employee Stock Ownership Plan in the asset neighbourhood

Ki Employee Stock Ownership PlanKi Employee Stock Ownership …$295MH.C. Wainwright & Co. Employee Stock Ownership PlanH.C. Wainwright & Co. Employ…$293MWausau Supply Company Employee Stock Ownership PlanWausau Supply Company Employ…$293MAmerican Systems Corporation Employee Stock Ownership PlanAmerican Systems Corporation…$292MLocke Supply Co. Employee Stock Ownership PlanLocke Supply Co. Employee St…$291M
End-of-year total assets ($M) among H.C. Wainwright & Co. Employee Stock Ownership Plan and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2022.

New York filing particulars

Total Assets (Beginning of Year)$769M
Net Assets (End of Year)-$133M
Net Income-$473M
Employer EIN371868324
Plan Effective Date2019-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Hcwhc Inc.)

Sponsor-wide plan assets over time

All Hcwhc Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$228M 22.185438595592643% vs 2022
2024 filing year
$220M$240M$260M$280M$300M 202220232024 $293M $228M ▼ -22.2%
Year Plans Participants Total Assets
2022 1 118 $293M
2023 1 93 $242M
2024 1 97 $228M

Nearby ESOP Plans in New York

Peer ESOP plans, same state, same plan type, ranked by total assets.

H.C. Wainwright & Co. Employee Stock Ownership Plan vs. nearby ESOP plans in New York, assets vs. participants Scatter plot of 6 data points. -100001000200030004000 02004006008001000 Total assets ($M) Participants H.C. Wainwright & Co. Employee Stock Ownership Plan, Total assets ($M): 293.053093 · Participants: 118H.C. Wainwright & Co. Employee Stock Ownership PlanStewart's Shops Corp Employee Stock Ownership Plan, Total assets ($M): 781.613108 · Participants: 3443Stewart's Shops Corp Employee Stock Ownership PlanLewis Tree Service Employee Stock Ownership Plan, Total assets ($M): 384.275596 · Participants: 3307Lewis Tree Service Employee Stock Ownership PlanGreenman-Pedersen, Inc. Employee Stock Ownership Plan, Total assets ($M): 207.331837 · Participants: 1611Greenman-Pedersen, Inc. Employee Stock Ownership PlanGriffon Corporation Employee Stock Ownership Plan, Total assets ($M): 183.683651 · Participants: 3775Griffon Corporation Employee Stock Ownership PlanMarshall & Sterling Enterprises, Inc. Employee Stock Ownership Plan, Total assets ($M): 176.394447 · Participants: 482Marshall & Sterling Enterprises, Inc. Employee Stock Ownership Plan
H.C. Wainwright & Co. Employee Stock Ownership Plan vs. nearby ESOP plans in New York, assets vs. participants
Compare H.C. Wainwright & Co. Employee Stock Ownership Plan side-by-side with 3 peers →

H.C. Wainwright & Co. Employee Stock Ownership Plan's out-of-state ESOP peers by assets and headcount

Outside New York, the nearest ESOP by assets is Wausau Supply Company Employee Stock Ownership Plan in WI ($293M); by covered participants it is Thea Holdings Employee Stock Ownership Plan in NJ (118 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (118 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did H.C. Wainwright & Co. Employee Stock Ownership Plan assets move in 2022? ▼
H.C. Wainwright & Co. Employee Stock Ownership Plan contracted severely - down 61.9% during 2022, from $769M to $293M. Reported net income was -$473M.
How have Hcwhc Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Hcwhc Inc.'s sponsor-wide assets declined 22.2%, from $293M to $228M.
Where does H.C. Wainwright & Co. Employee Stock Ownership Plan rank by assets among Form 5500 filers? ▼
H.C. Wainwright & Co. Employee Stock Ownership Plan ranks in the 97th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top 5% of all filed plans by assets).
Which ESOP plans are similar in size to H.C. Wainwright & Co. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by assets is Wausau Supply Company Employee Stock Ownership Plan in WI ($293M, 747 participants).
Which ESOP plans cover a similar participant headcount to H.C. Wainwright & Co. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by covered participants is Thea Holdings Employee Stock Ownership Plan in NJ (118 participants, $2M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 371868324.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.