ESOP · DOL Form 5500 · 2024

Hcwhc, Inc. ESOP

Data updated 2026-08-25

$228M
Total assets Near avg plan size
97
Participants Small participant base
95th
Percentile by assets National rank
$2.4M
Avg per participant High balance/head
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Official DOL plan name: H.C. Wainwright & Co. Employee Stock Ownership Plan · Sponsored by Hcwhc, Inc. · New York · Finance & Insurance

$228M in assets, 97 participants

Hcwhc, Inc.'s H.C. Wainwright & Co. Employee Stock Ownership Plan reported $228M in total assets and 97 participants in its 2024 DOL Form 5500 filing, ranking in the 95th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,830 in Finance & Insurance (8,549 peers)

Where H.C. Wainwright & Co. Employee Stock Ownership Plan sits by assets

H.C. Wainwright & Co. Employee Stock Ownership Plan sits in the top 5% of all filed plans by assets, $228M for 97 participants (~$2.4M/participant), down 5.7% in 2024.

#7,830
in Finance & Insurance (8,549 peers)
-5.7%
assets change YoY
2.3×
vs typical plan assets (national mean)

H.C. Wainwright & Co. Employee Stock Ownership Plan's outsized position by total assets

H.C. Wainwright & Co. Employee Stock Ownership Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$228,037,979 Top 5% higher than 95% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

H.C. Wainwright & Co. Employee Stock Ownership Plan among smaller filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. H.C. Wainwright & Co. Employee Stock Ownership Plan is a small filing (97 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • H.C. Wainwright & Co. Employee Stock Ownership Plan reported net income rose from -$37M in the plan year 2023 filing to $8M in the plan year 2024 filing.
  • H.C. Wainwright & Co. Employee Stock Ownership Plan end-of-year assets fell from $242M in the plan year 2023 filing to $228M in the plan year 2024 filing.
  • H.C. Wainwright & Co. Employee Stock Ownership Plan reported participants rose from 93 in the plan year 2023 filing to 97 in the plan year 2024 filing.

See the national 2023→2024 release diff →

DOL schedule card

Filing strip 371868324 · Hcwhc, Inc. PY 2024 · ESOP

H.C. Wainwright & Co. Employee Stock Ownership Plan · $228M · 97 · 95th

  • PART $228M
  • PART 97
  • PART 95th
  • PART ESOP
  • PART near James a. Scott & Son, Incorporated Employee Stock Ownership Plan
  • PART ind #7830

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in New York →

H.C. Wainwright & Co. Employee Stock Ownership Plan in the asset neighbourhood

Gridiron Employee Stock Ownership PlanGridiron Employee Stock Owne…$229MHoliday Builders, Inc. Employee Stock Ownership Plan and TrustHoliday Builders, Inc. Emplo…$229MJames a. Scott & Son, Incorporated Employee Stock Ownership PlanJames a. Scott & Son, Incorp…$228MH.C. Wainwright & Co. Employee Stock Ownership PlanH.C. Wainwright & Co. Employ…$228MGanahl Lumber Company Employee Stock Ownership PlanGanahl Lumber Company Employ…$227M
End-of-year total assets ($M) among H.C. Wainwright & Co. Employee Stock Ownership Plan and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2024.

Scale-class filing particulars (2024)

Total Assets (Beginning of Year)$242M
Net Assets (End of Year)-$162M
Net Income$8M
Employer EIN371868324
Plan Effective Date2019-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Hcwhc, Inc.)

Sponsor-wide plan assets over time

All Hcwhc, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$228M 22.185438595592643% vs 2022
2024 filing year
$220M$240M$260M$280M$300M 202220232024 $293M $228M ▼ -22.2%
Year Plans Participants Total Assets
2022 1 118 $293M
2023 1 93 $242M
2024 1 97 $228M

Nearby ESOP Plans in New York

Peer ESOP plans, same state, same plan type, ranked by total assets.

H.C. Wainwright & Co. Employee Stock Ownership Plan vs. nearby ESOP plans in New York, assets vs. participants Scatter plot of 6 data points. -100001000200030004000 02004006008001000 Total assets ($M) Participants H.C. Wainwright & Co. Employee Stock Ownership Plan, Total assets ($M): 228.037979 · Participants: 97H.C. Wainwright & Co. Employee Stock Ownership PlanStewart's Shops Corp Employee Stock Ownership Plan, Total assets ($M): 896.840227 · Participants: 3483Stewart's Shops Corp Employee Stock Ownership PlanNorth Coast Holdings Employee Stock Ownership Plan, Total assets ($M): 450.776522 · Participants: 3042North Coast Holdings Employee Stock Ownership PlanGriffon Corporation Employee Stock Ownership Plan, Total assets ($M): 306.094988 · Participants: 3209Griffon Corporation Employee Stock Ownership PlanGreenman-Pedersen, Inc. Employee Stock Ownership Plan, Total assets ($M): 254.362741 · Participants: 1716Greenman-Pedersen, Inc. Employee Stock Ownership PlanMarshall & Sterling Enterprises, Inc. Employee Stock Ownership Plan, Total assets ($M): 234.345888 · Participants: 518Marshall & Sterling Enterprises, Inc. Employee Stock Ownership Plan
H.C. Wainwright & Co. Employee Stock Ownership Plan vs. nearby ESOP plans in New York, assets vs. participants
Compare H.C. Wainwright & Co. Employee Stock Ownership Plan side-by-side with 3 peers →

H.C. Wainwright & Co. Employee Stock Ownership Plan's out-of-state ESOP peers by assets and headcount

Outside New York, the nearest ESOP by assets is James a. Scott & Son, Incorporated Employee Stock Ownership Plan in VA ($228M); by covered participants it is Barnes, Inc. Employee Stock Ownership Plan in WI (97 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (97 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did H.C. Wainwright & Co. Employee Stock Ownership Plan assets move in 2024? ▼
H.C. Wainwright & Co. Employee Stock Ownership Plan pulled back noticeably - down 5.7% during 2024, from $242M to $228M. Reported net income was $8M.
How have Hcwhc, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Hcwhc, Inc.'s sponsor-wide assets declined 22.2%, from $293M to $228M.
Where does H.C. Wainwright & Co. Employee Stock Ownership Plan rank by assets among Form 5500 filers? ▼
H.C. Wainwright & Co. Employee Stock Ownership Plan ranks in the 95th percentile by end-of-year assets among 123,622 plans that reported assets for plan year 2024 (in the top 5% of all filed plans by assets).
Which ESOP plans are similar in size to H.C. Wainwright & Co. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by assets is James a. Scott & Son, Incorporated Employee Stock Ownership Plan in VA ($228M, 391 participants).
Which ESOP plans cover a similar participant headcount to H.C. Wainwright & Co. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by covered participants is Barnes, Inc. Employee Stock Ownership Plan in WI (97 participants, $7M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 371868324.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.