ESOP · DOL Form 5500 · 2024

Hcwhc, Inc. ESOP

Data updated 2026-07-24

$228M
Total assets: 97
Participants: 95th
Percentile by assets: $2.4M
Avg per participant

Official DOL plan name: H.C. Wainwright & Co. Employee Stock Ownership Plan · Sponsored by Hcwhc, Inc. · New York · Finance & Insurance

$228M in assets, 97 participants

Hcwhc, Inc.'s H.C. Wainwright & Co. Employee Stock Ownership Plan reported $228M in total assets and 97 participants in its 2024 DOL Form 5500 filing, ranking in the 95th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

95th percentile by assets (of 116,472 plans)

Where H.C. Wainwright & Co. Employee Stock Ownership Plan sits by assets

H.C. Wainwright & Co. Employee Stock Ownership Plan sits in the top 5% of all filed plans by assets, $228M for 97 participants (~$2.4M/participant), down 5.7% in 2024.

$228M
total plan assets (2024 EOY): 97
covered participants: 95th
percentile by assets (of 116,472 plans): $2.4M
avg assets per participant

H.C. Wainwright & Co. Employee Stock Ownership Plan reported net income rose from -$37M in the plan year 2023 filing to $8M in the plan year 2024 filing.
H.C. Wainwright & Co. Employee Stock Ownership Plan end-of-year assets fell from $242M in the plan year 2023 filing to $228M in the plan year 2024 filing.
H.C. Wainwright & Co. Employee Stock Ownership Plan reported participants rose from 93 in the plan year 2023 filing to 97 in the plan year 2024 filing.

See the national 2023→2024 release diff →

State

New York

Industry

Finance & Insurance

H.C. Wainwright & Co. Employee Stock Ownership Plan vs the 2024 asset distribution

By assets, H.C. Wainwright & Co. Employee Stock Ownership Plan outranks 95% of the 116,472 plans that filed a Form 5500 for the 2024 plan year, and holds roughly 2.3x the national average plan size of $100M (730 average participants).

Scale-class filing particulars (2024)

Total Assets (Beginning of Year)	$242M
Net Assets (End of Year)	-$162M
Net Income	$8M
Employer EIN	371868324
Plan Effective Date	2019-01-01
Filing Status	FILING RECEIVED

Sponsor Plan History (Hcwhc, Inc.)

Total plan assets by year, all Hcwhc, Inc. plans on file

Year	Plans	Participants	Total Assets
2022	1	118	$293M
2023	1	93	$242M
2024	1	97	$228M

Nearby ESOP Plans in New York

Peer ESOP plans, same state, same plan type, ranked by total assets.

H.C. Wainwright & Co. Employee Stock Ownership Plan vs. nearby ESOP plans in New York, assets vs. participants

Stewart's Shops Corp Employee Stock Ownership Plan $897M · 3,483
North Coast Holdings Employee Stock Ownership Plan $451M · 3,042
Greenman-Pedersen, Inc. Employee Stock Ownership Plan $254M · 1,716
Marshall & Sterling Enterprises, Inc. Employee Stock Ownership Plan $234M · 518
Jrm Construction Management Employee Stock Ownership Plan $165M · 550

Compare H.C. Wainwright & Co. Employee Stock Own… side-by-side with 3 peers →

Similar-Sized ESOP Plans Nationally

ESOP plans in other states closest to H.C. Wainwright & Co. Employee Stock Ownership Plan by total assets, not by location.

James a. Scott & Son, Incorporated Employee Stock Ownership Plan (VA) $228M · 391
Holiday Builders, Inc. Employee Stock Ownership Plan and Trust (FL) $229M · 176
Gridiron Employee Stock Ownership Plan (TX) $229M · 201
Lane Enterprises Holdings, Inc. Employee Stock Ownership Plan (PA) $230M · 453

Frequently Asked Questions

How did H.C. Wainwright & Co. Employee Stock Ownership Plan assets move in 2024? ▼

H.C. Wainwright & Co. Employee Stock Ownership Plan pulled back noticeably - down 5.7% during 2024, from $242M to $228M. Reported net income was $8M.

How have Hcwhc, Inc. plan assets changed over time? ▼

Across 3 plan years on file (2022-2024), Hcwhc, Inc.'s sponsor-wide assets declined 22.2%, from $293M to $228M.

Where does H.C. Wainwright & Co. Employee Stock Ownership Plan rank by assets among Form 5500 filers? ▼

H.C. Wainwright & Co. Employee Stock Ownership Plan ranks in the 95th percentile by end-of-year assets among 116,472 plans that reported assets for plan year 2024 (in the top 5% of all filed plans by assets).

Which ESOP plans are similar in size to H.C. Wainwright & Co. Employee Stock Ownership Plan? ▼

Among ESOP plans in other states, the closest by assets is James a. Scott & Son, Incorporated Employee Stock Ownership Plan in VA ($228M, 391 participants).

Next read for H.C. Wainwright & Co. Employee Stock Own…

Scale reading

Ways to act on H.C. Wainwright & Co. Employee Stock Ownership Plan's numbers.

By total assets, H.C. Wainwright & Co. Employee Stock Ownership Plan ranks in the top 5% of all filed plans by assets. See the largest plans
Compare it side-by-side against 3 similar ESOP plans in New York. Compare plans
Hcwhc, Inc.'s sponsor-wide assets have declined 22.2% since 2022 across 3 plan years on file. More Finance & Insurance plans

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 371868324.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.