401(k) · DOL Form 5500 · 2024

Roth Capital Partners, LLC 401(k) Plan

Data updated 2026-08-25

$65M
Total assets Below avg plan size
208
Participants Below avg headcount
87th
Percentile by assets National rank
$312,466
Avg per participant High balance/head
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Official DOL plan name: Roth Capital Partners, LLC 401(k) Plan · Sponsored by Roth Capital Partners, LLC · California · Finance & Insurance

$65M in assets, 208 participants

Roth Capital Partners, LLC's Roth Capital Partners, LLC 401(k) Plan reported $65M in total assets and 208 participants in its 2024 DOL Form 5500 filing, ranking in the 87th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,823 in Finance & Insurance (8,549 peers)

Coverage in California

Roth Capital Partners, LLC 401(k) Plan covers 208 participants in California, about 33% of the average California filer (state average ~630 per filing). Assets: $65M.

#6,823
in Finance & Insurance (8,549 peers)
+18.9%
assets growth YoY
0.7×
vs typical plan assets (national mean)

Roth Capital Partners, LLC 401(k) Plan's outsized position by total assets

Roth Capital Partners, LLC 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$64,992,917 Top 13% higher than 87% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Roth Capital Partners, LLC 401(k) Plan among mid-size filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Roth Capital Partners, LLC 401(k) Plan sits mid-pack in the medium band (208 participants).

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Roth Capital Partners, LLC 401(k) Plan end-of-year assets rose from $55M in the plan year 2023 filing to $65M in the plan year 2024 filing.
  • Roth Capital Partners, LLC 401(k) Plan reported net income rose from $9M in the plan year 2023 filing to $10M in the plan year 2024 filing.
  • Roth Capital Partners, LLC 401(k) Plan reported participants fell from 213 in the plan year 2023 filing to 208 in the plan year 2024 filing.

See the national 2023→2024 release diff →

DOL schedule card

Filing strip 330947643 · Roth Capital Partners, LLC PY 2024 · 401(k)

Roth Capital Partners, LLC 401(k) Plan · $65M · 208 · 87th

  • ASSETS $65M
  • PCT 208
  • EIN 87th
  • RANK 401(k)
  • PHOTO near Mvp Law Profit Sharing 401(k) Plan
  • IND ind #6823

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in California →

Roth Capital Partners, LLC 401(k) Plan in the asset neighbourhood

Doggett Company, LLC 401(k) PlanDoggett Company, LLC 401(k) …$65MRoth Capital Partners, LLC 401(k) PlanRoth Capital Partners, LLC 4…$65MMvp Law Profit Sharing 401(k) PlanMvp Law Profit Sharing 401(k…$65MCpi Card Group, Inc. 401(k) PlanCpi Card Group, Inc. 401(k) …$65MInternational Imaging Materials, Inc. Retirement and Investment PlanInternational Imaging Materi…$65M
End-of-year total assets ($M) among Roth Capital Partners, LLC 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

California filing particulars

Total Assets (Beginning of Year)$55M
Net Assets (End of Year)$65M
Net Income$10M
Employer EIN330947643
Plan Effective Date1992-07-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Roth Capital Partners, LLC)

Sponsor-wide plan assets over time

All Roth Capital Partners, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$65M 42.9837393711079% vs 2022
2024 filing year
$40M$50M$60M$70M 202220232024 $45.5M $65M ▲ +43.0%
Year Plans Participants Total Assets
2022 1 147 $45M
2023 1 213 $55M
2024 1 208 $65M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Roth Capital Partners, LLC 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Roth Capital Partners, LLC 401(k) Plan, Total assets ($B): 0.064992917 · Participants: 208Roth Capital Partners, LLC 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 48.738057415 · Participants: 116712Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 31.02646504 · Participants: 58962Oracle Corporation 401(k) Savings and Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 24.850880304 · Participants: 55298Intel 401(k) Savings PlanApple 401(k) Plan, Total assets ($B): 24.714519387 · Participants: 101450Apple 401(k) PlanCisco Systems,Inc. 401(k) Plan, Total assets ($B): 22.728425546 · Participants: 40452Cisco Systems,Inc. 401(k) Plan
Roth Capital Partners, LLC 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare Roth Capital Partners, LLC 401(k) Plan side-by-side with 3 peers →

Roth Capital Partners, LLC 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Mvp Law Profit Sharing 401(k) Plan in KS ($65M); by covered participants it is Valley Stream Payroll Corp. 401(k) Plan in NY (208 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($65M here).

Similar participant headcount

Nearest other-state filings by covered participants (208 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Roth Capital Partners, LLC 401(k) Plan assets move in 2024? ▼
Roth Capital Partners, LLC 401(k) Plan grew sharply - up 18.9% during 2024, from $55M to $65M. Reported net income was $10M.
How have Roth Capital Partners, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Roth Capital Partners, LLC's sponsor-wide assets grew 43.0%, from $45M to $65M.
Where does Roth Capital Partners, LLC 401(k) Plan rank by assets among Form 5500 filers? ▼
Roth Capital Partners, LLC 401(k) Plan ranks in the 87th percentile by end-of-year assets among 123,622 plans that reported assets for plan year 2024 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Roth Capital Partners, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Mvp Law Profit Sharing 401(k) Plan in KS ($65M, 214 participants).
Which 401(k) plans cover a similar participant headcount to Roth Capital Partners, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Valley Stream Payroll Corp. 401(k) Plan in NY (208 participants, $24M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 330947643.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.