401(k) · DOL Form 5500 · 2023

Carey James & Associates, Inc. 401(k) Plan

Data updated 2026-08-25

$1M
Total assets Small plan by assets
3
Participants Small participant base
24th
Percentile by assets National rank
$359,021
Avg per participant High balance/head
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Official DOL plan name: James & Associates 401(k) Profit Sharing Plan · Sponsored by Carey James & Associates, Inc. · California · Finance & Insurance

$1M in assets, 3 participants

Carey James & Associates, Inc.'s James & Associates 401(k) Profit Sharing Plan reported $1M in total assets and 3 participants in its 2023 DOL Form 5500 filing, ranking in the 24th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #1,394 in Finance & Insurance (8,869 peers)

Carey James & Associates, Inc. multi-year trail

Carey James & Associates, Inc.'s plans moved +367.5% in assets from 2022 to 2024; this filing shows James & Associates 401(k) Profit Sharing Plan at $1M / 3 participants.

#1,394
in Finance & Insurance (8,869 peers)
+33.5%
assets growth YoY

James & Associates 401(k) Profit Sharing Plan among the smaller filed plans by assets

James & Associates 401(k) Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$1,077,063 24th percentile higher than 24% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

James & Associates 401(k) Profit Sharing Plan among micro filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. James & Associates 401(k) Profit Sharing Plan is a micro filing (3 participants), the leftmost band.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • James & Associates 401(k) Profit Sharing Plan reported net income rose from -$319K in the plan year 2022 filing to $276K in the plan year 2023 filing.
  • James & Associates 401(k) Profit Sharing Plan reported participants rose from 2 in the plan year 2022 filing to 3 in the plan year 2023 filing.
  • James & Associates 401(k) Profit Sharing Plan end-of-year assets rose from $807K in the plan year 2022 filing to $1M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 820549642 · Carey James & Associates, Inc. PY 2023 · 401(k)

James & Associates 401(k) Profit Sharing Plan · $1M · 3 · 24th

  • BOOK $1M
  • BOOK 3
  • BOOK 24th
  • BOOK 401(k)
  • BOOK near Riffs Smokehouse, Inc. 401(k) Profit Sharing Plan
  • BOOK ind #1394

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in California →

James & Associates 401(k) Profit Sharing Plan in the asset neighbourhood

James & Associates 401(k) Profit Sharing PlanJames & Associates 401(k) Pr…$1MRiffs Smokehouse, Inc. 401(k) Profit Sharing PlanRiffs Smokehouse, Inc. 401(k…$1MEric S Moon Ltd 401(k) Plan$1MSundaram Clayton USA, LLC - 401(k)Sundaram Clayton USA, LLC - …$1MM & J Salons, Inc. 401(k) Profit Sharing PlanM & J Salons, Inc. 401(k) Pr…$1M
End-of-year total assets ($M) among James & Associates 401(k) Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Carey James & Associates, Inc. multi-year asset trail

Sponsor-wide plan assets over time

All Carey James & Associates, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$4M 367.52622290960284% vs 2022
2024 filing year
$0M$1M$2M$3M$4M$5M 202220232024 $0.81M $3.77M ▲ +365.4%
Year Plans Participants Total Assets
2022 1 2 $807K
2023 1 3 $1M
2024 3 8 $4M

Carey James & Associates, Inc. filing trail (2023)

Total Assets (Beginning of Year)$807K
Net Assets (End of Year)$886K
Net Income$276K
Employer EIN820549642
Plan Effective Date1998-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

James & Associates 401(k) Profit Sharing Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants James & Associates 401(k) Profit Sharing Plan, Total assets ($B): 0.001077063 · Participants: 3James & Associates 401(k) Profit Sharing PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 51.831350351 · Participants: 193919Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 39.047152408 · Participants: 122867Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 26.320437734 · Participants: 63105Oracle Corporation 401(k) Savings and Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 22.17918189 · Participants: 59863Intel 401(k) Savings PlanApple 401(k) Plan, Total assets ($B): 19.779511539 · Participants: 106111Apple 401(k) Plan
James & Associates 401(k) Profit Sharing Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare James & Associates 401(k) Profit Sharing Plan side-by-side with 3 peers →

James & Associates 401(k) Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Riffs Smokehouse, Inc. 401(k) Profit Sharing Plan in MN ($1M); by covered participants it is Cookeville Urology PLC 401(k) Profit Sharing Plan in TN (3 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (3 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did James & Associates 401(k) Profit Sharing Plan assets move in 2023? ▼
James & Associates 401(k) Profit Sharing Plan surged - up 33.5% during 2023, from $807K to $1M. Reported net income was $276K.
How have Carey James & Associates, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Carey James & Associates, Inc.'s sponsor-wide assets grew 367.5%, from $807K to $4M.
Where does James & Associates 401(k) Profit Sharing Plan rank by assets among Form 5500 filers? ▼
James & Associates 401(k) Profit Sharing Plan ranks in the 24th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (among the smaller plans by assets on file).
Which 401(k) plans are similar in size to James & Associates 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by assets is Riffs Smokehouse, Inc. 401(k) Profit Sharing Plan in MN ($1M, 7 participants).
Which 401(k) plans cover a similar participant headcount to James & Associates 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Cookeville Urology PLC 401(k) Profit Sharing Plan in TN (3 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 820549642.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.