401(k) · DOL Form 5500 · 2022

Shapley & Stern, Inc. 401(k) Plan

Data updated 2026-08-25

$3M
Total assets Small plan by assets
31
Participants Small participant base
40th
Percentile by assets National rank
$93,960
Avg per participant Below avg balance/head
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Official DOL plan name: Shapley & Stern, Inc. 401(k) Plan · Sponsored by Shapley & Stern, Inc. · New Jersey · Wholesale Trade

$3M in assets, 31 participants

Shapley & Stern, Inc.'s Shapley & Stern, Inc. 401(k) Plan reported $3M in total assets and 31 participants in its 2022 DOL Form 5500 filing, ranking in the 40th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #1,859 in Wholesale Trade (6,843 peers)

Shapley & Stern, Inc. multi-year trail

Shapley & Stern, Inc.'s plans moved +75.1% in assets from 2022 to 2024; this filing shows Shapley & Stern, Inc. 401(k) Plan at $3M / 31 participants.

#1,859
in Wholesale Trade (6,843 peers)
-12.0%
assets change YoY

The plan reported a net loss of $398K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Shapley & Stern, Inc. 401(k) Plan's mid-pack asset rank among Wholesale Trade and all filers

Shapley & Stern, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$2,912,745 40th percentile higher than 40% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Shapley & Stern, Inc. 401(k) Plan among smaller filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Shapley & Stern, Inc. 401(k) Plan is a small filing (31 participants) on this national headcount ladder.

DOL schedule card

Filing strip 222483961 · Shapley & Stern, Inc. PY 2022 · 401(k)

Shapley & Stern, Inc. 401(k) Plan · $3M · 31 · 40th

  • PART $3M
  • TYPE 31
  • NET 40th
  • BOOK 401(k)
  • VS-ST near Ozarks Community Health Center 401(k) Plan
  • BOY ind #1859

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Wholesale Trade retirement plans → · Plans in New Jersey →

Shapley & Stern, Inc. 401(k) Plan in the asset neighbourhood

Shapley & Stern, Inc. 401(k) PlanShapley & Stern, Inc. 401(k)…$3MOzarks Community Health Center 401(k) PlanOzarks Community Health Cent…$3MTexas Pride Fuels, Ltd 401(k) PlanTexas Pride Fuels, Ltd 401(k…$3MSanibel Captiva Beach Resorts, LLC 401(k) Profit Sharing PlanSanibel Captiva Beach Resort…$3MShades of Light, LLC 401(k) PlanShades of Light, LLC 401(k) …$3M
End-of-year total assets ($M) among Shapley & Stern, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Shapley & Stern, Inc. multi-year asset trail

Sponsor-wide plan assets over time

All Shapley & Stern, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$5M 75.12758583398134% vs 2022
2024 filing year
$2M$3M$4M$5M$6M 202220232024 $2.91M $5.1M ▲ +75.3%
Year Plans Participants Total Assets
2022 1 31 $3M
2023 1 39 $4M
2024 1 35 $5M

Shapley & Stern, Inc. filing trail (2022)

Total Assets (Beginning of Year)$3M
Net Assets (End of Year)$3M
Net Income-$398K
Employer EIN222483961
Plan Effective Date1988-03-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in New Jersey

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Shapley & Stern, Inc. 401(k) Plan vs. nearby 401(k) plans in New Jersey, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000 -10010203040 Total assets ($B) Participants Shapley & Stern, Inc. 401(k) Plan, Total assets ($B): 0.002912745 · Participants: 31Shapley & Stern, Inc. 401(k) PlanJPMorgan Chase 401(k) Savings Plan, Total assets ($B): 36.787229834 · Participants: 168280JPMorgan Chase 401(k) Savings PlanVerizon Savings Plan for Management Employees, Total assets ($B): 25.16607858 · Participants: 76788Verizon Savings Plan for Management EmployeesJohnson and Johnson Savings Plan, Total assets ($B): 21.189900271 · Participants: 43271Johnson and Johnson Savings PlanPfizer Savings Plan, Total assets ($B): 17.828820505 · Participants: 27796Pfizer Savings PlanErnst & Young Retirement Savings Plan, Total assets ($B): 12.40459021 · Participants: 52975Ernst & Young Retirement Savings Plan
Shapley & Stern, Inc. 401(k) Plan vs. nearby 401(k) plans in New Jersey, assets vs. participants
Compare Shapley & Stern, Inc. 401(k) Plan side-by-side with 3 peers →

Shapley & Stern, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New Jersey, the nearest 401(k) by assets is Ozarks Community Health Center 401(k) Plan in MO ($3M); by covered participants it is Doty Pruett Wilson, PC 401(k) Profit Sharing Plan in OR (31 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (31 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Shapley & Stern, Inc. 401(k) Plan assets move in 2022? ▼
Shapley & Stern, Inc. 401(k) Plan pulled back noticeably - down 12.0% during 2022, from $3M to $3M. Reported net income was -$398K.
How have Shapley & Stern, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Shapley & Stern, Inc.'s sponsor-wide assets grew 75.1%, from $3M to $5M.
Which 401(k) plans are similar in size to Shapley & Stern, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Ozarks Community Health Center 401(k) Plan in MO ($3M, 112 participants).
Which 401(k) plans cover a similar participant headcount to Shapley & Stern, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Doty Pruett Wilson, PC 401(k) Profit Sharing Plan in OR (31 participants, $2M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 222483961.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.