401(k) · DOL Form 5500 · 2022

Dubuque Orthopaedic Surgeons, P.C. 401(k) Plan

Data updated 2026-08-25

$4M
Total assets Small plan by assets
19
Participants Small participant base
44th
Percentile by assets National rank
$192,122
Avg per participant Above avg balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust · Sponsored by Dubuque Orthopaedic Surgeons, P.C. · Iowa · Healthcare & Social Assistance

$4M in assets, 19 participants

Dubuque Orthopaedic Surgeons, P.C.'s Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust reported $4M in total assets and 19 participants in its 2022 DOL Form 5500 filing, ranking in the 44th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #9,781 in Healthcare & Social Assistance (20,060 peers)

Dubuque Orthopaedic Surgeons, P.C. multi-year trail

Dubuque Orthopaedic Surgeons, P.C.'s plans moved +20.8% in assets from 2022 to 2023; this filing shows Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust at $4M / 19 participants.

#9,781
in Healthcare & Social Assistance (20,060 peers)
-12.6%
assets change YoY

The plan reported a net loss of $526K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust's mid-pack asset rank among Healthcare & Social Assistance and all filers

Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$3,650,318 44th percentile higher than 44% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust among smaller filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust is a small filing (19 participants) on this national headcount ladder.

Published 5500 schedule card

Filing strip 421028543 · Dubuque Orthopaedic Surgeons, P.C. PY 2022 · 401(k)

Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust · $4M · 19 · 44th

  • PART $4M
  • TYPE 19
  • NET 44th
  • BOOK 401(k)
  • VS-ST near Weber Companies Retirement Plan
  • BOY ind #9781

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Healthcare & Social Assistance retirement plans → · Plans in Iowa →

Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust in the asset neighbourhood

Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & TrustDubuque Orthopaedic Surgeons…$4MWeber Companies Retirement PlanWeber Companies Retirement P…$4MSurya Carpet, Inc. 401(k) PlanSurya Carpet, Inc. 401(k) Pl…$4MOlympic Fruit Company, LLC 401(k) Retirement Savings PlanOlympic Fruit Company, LLC 4…$4MKids After Hours, Inc. 401(k) Profit Sharing PlanKids After Hours, Inc. 401(k…$4M
End-of-year total assets ($M) among Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Dubuque Orthopaedic Surgeons, P.C. multi-year asset trail

Sponsor-wide plan assets over time

All Dubuque Orthopaedic Surgeons, P.C. plans reported in each filing year

Latest sponsor-wide plan assets
$4M 20.771176648171476% vs 2022
2023 filing year
$3.5M$4M$4.5M 20222023 $3.65M $4.41M ▲ +20.8%
Year Plans Participants Total Assets
2022 1 19 $4M
2023 1 15 $4M

Dubuque Orthopaedic Surgeons, P.C. filing trail (2022)

Total Assets (Beginning of Year)$4M
Net Assets (End of Year)$4M
Net Income-$526K
Employer EIN421028543
Plan Effective Date1975-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Iowa

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust vs. nearby 401(k) plans in Iowa, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000 -101234 Total assets ($B) Participants Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust, Total assets ($B): 0.003650318 · Participants: 19Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & TrustThe Principal Select Savings Plan, Total assets ($B): 3.613396259 · Participants: 12201The Principal Select Savings PlanIowa Health System Section 401(k) Retirement Savings Plan, Total assets ($B): 2.684422851 · Participants: 28603Iowa Health System Section 401(k) Retirement Savings PlanThe Hy-Vee and Affiliates 401(k) Plan, Total assets ($B): 2.447514997 · Participants: 59826The Hy-Vee and Affiliates 401(k) PlanThe Rsm US LLP Retirement Plan, Total assets ($B): 2.275604074 · Participants: 13793The Rsm US LLP Retirement PlanTransamerica 401(k) Retirement Savings Plan, Total assets ($B): 2.116061137 · Participants: 7262Transamerica 401(k) Retirement Savings Plan
Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust vs. nearby 401(k) plans in Iowa, assets vs. participants

Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust's out-of-state 401(k) peers by assets and headcount

Outside Iowa, the nearest 401(k) by assets is Weber Companies Retirement Plan in IN ($4M); by covered participants it is Jch Holdings Inc. 401(k) Plan in TX (19 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (19 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust assets move in 2022?
Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust pulled back noticeably - down 12.6% during 2022, from $4M to $4M. Reported net income was -$526K.
How have Dubuque Orthopaedic Surgeons, P.C. plan assets changed over time?
Across 2 plan years on file (2022-2023), Dubuque Orthopaedic Surgeons, P.C.'s sponsor-wide assets grew 20.8%, from $4M to $4M.
Which 401(k) plans are similar in size to Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust?
Among 401(k) plans in other states, the closest by assets is Weber Companies Retirement Plan in IN ($4M, 173 participants).
Which 401(k) plans cover a similar participant headcount to Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust?
Among 401(k) plans in other states, the closest by covered participants is Jch Holdings Inc. 401(k) Plan in TX (19 participants, $2M in assets).