401(k) · DOL Form 5500 · 2022

Nbc Securities, Inc. 401(k) Plan

Data updated 2026-08-25

$10M
Total assets Small plan by assets
73
Participants Small participant base
64th
Percentile by assets National rank
$134,456
Avg per participant Near avg balance/head
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Official DOL plan name: Nbc Securities 401(k) Plan · Sponsored by Nbc Securities, Inc. · Alabama · Finance & Insurance

$10M in assets, 73 participants

Nbc Securities, Inc.'s Nbc Securities 401(k) Plan reported $10M in total assets and 73 participants in its 2022 DOL Form 5500 filing, ranking in the 64th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #4,439 in Finance & Insurance (9,261 peers)

Nbc Securities, Inc. multi-year trail

Nbc Securities, Inc.'s plans moved +55.9% in assets from 2022 to 2024; this filing shows Nbc Securities 401(k) Plan at $10M / 73 participants.

#4,439
in Finance & Insurance (9,261 peers)
-17.9%
assets change YoY

The plan reported a net loss of $2M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Nbc Securities 401(k) Plan's mid-pack asset rank among Finance & Insurance and all filers

Nbc Securities 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$9,815,276 Top 36% higher than 64% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Nbc Securities 401(k) Plan among smaller filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Nbc Securities 401(k) Plan is a small filing (73 participants) on this national headcount ladder.

Form 5500 schedule snapshot

Filing strip 630923499 · Nbc Securities, Inc. PY 2022 · 401(k)

Nbc Securities 401(k) Plan · $10M · 73 · 64th

  • 5500 $10M
  • ASSETS 73
  • PCT 64th
  • EIN 401(k)
  • RANK near Alliance for a Healthier Generation 401(k) Plan
  • PHOTO ind #4439

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Alabama →

Nbc Securities 401(k) Plan in the asset neighbourhood

Nbc Securities 401(k) Plan$10MWestern Cabinets & Affiliates 401(k) PlanWestern Cabinets & Affiliate…$10MAlliance for a Healthier Generation 401(k) PlanAlliance for a Healthier Gen…$10MFirst Citizens' Federal Credit Union 401(k) PlanFirst Citizens' Federal Cred…$10MEast/West Industries, Inc. 401(k) Savings and Profit Sharing PlanEast/West Industries, Inc. 4…$10M
End-of-year total assets ($M) among Nbc Securities 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Nbc Securities, Inc. multi-year asset trail

Sponsor-wide plan assets over time

All Nbc Securities, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$15M 55.90138270182112% vs 2022
2024 filing year
$8M$10M$12M$14M$16M 202220232024 $9.82M $15.3M ▲ +55.8%
Year Plans Participants Total Assets
2022 1 73 $10M
2023 1 72 $12M
2024 1 65 $15M

Nbc Securities, Inc. filing trail (2022)

Total Assets (Beginning of Year)$12M
Net Assets (End of Year)$10M
Net Income-$2M
Employer EIN630923499
Plan Effective Date2010-08-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Alabama

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Nbc Securities 401(k) Plan vs. nearby 401(k) plans in Alabama, assets vs. participants Scatter plot of 6 data points. -100000100002000030000 -10123 Total assets ($B) Participants Nbc Securities 401(k) Plan, Total assets ($B): 0.009815276 · Participants: 73Nbc Securities 401(k) PlanRegions Financial Corporation 401(k) Plan, Total assets ($B): 2.473693723 · Participants: 20809Regions Financial Corporation 401(k) PlanEncompass Health Corporation Retirement Investment Plan, Total assets ($B): 1.247463658 · Participants: 26602Encompass Health Corporation Retirement Investment PlanHexagon Employee Retirement Savings Plan, Total assets ($B): 1.211223713 · Participants: 4237Hexagon Employee Retirement Savings PlanVulcan 401(k) Plan, Total assets ($B): 1.148537747 · Participants: 8489Vulcan 401(k) PlanMercedes-Benz U.S. International, Inc. Retirement and Savings Plan, Total assets ($B): 0.930385246 · Participants: 4593Mercedes-Benz U.S. International, Inc. Retirement and Savings Plan
Nbc Securities 401(k) Plan vs. nearby 401(k) plans in Alabama, assets vs. participants

Nbc Securities 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Alabama, the nearest 401(k) by assets is Alliance for a Healthier Generation 401(k) Plan in OR ($10M); by covered participants it is Bridgefarmer & Associates, Inc. 401(k) Plan in TX (73 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (73 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Nbc Securities 401(k) Plan assets move in 2022?
Nbc Securities 401(k) Plan declined sharply - down 17.9% during 2022, from $12M to $10M. Reported net income was -$2M.
How have Nbc Securities, Inc. plan assets changed over time?
Across 3 plan years on file (2022-2024), Nbc Securities, Inc.'s sponsor-wide assets grew 55.9%, from $10M to $15M.
Which 401(k) plans are similar in size to Nbc Securities 401(k) Plan?
Among 401(k) plans in other states, the closest by assets is Alliance for a Healthier Generation 401(k) Plan in OR ($10M, 85 participants).
Which 401(k) plans cover a similar participant headcount to Nbc Securities 401(k) Plan?
Among 401(k) plans in other states, the closest by covered participants is Bridgefarmer & Associates, Inc. 401(k) Plan in TX (73 participants, $7M in assets).