401(k) · DOL Form 5500 · 2022

Hawthorn Bancshares, Inc. 401(k) Plan

Data updated 2026-08-25

$37M
Total assets Below avg plan size
291
Participants Below avg headcount
85th
Percentile by assets National rank
$128,132
Avg per participant Near avg balance/head
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Official DOL plan name: Hawthorn Bancshares, Inc. Profit Sharing 401(k) Plan · Sponsored by Hawthorn Bancshares, Inc. · Missouri · Finance & Insurance

$37M in assets, 291 participants

Hawthorn Bancshares, Inc.'s Hawthorn Bancshares, Inc. Profit Sharing 401(k) Plan reported $37M in total assets and 291 participants in its 2022 DOL Form 5500 filing, ranking in the 85th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,059 in Finance & Insurance (9,261 peers)

Coverage in Missouri

Hawthorn Bancshares, Inc. Profit Sharing 401(k) Plan covers 291 participants in Missouri, about 39% of the average Missouri filer (state average ~737 per filing). Assets: $37M.

#7,059
in Finance & Insurance (9,261 peers)
-14.7%
assets change YoY
0.4×
vs typical plan assets (national mean)

The plan reported a net loss of $6M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Hawthorn Bancshares, Inc. Profit Sharing 401(k) Plan's outsized position by total assets

Hawthorn Bancshares, Inc. Profit Sharing 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$37,286,489 Top 15% higher than 85% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Hawthorn Bancshares, Inc. Profit Sharing 401(k) Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Hawthorn Bancshares, Inc. Profit Sharing 401(k) Plan sits mid-pack in the medium band (291 participants).

Form 5500 schedule snapshot

Filing strip 431626350 · Hawthorn Bancshares, Inc. PY 2022 · 401(k)

Hawthorn Bancshares, Inc. Profit Sharing 401(k) Plan · $37M · 291 · 85th

  • RANK $37M
  • RANK 291
  • RANK 85th
  • RANK 401(k)
  • RANK near Sturm Financial Group 401(k) Profit Sharing Plan
  • RANK ind #7059

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Missouri →

Hawthorn Bancshares, Inc. Profit Sharing 401(k) Plan in the asset neighbourhood

Hawthorn Bancshares, Inc. Profit Sharing 401(k) PlanHawthorn Bancshares, Inc. Pr…$37MSturm Financial Group 401(k) Profit Sharing PlanSturm Financial Group 401(k)…$37MAxis Communications, Inc. 401(k) PlanAxis Communications, Inc. 40…$37MFff Enterprises 401(k) Profit Sharing PlanFff Enterprises 401(k) Profi…$37MPremier America Retirement and Savings PlanPremier America Retirement a…$37M
End-of-year total assets ($M) among Hawthorn Bancshares, Inc. Profit Sharing 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Missouri filing particulars

Total Assets (Beginning of Year)$44M
Net Assets (End of Year)$37M
Net Income-$6M
Employer EIN431626350
Plan Effective Date1951-11-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Hawthorn Bancshares, Inc.)

Sponsor-wide plan assets over time

All Hawthorn Bancshares, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$88M 29.200011345911708% vs 2022
2024 filing year
$60M$70M$80M$90M$100M 202220232024 $68.2M $88.1M ▲ +29.2%
Year Plans Participants Total Assets
2022 2 442 $68M
2023 2 427 $81M
2024 2 378 $88M

Nearby 401(k) Plans in Missouri

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Hawthorn Bancshares, Inc. Profit Sharing 401(k) Plan vs. nearby 401(k) plans in Missouri, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000 -50510 Total assets ($B) Participants Hawthorn Bancshares, Inc. Profit Sharing 401(k) Plan, Total assets ($B): 0.037286489 · Participants: 291Hawthorn Bancshares, Inc. Profit Sharing 401(k) PlanBayer Corporation Savings and Retirement Plan, Total assets ($B): 9.183956862 · Participants: 18917Bayer Corporation Savings and Retirement PlanEdward D. Jones & Co. Profit Sharing and 401(k) Plan, Total assets ($B): 8.685677709 · Participants: 47923Edward D. Jones & Co. Profit Sharing and 401(k) PlanEnterprise Holdings Retirement Savings Plan, Total assets ($B): 4.500937056 · Participants: 59568Enterprise Holdings Retirement Savings PlanCentene Management Corporation Retirement Plan, Total assets ($B): 3.239485944 · Participants: 49060Centene Management Corporation Retirement PlanAnheuser-Busch 401(k) Savings and Retirement Plan, Total assets ($B): 3.061778 · Participants: 14556Anheuser-Busch 401(k) Savings and Retirement Plan
Hawthorn Bancshares, Inc. Profit Sharing 401(k) Plan vs. nearby 401(k) plans in Missouri, assets vs. participants
Compare Hawthorn Bancshares, Inc. Profit Sharing 401(k) Plan side-by-side with 3 peers →

Hawthorn Bancshares, Inc. Profit Sharing 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Missouri, the nearest 401(k) by assets is Sturm Financial Group 401(k) Profit Sharing Plan in CO ($37M); by covered participants it is Briggs & Veselka Co. 401(k) Retirement Plan in TX (291 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (291 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Hawthorn Bancshares, Inc. Profit Sharing 401(k) Plan assets move in 2022? ▼
Hawthorn Bancshares, Inc. Profit Sharing 401(k) Plan pulled back noticeably - down 14.7% during 2022, from $44M to $37M. Reported net income was -$6M.
How have Hawthorn Bancshares, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Hawthorn Bancshares, Inc.'s sponsor-wide assets grew 29.2%, from $68M to $88M.
Where does Hawthorn Bancshares, Inc. Profit Sharing 401(k) Plan rank by assets among Form 5500 filers? ▼
Hawthorn Bancshares, Inc. Profit Sharing 401(k) Plan ranks in the 85th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Hawthorn Bancshares, Inc. Profit Sharing 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Sturm Financial Group 401(k) Profit Sharing Plan in CO ($37M, 525 participants).
Which 401(k) plans cover a similar participant headcount to Hawthorn Bancshares, Inc. Profit Sharing 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Briggs & Veselka Co. 401(k) Retirement Plan in TX (291 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 431626350.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.