401(k) · DOL Form 5500 · 2022

Rocky Mountain Advisory, LLC 401(k) Plan

Data updated 2026-08-25

$3M
Total assets Small plan by assets
10
Participants Small participant base
37th
Percentile by assets National rank
$252,013
Avg per participant Above avg balance/head
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Official DOL plan name: Rocky Mountain Advisory Retirement Plan · Sponsored by Rocky Mountain Advisory, LLC · Utah · Professional & Technical Services

$3M in assets, 10 participants

Rocky Mountain Advisory, LLC's Rocky Mountain Advisory Retirement Plan reported $3M in total assets and 10 participants in its 2022 DOL Form 5500 filing, ranking in the 37th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,399 in Professional & Technical Services (21,562 peers)

Rocky Mountain Advisory, LLC multi-year trail

Rocky Mountain Advisory, LLC's plans moved -67.4% in assets from 2022 to 2023; this filing shows Rocky Mountain Advisory Retirement Plan at $3M / 10 participants.

#7,399
in Professional & Technical Services (21,562 peers)
-13.4%
assets change YoY

The plan reported a net loss of $391K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Rocky Mountain Advisory Retirement Plan's mid-pack asset rank among Professional & Technical Services and all filers

Rocky Mountain Advisory Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$2,520,131 37th percentile higher than 37% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Rocky Mountain Advisory Retirement Plan among micro filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Rocky Mountain Advisory Retirement Plan is a micro filing (10 participants), the leftmost band.

Form 5500 schedule snapshot

Filing strip 271539411 · Rocky Mountain Advisory, LLC PY 2022 · 401(k)

Rocky Mountain Advisory Retirement Plan · $3M · 10 · 37th

  • EOY $3M
  • 5500 10
  • ASSETS 37th
  • PCT 401(k)
  • EIN near Battery Systems, Inc. 401(k) Plan
  • RANK ind #7399

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in Utah →

Rocky Mountain Advisory Retirement Plan in the asset neighbourhood

Rocky Mountain Advisory Retirement PlanRocky Mountain Advisory Reti…$3MBattery Systems, Inc. 401(k) PlanBattery Systems, Inc. 401(k)…$3MGross, Puckey, Gruel & Roof 401(k) PlanGross, Puckey, Gruel & Roof …$3MFaddis Concrete Products 401(k) PlanFaddis Concrete Products 401…$3MRk Chevrolet, Inc. 401(k) PlanRk Chevrolet, Inc. 401(k) Pl…$3M
End-of-year total assets ($M) among Rocky Mountain Advisory Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Rocky Mountain Advisory, LLC multi-year asset trail

Sponsor-wide plan assets over time

All Rocky Mountain Advisory, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$822K 67.39336169429288% vs 2022
2023 filing year
$0M$1M$2M$3M 20222023 $2.52M $0.82M ▼ -67.5%
Year Plans Participants Total Assets
2022 1 10 $3M
2023 2 10 $822K

Rocky Mountain Advisory, LLC filing trail (2022)

Total Assets (Beginning of Year)$3M
Net Assets (End of Year)$3M
Net Income-$391K
Employer EIN271539411
Plan Effective Date2010-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Utah

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Rocky Mountain Advisory Retirement Plan vs. nearby 401(k) plans in Utah, assets vs. participants Scatter plot of 6 data points. -1000001000020000300004000050000 -20246 Total assets ($B) Participants Rocky Mountain Advisory Retirement Plan, Total assets ($B): 0.002520131 · Participants: 10Rocky Mountain Advisory Retirement PlanDeseret 401(k) Plan, Total assets ($B): 4.66432779 · Participants: 23455Deseret 401(k) PlanIntermountain Healthcare Savings Plus 401(k) Plan, Total assets ($B): 3.594057 · Participants: 42446Intermountain Healthcare Savings Plus 401(k) PlanZions Bancorporation, N.a. Payshelter 401(k) and Employee Stock Ownership Plan, Total assets ($B): 1.478809721 · Participants: 9870Zions Bancorporation, N.a. Payshelter 401(k) and Employee Stock Ownership PlanSkywest, Inc. Employees' Retirement Plan, Total assets ($B): 0.951734159 · Participants: 16878Skywest, Inc. Employees' Retirement PlanAutoliv Asp, Inc. Employee Savings and Investment Plan, Total assets ($B): 0.588382505 · Participants: 4068Autoliv Asp, Inc. Employee Savings and Investment Plan
Rocky Mountain Advisory Retirement Plan vs. nearby 401(k) plans in Utah, assets vs. participants
Compare Rocky Mountain Advisory Retirement Plan side-by-side with 3 peers →

Rocky Mountain Advisory Retirement Plan's out-of-state 401(k) peers by assets and headcount

Outside Utah, the nearest 401(k) by assets is Battery Systems, Inc. 401(k) Plan in CA ($3M); by covered participants it is Nicholas E. Nahernak Dds, PC 401(k) Profit Sharing Pl 816828 in MI (10 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($3M here).

Similar participant headcount

Nearest other-state filings by covered participants (10 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Rocky Mountain Advisory Retirement Plan assets move in 2022? ▼
Rocky Mountain Advisory Retirement Plan pulled back noticeably - down 13.4% during 2022, from $3M to $3M. Reported net income was -$391K.
How have Rocky Mountain Advisory, LLC plan assets changed over time? ▼
Across 2 plan years on file (2022-2023), Rocky Mountain Advisory, LLC's sponsor-wide assets declined 67.4%, from $3M to $822K.
Which 401(k) plans are similar in size to Rocky Mountain Advisory Retirement Plan? ▼
Among 401(k) plans in other states, the closest by assets is Battery Systems, Inc. 401(k) Plan in CA ($3M, 964 participants).
Which 401(k) plans cover a similar participant headcount to Rocky Mountain Advisory Retirement Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Nicholas E. Nahernak Dds, PC 401(k) Profit Sharing Pl 816828 in MI (10 participants, $2M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 271539411.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.