401(k)
2022 plan-year 401(k) DOL Form 5500

Rochester Regional Health 403(b) Defined Contribution Plan

ERISA Form 5500 plan record drawn from DOL EBSA — verify with linked source filings below.

Sponsored by Rochester Regional Health · New York · Healthcare & Social Assistance

What the 2023 filing shows

Rochester Regional Health 403(b) Defined Contribution Plan holds $715M for 15,215 participants — about $46,961 per participant, down 13.4% over the 2022 plan year.

$715M
total plan assets (2022 EOY)
15,215
covered participants
$46,961
avg assets per participant
-13.4%
assets change YoY

The plan reported a net loss of $110M for the year — a single-year figure driven by markets and benefit payments, not a measure of plan health.

Total Assets (2023)
$715M
Participants
15,215
State
Industry
Healthcare & Social Assistance

What the Filing Says About Rochester Regional Health 403(b) Defined Contribution Plan

Rochester Regional Health 403(b) Defined Contribution Plan is a 401(k) retirement plan sponsored by Rochester Regional Health, headquartered in New York. As of the 2022 Form 5500 filing, the plan reports $715M in total end-of-year assets and covers 15,215 participants across the Healthcare & Social Assistance industry. The sponsor's EIN on file with the U.S. Department of Labor is 471234999, and the plan has been effective since 2017-07-01. Its filing status is currently FILING RECEIVED.

Year over year, total assets moved from $825M at the beginning of 2022 to $715M at year-end — a decline of 13.4%. Net assets (after liabilities) closed the year at $715M, with reported net income of $-110,328,742 driven by investment returns, contributions received, and benefit payments during the period. These figures reflect what the plan administrator certified on Schedule H or Schedule I of the Form 5500 annual return and can be compared against 2 prior plan-year filings from the same sponsor shown below.

Asset totals and participant counts reflect a single plan year snapshot and can change materially with market conditions, plan mergers, or workforce changes. Fields such as "net income" include both realized investment performance and contribution/distribution flows — a single-year figure does not by itself indicate plan health or participant outcomes. This page summarizes public DOL disclosures for research and educational purposes only and is not retirement, tax, legal, or financial advice. Before making decisions about your own retirement benefits or evaluating an employer's plan, verify the underlying filing directly via the DOL EFAST2 system and consult a qualified professional.

Financial Summary (2023)

Total Assets (Beginning of Year)$825M
Total Assets (End of Year)$715M
Net Assets (End of Year)$715M
Net Income$-110,328,742
Plan Type401(k)
Employer EIN471234999
Plan Effective Date2017-07-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Rochester Regional Health)

Year Plans Participants Total Assets
2022 2 17,055 $778M
2023 2 17,366 $940M
2024 2 17,378 $1.1B

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Frequently Asked Questions

How much money is in the Rochester Regional Health 403(b) Defined Contribution Plan?
As of the 2022 Form 5500 filing, Rochester Regional Health 403(b) Defined Contribution Plan holds $715M in total assets with 15,215 participants. It is sponsored by Rochester Regional Health.
What type of plan is Rochester Regional Health 403(b) Defined Contribution Plan?
Rochester Regional Health 403(b) Defined Contribution Plan is a 401(k) plan. It has been effective since 2017-07-01. The plan is filed with the U.S. Department of Labor under EIN 471234999.
Who sponsors the Rochester Regional Health 403(b) Defined Contribution Plan?
Rochester Regional Health 403(b) Defined Contribution Plan is sponsored by Rochester Regional Health, located in New York. The sponsor's EIN is 471234999 and the plan operates in the Healthcare & Social Assistance industry.
How did Rochester Regional Health 403(b) Defined Contribution Plan perform in 2022?
Rochester Regional Health 403(b) Defined Contribution Plan declined by 13.4% during 2022, moving from $825M to $715M in total assets. Net income was $-110,328,742.
Where can I find official filings for Rochester Regional Health 403(b) Defined Contribution Plan?
Official Form 5500 filings for Rochester Regional Health 403(b) Defined Contribution Plan are available through the U.S. Department of Labor's EFAST2 system. Search by EIN 471234999 or plan name at efast.dol.gov.
How does Rochester Regional Health 403(b) Defined Contribution Plan compare to other plans?
You can compare Rochester Regional Health 403(b) Defined Contribution Plan against other 401(k) plans on the plan type page, or view plans in New York on the state page. PlainRetire tracks the 5,000 largest retirement plans in the U.S. by total assets.

Explore PlainRetire

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) — original filing retrieval by EIN 471234999.

Reference: IRS Publication 560 — Retirement Plans for Small Business, contribution-limit rules.

Reference: IRS Publication 590-B — Distributions from IRAs, RMD rules under SECURE Act 2.0.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.