401(k) · DOL Form 5500 · 2022

Bates Insurance Agency, Inc. 401(k) Plan

Data updated 2026-08-25

$2M
Total assets Small plan by assets
21
Participants Small participant base
37th
Percentile by assets National rank
$116,216
Avg per participant Below avg balance/head
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Official DOL plan name: Bates Insurance Agency, Inc. 401(k) Profit Sharing · Sponsored by Bates Insurance Agency, Inc. · Alabama · Finance & Insurance

$2M in assets, 21 participants

Bates Insurance Agency, Inc.'s Bates Insurance Agency, Inc. 401(k) Profit Sharing reported $2M in total assets and 21 participants in its 2022 DOL Form 5500 filing, ranking in the 37th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #2,312 in Finance & Insurance (9,261 peers)

Bates Insurance Agency, Inc. multi-year trail

Bates Insurance Agency, Inc.'s plans moved +50.7% in assets from 2022 to 2024; this filing shows Bates Insurance Agency, Inc. 401(k) Profit Sharing at $2M / 21 participants.

#2,312
in Finance & Insurance (9,261 peers)
-11.9%
assets change YoY

The plan reported a net loss of $330K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Bates Insurance Agency, Inc. 401(k) Profit Sharing's mid-pack asset rank among Finance & Insurance and all filers

Bates Insurance Agency, Inc. 401(k) Profit Sharing vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$2,440,541 37th percentile higher than 37% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Bates Insurance Agency, Inc. 401(k) Profit Sharing among smaller filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Bates Insurance Agency, Inc. 401(k) Profit Sharing is a small filing (21 participants) on this national headcount ladder.

DOL schedule card

Filing strip 630494204 · Bates Insurance Agency, Inc. PY 2022 · 401(k)

Bates Insurance Agency, Inc. 401(k) Profit Sharing · $2M · 21 · 37th

  • VS-ST $2M
  • BOY 21
  • SCH 37th
  • EBSA 401(k)
  • PART near Cincinnati Area Board of Realtors, Inc. 401(k) Plan
  • TYPE ind #2312

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Alabama →

Bates Insurance Agency, Inc. 401(k) Profit Sharing in the asset neighbourhood

Bates Insurance Agency, Inc. 401(k) Profit SharingBates Insurance Agency, Inc.…$2MCincinnati Area Board of Realtors, Inc. 401(k) PlanCincinnati Area Board of Rea…$2MMatthews Automotive Group 401(k) PlanMatthews Automotive Group 40…$2MWebb, Cornbrooks, Wilber, Douse, Mathers & Illuminati, LLPWebb, Cornbrooks, Wilber, Do…$2MDirect Color, Inc. 401(k) PlanDirect Color, Inc. 401(k) Pl…$2M
End-of-year total assets ($M) among Bates Insurance Agency, Inc. 401(k) Profit Sharing and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Bates Insurance Agency, Inc. multi-year asset trail

Sponsor-wide plan assets over time

All Bates Insurance Agency, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$4M 50.73477560917846% vs 2022
2024 filing year
$2M$2.5M$3M$3.5M$4M 202220232024 $2.44M $3.68M ▲ +50.8%
Year Plans Participants Total Assets
2022 1 21 $2M
2023 1 21 $3M
2024 1 21 $4M

Bates Insurance Agency, Inc. filing trail (2022)

Total Assets (Beginning of Year)$3M
Net Assets (End of Year)$2M
Net Income-$330K
Employer EIN630494204
Plan Effective Date2004-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Alabama

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Bates Insurance Agency, Inc. 401(k) Profit Sharing vs. nearby 401(k) plans in Alabama, assets vs. participants Scatter plot of 6 data points. -100000100002000030000 -10123 Total assets ($B) Participants Bates Insurance Agency, Inc. 401(k) Profit Sharing, Total assets ($B): 0.002440541 · Participants: 21Bates Insurance Agency, Inc. 401(k) Profit SharingRegions Financial Corporation 401(k) Plan, Total assets ($B): 2.473693723 · Participants: 20809Regions Financial Corporation 401(k) PlanEncompass Health Corporation Retirement Investment Plan, Total assets ($B): 1.247463658 · Participants: 26602Encompass Health Corporation Retirement Investment PlanHexagon Employee Retirement Savings Plan, Total assets ($B): 1.211223713 · Participants: 4237Hexagon Employee Retirement Savings PlanVulcan 401(k) Plan, Total assets ($B): 1.148537747 · Participants: 8489Vulcan 401(k) PlanMercedes-Benz U.S. International, Inc. Retirement and Savings Plan, Total assets ($B): 0.930385246 · Participants: 4593Mercedes-Benz U.S. International, Inc. Retirement and Savings Plan
Bates Insurance Agency, Inc. 401(k) Profit Sharing vs. nearby 401(k) plans in Alabama, assets vs. participants
Compare Bates Insurance Agency, Inc. 401(k) Profit Sharing side-by-side with 3 peers →

Bates Insurance Agency, Inc. 401(k) Profit Sharing's out-of-state 401(k) peers by assets and headcount

Outside Alabama, the nearest 401(k) by assets is Cincinnati Area Board of Realtors, Inc. 401(k) Plan in OH ($2M); by covered participants it is Aj's Recycling Services, Inc. 401(k) Plan in MI (21 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (21 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Bates Insurance Agency, Inc. 401(k) Profit Sharing assets move in 2022? ▼
Bates Insurance Agency, Inc. 401(k) Profit Sharing pulled back noticeably - down 11.9% during 2022, from $3M to $2M. Reported net income was -$330K.
How have Bates Insurance Agency, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Bates Insurance Agency, Inc.'s sponsor-wide assets grew 50.7%, from $2M to $4M.
Which 401(k) plans are similar in size to Bates Insurance Agency, Inc. 401(k) Profit Sharing? ▼
Among 401(k) plans in other states, the closest by assets is Cincinnati Area Board of Realtors, Inc. 401(k) Plan in OH ($2M, 15 participants).
Which 401(k) plans cover a similar participant headcount to Bates Insurance Agency, Inc. 401(k) Profit Sharing? ▼
Among 401(k) plans in other states, the closest by covered participants is Aj's Recycling Services, Inc. 401(k) Plan in MI (21 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 630494204.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.