401(k)
2022 plan-year 401(k) DOL Form 5500

Peabody Southeast Mining - Umwa 401(k) Plan

ERISA Form 5500 plan record drawn from DOL EBSA — verify with linked source filings below.

Sponsored by Peabody Southeast Mining, LLC · Missouri · Mining & Oil Extraction

What the 2023 filing shows

Peabody Southeast Mining - Umwa 401(k) Plan holds $4M for 269 participants — about $14,543 per participant, up 105.8% over the 2022 plan year.

$4M
total plan assets (2022 EOY)
269
covered participants
$14,543
avg assets per participant
+105.8%
assets growth YoY
Total Assets (2023)
$4M
Participants
269
State
Industry
Mining & Oil Extraction

What the Filing Says About Peabody Southeast Mining - Umwa 401(k) Plan

Peabody Southeast Mining - Umwa 401(k) Plan is a 401(k) retirement plan sponsored by Peabody Southeast Mining, LLC, headquartered in Missouri. As of the 2022 Form 5500 filing, the plan reports $4M in total end-of-year assets and covers 269 participants across the Mining & Oil Extraction industry. The sponsor's EIN on file with the U.S. Department of Labor is 611901165, and the plan has been effective since 2019-02-06. Its filing status is currently FILING RECEIVED.

Year over year, total assets moved from $2M at the beginning of 2022 to $4M at year-end — a gain of 105.8%. Net assets (after liabilities) closed the year at $4M, with reported net income of $2M driven by investment returns, contributions received, and benefit payments during the period. These figures reflect what the plan administrator certified on Schedule H or Schedule I of the Form 5500 annual return and can be compared against 2 prior plan-year filings from the same sponsor shown below.

Asset totals and participant counts reflect a single plan year snapshot and can change materially with market conditions, plan mergers, or workforce changes. Fields such as "net income" include both realized investment performance and contribution/distribution flows — a single-year figure does not by itself indicate plan health or participant outcomes. This page summarizes public DOL disclosures for research and educational purposes only and is not retirement, tax, legal, or financial advice. Before making decisions about your own retirement benefits or evaluating an employer's plan, verify the underlying filing directly via the DOL EFAST2 system and consult a qualified professional.

Financial Summary (2023)

Total Assets (Beginning of Year)$2M
Total Assets (End of Year)$4M
Net Assets (End of Year)$4M
Net Income$2M
Plan Type401(k)
Employer EIN611901165
Plan Effective Date2019-02-06
Filing StatusFILING RECEIVED

Sponsor Plan History (Peabody Southeast Mining, LLC)

Year Plans Participants Total Assets
2022 1 269 $4M
2023 1 324 $6M
2024 1 278 $9M

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Frequently Asked Questions

How much money is in the Peabody Southeast Mining - Umwa 401(k) Plan?
As of the 2022 Form 5500 filing, Peabody Southeast Mining - Umwa 401(k) Plan holds $4M in total assets with 269 participants. It is sponsored by Peabody Southeast Mining, LLC.
What type of plan is Peabody Southeast Mining - Umwa 401(k) Plan?
Peabody Southeast Mining - Umwa 401(k) Plan is a 401(k) plan. It has been effective since 2019-02-06. The plan is filed with the U.S. Department of Labor under EIN 611901165.
Who sponsors the Peabody Southeast Mining - Umwa 401(k) Plan?
Peabody Southeast Mining - Umwa 401(k) Plan is sponsored by Peabody Southeast Mining, LLC, located in Missouri. The sponsor's EIN is 611901165 and the plan operates in the Mining & Oil Extraction industry.
How did Peabody Southeast Mining - Umwa 401(k) Plan perform in 2022?
Peabody Southeast Mining - Umwa 401(k) Plan grew by 105.8% during 2022, moving from $2M to $4M in total assets. Net income was $2M.
Where can I find official filings for Peabody Southeast Mining - Umwa 401(k) Plan?
Official Form 5500 filings for Peabody Southeast Mining - Umwa 401(k) Plan are available through the U.S. Department of Labor's EFAST2 system. Search by EIN 611901165 or plan name at efast.dol.gov.
How does Peabody Southeast Mining - Umwa 401(k) Plan compare to other plans?
You can compare Peabody Southeast Mining - Umwa 401(k) Plan against other 401(k) plans on the plan type page, or view plans in Missouri on the state page. PlainRetire tracks the 5,000 largest retirement plans in the U.S. by total assets.

Explore PlainRetire

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) — original filing retrieval by EIN 611901165.

Reference: IRS Publication 560 — Retirement Plans for Small Business, contribution-limit rules.

Reference: IRS Publication 590-B — Distributions from IRAs, RMD rules under SECURE Act 2.0.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.