Defined Benefit (Pension) · DOL Form 5500 · 2022

Caterpillar Inc. Pension Plan

Data updated 2026-08-25

$49M
Total assets Below avg plan size
138
Participants Small participant base
88th
Percentile by assets National rank
$355,678
Avg per participant High balance/head
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Official DOL plan name: Caterpillar Global Mining Legacy Hourly Employees' Pension Plan · Sponsored by Caterpillar Inc. · Texas · Manufacturing

$49M in assets, 138 participants

Caterpillar Inc.'s Caterpillar Global Mining Legacy Hourly Employees' Pension Plan reported $49M in total assets and 138 participants in its 2022 DOL Form 5500 filing, ranking in the 88th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #16,921 in Manufacturing (20,602 peers)

Coverage in Texas

Caterpillar Global Mining Legacy Hourly Employees' Pension Plan covers 138 participants in Texas, about 20% of the average Texas filer (state average ~688 per filing). Assets: $49M.

#16,921
in Manufacturing (20,602 peers)
-28.3%
assets change YoY
0.5×
vs typical plan assets (national mean)

The plan reported a net loss of $19M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Caterpillar Global Mining Legacy Hourly Employees' Pension Plan's outsized position by total assets

Caterpillar Global Mining Legacy Hourly Employees' Pension Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$49,083,496 Top 12% higher than 88% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Caterpillar Global Mining Legacy Hourly Employees' Pension Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Caterpillar Global Mining Legacy Hourly Employees' Pension Plan sits mid-pack in the medium band (138 participants).

Plan-year Form 5500 strip

Filing strip 370602744 · Caterpillar Inc. PY 2022 · Defined Benefit (Pension)

Caterpillar Global Mining Legacy Hourly Employees' Pension Plan · $49M · 138 · 88th

  • EBSA $49M
  • PART 138
  • TYPE 88th
  • NET Defined Benefit (Pension)
  • BOOK near The Chart Pension Plan
  • VS-ST ind #16921

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Manufacturing retirement plans → · Plans in Texas →

Caterpillar Global Mining Legacy Hourly Employees' Pension Plan in the asset neighbourhood

Security Mutual Life Ins Co of Ny Home Office & Affiliates Pension PlanSecurity Mutual Life Ins Co …$49MPension Plan of Hanes Companies, Inc.Pension Plan of Hanes Compan…$49MCaterpillar Global Mining Legacy Hourly Employees' Pension PlanCaterpillar Global Mining Le…$49MThe Chart Pension Plan$49MPuerto Rico Financial Retirement PlanPuerto Rico Financial Retire…$49M
End-of-year total assets ($M) among Caterpillar Global Mining Legacy Hourly Employees' Pension Plan and nearest nationwide Defined Benefit (Pension) peers. Source: DOL Form 5500 plan year 2022.

Texas filing particulars

Total Assets (Beginning of Year)$68M
Net Assets (End of Year)$49M
Net Income-$19M
Employer EIN370602744
Plan Effective Date1967-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Caterpillar Inc.)

Sponsor-wide plan assets over time

All Caterpillar Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$31.2B 17.462816221366566% vs 2022
2024 filing year
$26B$28B$30B$32B 202220232024 $26.6B $31.2B ▲ +17.5%
Year Plans Participants Total Assets
2022 6 59,865 $26.6B
2023 6 62,525 $29.7B
2024 6 64,709 $31.2B

Nearby Defined Benefit (Pension) Plans in Texas

Peer Defined Benefit (Pension) plans, same state, same plan type, ranked by total assets.

Caterpillar Global Mining Legacy Hourly Employees' Pension Plan vs. nearby Defined Benefit (Pension) plans in Texas, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -1001020304050 Total assets ($B) Participants Caterpillar Global Mining Legacy Hourly Employees' Pension Plan, Total assets ($B): 0.049083496 · Participants: 138Caterpillar Global Mining Legacy Hourly Employees' Pension PlanAT&T Pension Benefit Plan, Total assets ($B): 40.998144 · Participants: 119463AT&T Pension Benefit PlanShell Pension Plan, Total assets ($B): 14.642588618 · Participants: 12912Shell Pension PlanExxonmobil Pension Plan, Total assets ($B): 11.599 · Participants: 23661Exxonmobil Pension PlanCaterpillar Inc. Retirement Income Plan, Total assets ($B): 9.541187279 · Participants: 12815Caterpillar Inc. Retirement Income PlanBp Retirement Accumulation Plan, Total assets ($B): 5.371602289 · Participants: 9156Bp Retirement Accumulation Plan
Caterpillar Global Mining Legacy Hourly Employees' Pension Plan vs. nearby Defined Benefit (Pension) plans in Texas, assets vs. participants
Compare Caterpillar Global Mining Legacy Hourly Employees' Pension Plan side-by-side with 3 peers →

Caterpillar Global Mining Legacy Hourly Employees' Pension Plan's out-of-state Defined Benefit (Pension) peers by assets and headcount

Outside Texas, the nearest Defined Benefit (Pension) by assets is The Chart Pension Plan in GA ($49M); by covered participants it is L3harris Keo Pension Plan in FL (138 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (138 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Caterpillar Global Mining Legacy Hourly Employees' Pension Plan assets move in 2022? ▼
Caterpillar Global Mining Legacy Hourly Employees' Pension Plan declined sharply - down 28.3% during 2022, from $68M to $49M. Reported net income was -$19M.
How have Caterpillar Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Caterpillar Inc.'s sponsor-wide assets grew 17.5%, from $26.6B to $31.2B.
Where does Caterpillar Global Mining Legacy Hourly Employees' Pension Plan rank by assets among Form 5500 filers? ▼
Caterpillar Global Mining Legacy Hourly Employees' Pension Plan ranks in the 88th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top quartile of all filed plans by assets).
Which Defined Benefit (Pension) plans are similar in size to Caterpillar Global Mining Legacy Hourly Employees' Pension Plan? ▼
Among Defined Benefit (Pension) plans in other states, the closest by assets is The Chart Pension Plan in GA ($49M, 176 participants).
Which Defined Benefit (Pension) plans cover a similar participant headcount to Caterpillar Global Mining Legacy Hourly Employees' Pension Plan? ▼
Among Defined Benefit (Pension) plans in other states, the closest by covered participants is L3harris Keo Pension Plan in FL (138 participants, $30M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 370602744.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.