401(k) · DOL Form 5500 · 2022
Caret Holdings, Inc. 401(k) Plan
Data updated 2026-08-25
- $33M
- Total assets Below avg plan size
- 1,526
- Participants Near avg headcount
- 84th
- Percentile by assets National rank
- $21,781
- Avg per participant Low balance/head
Official DOL plan name: Root Retirement Plan · Sponsored by Caret Holdings, Inc. · Ohio · Finance & Insurance
$33M in assets, 1,526 participants
Caret Holdings, Inc.'s Root Retirement Plan reported $33M in total assets and 1,526 participants in its 2022 DOL Form 5500 filing, ranking in the 84th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #6,864 in Finance & Insurance (9,261 peers)
Where Root Retirement Plan sits by assets
Root Retirement Plan sits in the top quartile of all filed plans by assets, $33M for 1,526 participants (~$21,781/participant), down 5.2% in 2022.
- #6,864
- in Finance & Insurance (9,261 peers)
- -5.2%
- assets change YoY
- 0.3×
- vs typical plan assets (national mean)
The plan reported a net loss of $2M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Root Retirement Plan's outsized position by total assets
Root Retirement Plan vs every filed plan by assets
End-of-year total assets · plan year 2022 · DOL Form 5500
$33,237,525 Top 16% higher than 84% of 139,123 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022
Root Retirement Plan's large-plan peer group by participant headcount
Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Root Retirement Plan lands in the large band (1,526 participants).
Published 5500 schedule card
Filing strip 473049829 · Caret Holdings, Inc. PY 2022 · 401(k)
Root Retirement Plan · $33M · 1,526 · 84th
- PART $33M
- TYPE 1,526
- NET 84th
- BOOK 401(k)
- VS-ST near Quality Liquid Feeds 401(k) Profit Sharing Plan
- BOY ind #6864
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Ohio →
Root Retirement Plan in the asset neighbourhood
Scale-class filing particulars (2022)
| Total Assets (Beginning of Year) | $35M |
|---|---|
| Net Assets (End of Year) | $33M |
| Net Income | -$2M |
| Employer EIN | 473049829 |
| Plan Effective Date | 2017-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Caret Holdings, Inc.)
Sponsor-wide plan assets over time
All Caret Holdings, Inc. plans reported in each filing year
- Latest sponsor-wide plan assets
- $57M 71.08845198311246% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 1,526 | $33M |
| 2023 | 1 | 764 | $43M |
| 2024 | 1 | 675 | $57M |
Nearby 401(k) Plans in Ohio
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- The Sherwin-Williams Company 401(k) Plan $8.3B · 44,890
- The Progressive 401(k) Plan $7.6B · 50,299
- The Kroger Co. 401(k) Retirement Savings Account Plan $7.3B · 116,133
- Nationwide Savings Plan $6.7B · 24,278
- Marathon Petroleum Thrift Plan $6.4B · 17,666
Root Retirement Plan's out-of-state 401(k) peers by assets and headcount
Outside Ohio, the nearest 401(k) by assets is Quality Liquid Feeds 401(k) Profit Sharing Plan in WI ($33M); by covered participants it is Koons Automotive Group Retirement Savings Plan in VA (1,526 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($33M here).
- Quality Liquid Feeds 401(k) Profit Sharing Plan (WI) $33M · 325
- Kelc 401(k) Savings Plan (NC) $33M · 866
- Adare Pharmaceuticals, Inc. 401(k) Plan (NJ) $33M · 217
- Berwind Corporation 401(k) Savings Plan (PA) $33M · 122
Similar participant headcount
Nearest other-state filings by covered participants (1,526 participants); asset peers above are excluded.
- Koons Automotive Group Retirement Savings Plan (VA) 1,526 · 0 off
- The Leona Group, LLC Employee Deferred Compensation Plan (MI) 1,526 · 0 off
- Starkey Laboratories, Inc. Employee Retirement Plan (MN) 1,526 · 0 off
- Epson America, Inc. 401(k) Plan (CA) 1,527 · 1 off
DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.