401(k) · DOL Form 5500 · 2022

Iconiq Capital, LLC 401(k) Plan

Data updated 2026-08-25

$44M
Total assets Below avg plan size
349
Participants Below avg headcount
87th
Percentile by assets National rank
$125,002
Avg per participant Near avg balance/head
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Official DOL plan name: Iconiq Capital 401(k) Plan · Sponsored by Iconiq Capital, LLC · California · Finance & Insurance

$44M in assets, 349 participants

Iconiq Capital, LLC's Iconiq Capital 401(k) Plan reported $44M in total assets and 349 participants in its 2022 DOL Form 5500 filing, ranking in the 87th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,297 in Finance & Insurance (9,261 peers)

Where Iconiq Capital 401(k) Plan sits by assets

Iconiq Capital 401(k) Plan sits in the top quartile of all filed plans by assets, $44M for 349 participants (~$125,002/participant), up 4.4% in 2022.

#7,297
in Finance & Insurance (9,261 peers)
+4.4%
assets growth YoY
0.4×
vs typical plan assets (national mean)

Iconiq Capital 401(k) Plan's outsized position by total assets

Iconiq Capital 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$43,625,558 Top 13% higher than 87% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Iconiq Capital 401(k) Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Iconiq Capital 401(k) Plan sits mid-pack in the medium band (349 participants).

Form 5500 schedule snapshot

Filing strip 453711766 · Iconiq Capital, LLC PY 2022 · 401(k)

Iconiq Capital 401(k) Plan · $44M · 349 · 87th

  • 5500 $44M
  • 5500 349
  • 5500 87th
  • 5500 401(k)
  • 5500 near Grumman/Butkus Associates, Ltd. Employee 401(k) Plan
  • 5500 ind #7297

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in California →

Iconiq Capital 401(k) Plan in the asset neighbourhood

Iconiq Capital 401(k) Plan$44MGrumman/Butkus Associates, Ltd. Employee 401(k) PlanGrumman/Butkus Associates, L…$44MUnico Technologies Group 401(k) PlanUnico Technologies Group 401…$44MWatermark Retirement Communities, LLC 401(k) PlanWatermark Retirement Communi…$44MHop Energy, LLC 401(k) Plan$44M
End-of-year total assets ($M) among Iconiq Capital 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Scale-class filing particulars (2022)

Total Assets (Beginning of Year)$42M
Net Assets (End of Year)$44M
Net Income$2M
Employer EIN453711766
Plan Effective Date2012-03-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Iconiq Capital, LLC)

Sponsor-wide plan assets over time

All Iconiq Capital, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$86M 96.21037512001566% vs 2022
2024 filing year
$20M$40M$60M$80M$100M 202220232024 $43.6M $85.6M ▲ +96.2%
Year Plans Participants Total Assets
2022 1 349 $44M
2023 1 416 $64M
2024 1 445 $86M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Iconiq Capital 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants Iconiq Capital 401(k) Plan, Total assets ($B): 0.043625558 · Participants: 349Iconiq Capital 401(k) PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 45.765616608 · Participants: 205865Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 28.89820221 · Participants: 102963Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 21.851716605 · Participants: 46320Oracle Corporation 401(k) Savings and Investment PlanChevron Employee Savings Investment Plan, Total assets ($B): 18.60989746 · Participants: 19946Chevron Employee Savings Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 18.361585903 · Participants: 54672Intel 401(k) Savings Plan
Iconiq Capital 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare Iconiq Capital 401(k) Plan side-by-side with 3 peers →

Iconiq Capital 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Grumman/Butkus Associates, Ltd. Employee 401(k) Plan in IL ($44M); by covered participants it is K Post Company 401(k) in TX (349 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($44M here).

Similar participant headcount

Nearest other-state filings by covered participants (349 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Iconiq Capital 401(k) Plan assets move in 2022? ▼
Iconiq Capital 401(k) Plan edged up modestly - up 4.4% during 2022, from $42M to $44M. Reported net income was $2M.
How have Iconiq Capital, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Iconiq Capital, LLC's sponsor-wide assets grew 96.2%, from $44M to $86M.
Where does Iconiq Capital 401(k) Plan rank by assets among Form 5500 filers? ▼
Iconiq Capital 401(k) Plan ranks in the 87th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Iconiq Capital 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Grumman/Butkus Associates, Ltd. Employee 401(k) Plan in IL ($44M, 127 participants).
Which 401(k) plans cover a similar participant headcount to Iconiq Capital 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is K Post Company 401(k) in TX (349 participants, $6M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 453711766.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.