ESOP · DOL Form 5500 · 2022
Rothschild North America Inc. ESOP
Data updated 2026-08-25
- $650K
- Total assets Small plan by assets
- 6
- Participants Small participant base
- 21st
- Percentile by assets National rank
- $108,355
- Avg per participant Below avg balance/head
Official DOL plan name: Rothschild North America Inc. Employee Stock Ownership Plan · Sponsored by Rothschild North America Inc. · New York · Finance & Insurance
$650K in assets, 6 participants
Rothschild North America Inc.'s Rothschild North America Inc. Employee Stock Ownership Plan reported $650K in total assets and 6 participants in its 2022 DOL Form 5500 filing, ranking in the 21st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #1,227 in Finance & Insurance (9,261 peers)
Rothschild North America Inc. multi-year trail
Rothschild North America Inc.'s plans moved +46.9% in assets from 2022 to 2024; this filing shows Rothschild North America Inc. Employee Stock Ownership Plan at $650K / 6 participants.
- #1,227
- in Finance & Insurance (9,261 peers)
- -8.3%
- assets change YoY
The plan reported a net loss of $59K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Rothschild North America Inc. Employee Stock Ownership Plan among the smaller filed plans by assets
Rothschild North America Inc. Employee Stock Ownership Plan vs every filed plan by assets
End-of-year total assets · plan year 2022 · DOL Form 5500
$650,128 21st percentile higher than 21% of 139,123 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022
Rothschild North America Inc. Employee Stock Ownership Plan among micro filed plans by headcount
Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Rothschild North America Inc. Employee Stock Ownership Plan is a micro filing (6 participants), the leftmost band.
DOL schedule card
Filing strip 133438524 · Rothschild North America Inc. PY 2022 · ESOP
Rothschild North America Inc. Employee Stock Ownership Plan · $650K · 6 · 21st
- PART $650K
- PART 6
- PART 21st
- PART ESOP
- PART near George F. Richardson, Inc. Employee Stock Ownership Plan
- PART ind #1227
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in New York →
Rothschild North America Inc. Employee Stock Ownership Plan in the asset neighbourhood
Rothschild North America Inc. multi-year asset trail
Sponsor-wide plan assets over time
All Rothschild North America Inc. plans reported in each filing year
- Latest sponsor-wide plan assets
- $156M 46.85238118899241% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 2 | 421 | $107M |
| 2023 | 2 | 507 | $126M |
| 2024 | 2 | 491 | $156M |
Rothschild North America Inc. filing trail (2022)
| Total Assets (Beginning of Year) | $709K |
|---|---|
| Net Assets (End of Year) | $650K |
| Net Income | -$59K |
| Employer EIN | 133438524 |
| Plan Effective Date | 2000-07-01 |
| Filing Status | FILING RECEIVED |
Nearby ESOP Plans in New York
Peer ESOP plans, same state, same plan type, ranked by total assets.
- Stewart's Shops Corp Employee Stock Ownership Plan $782M · 3,443
- Lewis Tree Service Employee Stock Ownership Plan $384M · 3,307
- H.C. Wainwright & Co. Employee Stock Ownership Plan $293M · 118
- Greenman-Pedersen, Inc. Employee Stock Ownership Plan $207M · 1,611
- Griffon Corporation Employee Stock Ownership Plan $184M · 3,775
Rothschild North America Inc. Employee Stock Ownership Plan's out-of-state ESOP peers by assets and headcount
Outside New York, the nearest ESOP by assets is George F. Richardson, Inc. Employee Stock Ownership Plan in GA ($649K); by covered participants it is Haviland Bancshares, Inc. Employee Stock Ownership Plan and Trust in KS (6 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($650K here).
- George F. Richardson, Inc. Employee Stock Ownership Plan (GA) $649K · 19
- Versailles Savings and Loan Company Employee Stock Ownership Plan (OH) $649K · 8
- Raco, Incorporated Employee Stock Ownership Plan (VA) $653K · 14
- R B Satkowiak's City Sewer Cleaners, Inc. Employee Stock Ownership Plan (MI) $654K · 33
Similar participant headcount
Nearest other-state filings by covered participants (6 participants); asset peers above are excluded.
DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.