401(k) · DOL Form 5500 · 2022
Ubs Financial Services Inc. 401(k) Plan
Data updated 2026-08-25
- $46M
- Total assets Below avg plan size
- 159
- Participants Small participant base
- 87th
- Percentile by assets National rank
- $288,208
- Avg per participant High balance/head
Official DOL plan name: Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust · Sponsored by Ubs Financial Services Inc. · New Jersey · Finance & Insurance
$46M in assets, 159 participants
Ubs Financial Services Inc.'s Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust reported $46M in total assets and 159 participants in its 2022 DOL Form 5500 filing, ranking in the 87th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #7,377 in Finance & Insurance (9,261 peers)
Coverage in New Jersey
Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust covers 159 participants in New Jersey, about 19% of the average New Jersey filer (state average ~844 per filing). Assets: $46M.
- #7,377
- in Finance & Insurance (9,261 peers)
- -16.0%
- assets change YoY
- 0.5×
- vs typical plan assets (national mean)
The plan reported a net loss of $9M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust's outsized position by total assets
Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust vs every filed plan by assets
End-of-year total assets · plan year 2022 · DOL Form 5500
$45,825,131 Top 13% higher than 87% of 139,123 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022
Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust among mid-size filed plans by headcount
Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust sits mid-pack in the medium band (159 participants).
Plan-year Form 5500 strip
Filing strip 132638166 · Ubs Financial Services Inc. PY 2022 · 401(k)
Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust · $46M · 159 · 87th
- ASSETS $46M
- ASSETS 159
- ASSETS 87th
- ASSETS 401(k)
- ASSETS near Ebix, Inc. Cash Option Profit Sharing Trust
- ASSETS ind #7377
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New Jersey →
Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust in the asset neighbourhood
New Jersey filing particulars
| Total Assets (Beginning of Year) | $55M |
|---|---|
| Net Assets (End of Year) | $46M |
| Net Income | -$9M |
| Employer EIN | 132638166 |
| Plan Effective Date | 2000-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Ubs Financial Services Inc.)
Sponsor-wide plan assets over time
All Ubs Financial Services Inc. plans reported in each filing year
- Latest sponsor-wide plan assets
- $636M 7.833911740210367% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 2 | 1,389 | $690M |
| 2023 | 2 | 1,279 | $684M |
| 2024 | 2 | 1,122 | $636M |
Nearby 401(k) Plans in New Jersey
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- JPMorgan Chase 401(k) Savings Plan $36.8B · 168,280
- Verizon Savings Plan for Management Employees $25.2B · 76,788
- Johnson and Johnson Savings Plan $21.2B · 43,271
- Pfizer Savings Plan $17.8B · 27,796
- Ernst & Young Retirement Savings Plan $12.4B · 52,975
Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust's out-of-state 401(k) peers by assets and headcount
Outside New Jersey, the nearest 401(k) by assets is Ebix, Inc. Cash Option Profit Sharing Trust in GA ($46M); by covered participants it is Sms Transportation Services, Inc. 401(k) Profit Sharing Plan and Trust in CA (159 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($46M here).
Similar participant headcount
Nearest other-state filings by covered participants (159 participants); asset peers above are excluded.
DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.