401(k) · DOL Form 5500 · 2022

Guggenheim Services, LLC 401(k) Plan

Data updated 2026-08-11

$502M
Total assets
2,073
Participants
98th
Percentile by assets
$242,380
Avg per participant
PlainRetire home → About this data

Official DOL plan name: Guggenheim Services Retirement Savings Plan · Sponsored by Guggenheim Services, LLC · Illinois · Finance & Insurance

$502M in assets, 2,073 participants

Guggenheim Services, LLC's Guggenheim Services Retirement Savings Plan reported $502M in total assets and 2,073 participants in its 2022 DOL Form 5500 filing, ranking in the 98th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • 98th percentile by assets (of 139,126 plans)
  • #8,905 in Finance & Insurance (9,261 peers)

Coverage in Illinois

Guggenheim Services Retirement Savings Plan covers 2,073 participants in Illinois, 2.7x the typical Illinois plan (state average ~779 per filing). Assets: $502M.

$502M
total plan assets (2022 EOY)
2,073
covered participants
98th
percentile by assets (of 139,126 plans)
$242,380
avg assets per participant

The plan reported a net loss of $94M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

State

Participants vs Illinois filers

In Illinois, the average filing covers about 779 participants across 5,745 plans. Guggenheim Services Retirement Savings Plan reports 2,073 participants - 2.7x that state average ($502M EOY assets).

Illinois filing particulars

Total Assets (Beginning of Year)$597M
Net Assets (End of Year)$502M
Net Income-$94M
Employer EIN364464896
Plan Effective Date1996-04-04
Filing StatusFILING RECEIVED

Sponsor Plan History (Guggenheim Services, LLC)

$400M$500M$600M$700M$800M 202220232024 $502M $704M ▲ +40.0%
Total plan assets by year, all Guggenheim Services, LLC plans on file
Year Plans Participants Total Assets
2022 1 2,073 $502M
2023 1 2,123 $611M
2024 1 2,186 $704M

Nearby 401(k) Plans in Illinois

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Guggenheim Services Retirement Savings Plan vs. nearby 401(k) plans in Illinois, assets vs. participants

Guggenheim Services Retirement Savings Plan vs. nearby 401(k) plans in Illinois, assets vs. participants Scatter plot of 6 data points. -1000000100000200000300000 -505101520 Total assets ($B) Participants Guggenheim Services …State Farm 401(k) Sa…Accenture United Sta…Abbott Laboratories …United Airlines Pilo…Walgreens Retirement…
Guggenheim Services Retirement Savings Plan vs. nearby 401(k) plans in Illinois, assets vs. participants

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to Guggenheim Services Retirement Savings Plan by total assets, not by location.

Frequently Asked Questions

How did Guggenheim Services Retirement Savings Plan assets move in 2022?
Guggenheim Services Retirement Savings Plan declined sharply - down 15.8% during 2022, from $597M to $502M. Reported net income was -$94M.
How have Guggenheim Services, LLC plan assets changed over time?
Across 3 plan years on file (2022-2024), Guggenheim Services, LLC's sponsor-wide assets grew 40.0%, from $502M to $704M.
Where does Guggenheim Services Retirement Savings Plan rank by assets among Form 5500 filers?
Guggenheim Services Retirement Savings Plan ranks in the 98th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top 5% of all filed plans by assets).
Which 401(k) plans are similar in size to Guggenheim Services Retirement Savings Plan?
Among 401(k) plans in other states, the closest by assets is Cardinal Cash-in II Plan in MN ($502M, 7,746 participants).

Next read for Guggenheim Services Retirement Savings P…

Filing takeaways

Ways to act on Guggenheim Services Retirement Savings Plan's numbers.