401(k) · DOL Form 5500 · 2022

Guggenheim Services, LLC 401(k) Plan

Data updated 2026-08-25

$502M
Total assets Above avg plan size
2,073
Participants Near avg headcount
98th
Percentile by assets National rank
$242,380
Avg per participant Above avg balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Guggenheim Services Retirement Savings Plan · Sponsored by Guggenheim Services, LLC · Illinois · Finance & Insurance

$502M in assets, 2,073 participants

Guggenheim Services, LLC's Guggenheim Services Retirement Savings Plan reported $502M in total assets and 2,073 participants in its 2022 DOL Form 5500 filing, ranking in the 98th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #8,905 in Finance & Insurance (9,261 peers)

Coverage in Illinois

Guggenheim Services Retirement Savings Plan covers 2,073 participants in Illinois, 2.7x the typical Illinois plan (state average ~779 per filing). Assets: $502M.

#8,905
in Finance & Insurance (9,261 peers)
-15.8%
assets change YoY
5.0×
vs typical plan assets (national mean)

The plan reported a net loss of $94M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Guggenheim Services Retirement Savings Plan's outsized position by total assets

Guggenheim Services Retirement Savings Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$502,453,768 Top 2% higher than 98% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Guggenheim Services Retirement Savings Plan's large-plan peer group by participant headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Guggenheim Services Retirement Savings Plan lands in the large band (2,073 participants).

Published 5500 schedule card

Filing strip 364464896 · Guggenheim Services, LLC PY 2022 · 401(k)

Guggenheim Services Retirement Savings Plan · $502M · 2,073 · 98th

  • BOY $502M
  • BOY 2,073
  • BOY 98th
  • BOY 401(k)
  • BOY near Cardinal Cash-in II Plan
  • BOY ind #8905

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Illinois →

Guggenheim Services Retirement Savings Plan in the asset neighbourhood

Mutual of Omaha 401(k) Long-Term Savings PlanMutual of Omaha 401(k) Long-…$503MGuggenheim Services Retirement Savings PlanGuggenheim Services Retireme…$502MCardinal Cash-in II Plan$502MBradley Arant Boult Cummings LLP Retirement PlanBradley Arant Boult Cummings…$502MStinson LLP Retirement Plan$502M
End-of-year total assets ($M) among Guggenheim Services Retirement Savings Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Illinois filing particulars

Total Assets (Beginning of Year)$597M
Net Assets (End of Year)$502M
Net Income-$94M
Employer EIN364464896
Plan Effective Date1996-04-04
Filing StatusFILING RECEIVED

Sponsor Plan History (Guggenheim Services, LLC)

Sponsor-wide plan assets over time

All Guggenheim Services, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$704M 40.016043625331115% vs 2022
2024 filing year
$400M$500M$600M$700M$800M 202220232024 $502M $704M ▲ +40.0%
Year Plans Participants Total Assets
2022 1 2,073 $502M
2023 1 2,123 $611M
2024 1 2,186 $704M

Nearby 401(k) Plans in Illinois

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Guggenheim Services Retirement Savings Plan vs. nearby 401(k) plans in Illinois, assets vs. participants Scatter plot of 6 data points. -1000000100000200000300000 -505101520 Total assets ($B) Participants Guggenheim Services Retirement Savings Plan, Total assets ($B): 0.502453768 · Participants: 2073Guggenheim Services Retirement Savings PlanState Farm 401(k) Savings Plan, Total assets ($B): 14.651519685 · Participants: 53616State Farm 401(k) Savings PlanAccenture United States 401(k) Match and Savings Plan, Total assets ($B): 14.283954811 · Participants: 66653Accenture United States 401(k) Match and Savings PlanAbbott Laboratories Stock Retirement Plan, Total assets ($B): 13.333286 · Participants: 36136Abbott Laboratories Stock Retirement PlanUnited Airlines Pilot Retirement Account Plan, Total assets ($B): 11.816542826 · Participants: 13437United Airlines Pilot Retirement Account PlanWalgreens Retirement Savings Plan, Total assets ($B): 11.682551768 · Participants: 238072Walgreens Retirement Savings Plan
Guggenheim Services Retirement Savings Plan vs. nearby 401(k) plans in Illinois, assets vs. participants
Compare Guggenheim Services Retirement Savings Plan side-by-side with 3 peers →

Guggenheim Services Retirement Savings Plan's out-of-state 401(k) peers by assets and headcount

Outside Illinois, the nearest 401(k) by assets is Cardinal Cash-in II Plan in MN ($502M); by covered participants it is Mortgage Connect LP 401(k) Profit Sharing Plan in PA (2,073 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($502M here).

Similar participant headcount

Nearest other-state filings by covered participants (2,073 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Guggenheim Services Retirement Savings Plan assets move in 2022? ▼
Guggenheim Services Retirement Savings Plan declined sharply - down 15.8% during 2022, from $597M to $502M. Reported net income was -$94M.
How have Guggenheim Services, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Guggenheim Services, LLC's sponsor-wide assets grew 40.0%, from $502M to $704M.
Where does Guggenheim Services Retirement Savings Plan rank by assets among Form 5500 filers? ▼
Guggenheim Services Retirement Savings Plan ranks in the 98th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top 5% of all filed plans by assets).
Which 401(k) plans are similar in size to Guggenheim Services Retirement Savings Plan? ▼
Among 401(k) plans in other states, the closest by assets is Cardinal Cash-in II Plan in MN ($502M, 7,746 participants).
Which 401(k) plans cover a similar participant headcount to Guggenheim Services Retirement Savings Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Mortgage Connect LP 401(k) Profit Sharing Plan in PA (2,073 participants, $12M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 364464896.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.