401(k) · DOL Form 5500 · 2022

Caxton Associates, LP 401(k) Plan

Data updated 2026-08-25

$43M
Total assets Below avg plan size
48
Participants Small participant base
87th
Percentile by assets National rank
$903,531
Avg per participant High balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Caxton Associates LP Savings & Profit Sharing Plan · Sponsored by Caxton Associates, LP · New York · Professional & Technical Services

$43M in assets, 48 participants

Caxton Associates, LP's Caxton Associates LP Savings & Profit Sharing Plan reported $43M in total assets and 48 participants in its 2022 DOL Form 5500 filing, ranking in the 87th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #18,901 in Professional & Technical Services (21,562 peers)

Where Caxton Associates LP Savings & Profit Sharing Plan sits by assets

Caxton Associates LP Savings & Profit Sharing Plan sits in the top quartile of all filed plans by assets, $43M for 48 participants (~$903,531/participant), down 25.7% in 2022.

#18,901
in Professional & Technical Services (21,562 peers)
-25.7%
assets change YoY
0.4×
vs typical plan assets (national mean)

The plan reported a net loss of $15M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Caxton Associates LP Savings & Profit Sharing Plan's outsized position by total assets

Caxton Associates LP Savings & Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$43,369,485 Top 13% higher than 87% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Caxton Associates LP Savings & Profit Sharing Plan among smaller filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Caxton Associates LP Savings & Profit Sharing Plan is a small filing (48 participants) on this national headcount ladder.

Plan-year Form 5500 strip

Filing strip 223430173 · Caxton Associates, LP PY 2022 · 401(k)

Caxton Associates LP Savings & Profit Sharing Plan · $43M · 48 · 87th

  • VS-ST $43M
  • BOY 48
  • SCH 87th
  • EBSA 401(k)
  • PART near Rawle & Henderson Retirement Plan
  • TYPE ind #18901

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in New York →

Caxton Associates LP Savings & Profit Sharing Plan in the asset neighbourhood

Ambu 401(k) Plan$43MCaxton Associates LP Savings & Profit Sharing PlanCaxton Associates LP Savings…$43MRawle & Henderson Retirement PlanRawle & Henderson Retirement…$43MGridiron Fiber Savings and Security PlanGridiron Fiber Savings and S…$43MKlaviyo, Inc. 401(k) Plan$43M
End-of-year total assets ($M) among Caxton Associates LP Savings & Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Scale-class filing particulars (2022)

Total Assets (Beginning of Year)$58M
Net Assets (End of Year)$43M
Net Income-$15M
Employer EIN223430173
Plan Effective Date1983-04-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Caxton Associates, LP)

Sponsor-wide plan assets over time

All Caxton Associates, LP plans reported in each filing year

Latest sponsor-wide plan assets
$58M 33.20173619769753% vs 2022
2024 filing year
$40M$45M$50M$55M$60M 202220232024 $43.4M $57.8M ▲ +33.2%
Year Plans Participants Total Assets
2022 1 48 $43M
2023 1 39 $51M
2024 1 22 $58M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Caxton Associates LP Savings & Profit Sharing Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Caxton Associates LP Savings & Profit Sharing Plan, Total assets ($B): 0.043369485 · Participants: 48Caxton Associates LP Savings & Profit Sharing PlanIBM 401 (K) Plus Plan, Total assets ($B): 53.363875208 · Participants: 56376IBM 401 (K) Plus PlanMorgan Stanley 401(k) Plan, Total assets ($B): 16.415517176 · Participants: 42924Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 12.067222 · Participants: 129846The Pepsico Savings PlanDeloitte 401(k) Plan, Total assets ($B): 10.966899716 · Participants: 74687Deloitte 401(k) PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 9.681988279 · Participants: 22650The Goldman Sachs 401(k) Plan
Caxton Associates LP Savings & Profit Sharing Plan vs. nearby 401(k) plans in New York, assets vs. participants

Caxton Associates LP Savings & Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Rawle & Henderson Retirement Plan in PA ($43M); by covered participants it is Bath State Bancorp Employee Stock Ownership Plan with 401(k) Provisions in IN (48 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($43M here).

Similar participant headcount

Nearest other-state filings by covered participants (48 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Caxton Associates LP Savings & Profit Sharing Plan assets move in 2022?
Caxton Associates LP Savings & Profit Sharing Plan declined sharply - down 25.7% during 2022, from $58M to $43M. Reported net income was -$15M.
How have Caxton Associates, LP plan assets changed over time?
Across 3 plan years on file (2022-2024), Caxton Associates, LP's sponsor-wide assets grew 33.2%, from $43M to $58M.
Where does Caxton Associates LP Savings & Profit Sharing Plan rank by assets among Form 5500 filers?
Caxton Associates LP Savings & Profit Sharing Plan ranks in the 87th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Caxton Associates LP Savings & Profit Sharing Plan?
Among 401(k) plans in other states, the closest by assets is Rawle & Henderson Retirement Plan in PA ($43M, 171 participants).
Which 401(k) plans cover a similar participant headcount to Caxton Associates LP Savings & Profit Sharing Plan?
Among 401(k) plans in other states, the closest by covered participants is Bath State Bancorp Employee Stock Ownership Plan with 401(k) Provisions in IN (48 participants, $8M in assets).