401(k) · DOL Form 5500 · 2022

Maxim Group, LLC 401(k) Plan

Data updated 2026-08-25

$64M
Total assets Below avg plan size
200
Participants Below avg headcount
90th
Percentile by assets National rank
$321,257
Avg per participant High balance/head
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Official DOL plan name: Maxim Group, LLC 401(k) Plan · Sponsored by Maxim Group, LLC · New York · Finance & Insurance

$64M in assets, 200 participants

Maxim Group, LLC's Maxim Group, LLC 401(k) Plan reported $64M in total assets and 200 participants in its 2022 DOL Form 5500 filing, ranking in the 90th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,760 in Finance & Insurance (9,261 peers)

Coverage in New York

Maxim Group, LLC 401(k) Plan covers 200 participants in New York, about 25% of the average New York filer (state average ~798 per filing). Assets: $64M.

#7,760
in Finance & Insurance (9,261 peers)
-22.5%
assets change YoY
0.6×
vs typical plan assets (national mean)

The plan reported a net loss of $19M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Maxim Group, LLC 401(k) Plan's outsized position by total assets

Maxim Group, LLC 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$64,251,376 Top 10% higher than 90% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Maxim Group, LLC 401(k) Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Maxim Group, LLC 401(k) Plan sits mid-pack in the medium band (200 participants).

Plan-year Form 5500 strip

Filing strip 043640096 · Maxim Group, LLC PY 2022 · 401(k)

Maxim Group, LLC 401(k) Plan · $64M · 200 · 90th

  • BOY $64M
  • SCH 200
  • EBSA 90th
  • PART 401(k)
  • TYPE near Mccormick Taylor, Inc. 401(k) & Profit Sharing Plan
  • NET ind #7760

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Maxim Group, LLC 401(k) Plan in the asset neighbourhood

Integration Appliance, Inc. 401(k) PlanIntegration Appliance, Inc. …$64MTaghleef Industries, Inc. Savings and Profit Sharing PlanTaghleef Industries, Inc. Sa…$64MMaxim Group, LLC 401(k) Plan$64MMccormick Taylor, Inc. 401(k) & Profit Sharing PlanMccormick Taylor, Inc. 401(k…$64MKbi Biopharma 401(k) Retirement PlanKbi Biopharma 401(k) Retirem…$64M
End-of-year total assets ($M) among Maxim Group, LLC 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

New York filing particulars

Total Assets (Beginning of Year)$83M
Net Assets (End of Year)$64M
Net Income-$19M
Employer EIN043640096
Plan Effective Date2002-10-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Maxim Group, LLC)

Sponsor-wide plan assets over time

All Maxim Group, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$78M 21.378339041330417% vs 2022
2024 filing year
$60M$65M$70M$75M$80M 202220232024 $64.3M $78M ▲ +21.4%
Year Plans Participants Total Assets
2022 1 200 $64M
2023 1 190 $72M
2024 1 189 $78M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Maxim Group, LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Maxim Group, LLC 401(k) Plan, Total assets ($B): 0.064251376 · Participants: 200Maxim Group, LLC 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 53.363875208 · Participants: 56376IBM 401 (K) Plus PlanMorgan Stanley 401(k) Plan, Total assets ($B): 16.415517176 · Participants: 42924Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 12.067222 · Participants: 129846The Pepsico Savings PlanDeloitte 401(k) Plan, Total assets ($B): 10.966899716 · Participants: 74687Deloitte 401(k) PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 9.681988279 · Participants: 22650The Goldman Sachs 401(k) Plan
Maxim Group, LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Maxim Group, LLC 401(k) Plan side-by-side with 3 peers →

Maxim Group, LLC 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Mccormick Taylor, Inc. 401(k) & Profit Sharing Plan in PA ($64M); by covered participants it is D & D Gear, Inc. 401(k) Profit Sharing Plan in CA (200 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (200 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Maxim Group, LLC 401(k) Plan assets move in 2022? ▼
Maxim Group, LLC 401(k) Plan declined sharply - down 22.5% during 2022, from $83M to $64M. Reported net income was -$19M.
How have Maxim Group, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Maxim Group, LLC's sponsor-wide assets grew 21.4%, from $64M to $78M.
Where does Maxim Group, LLC 401(k) Plan rank by assets among Form 5500 filers? ▼
Maxim Group, LLC 401(k) Plan ranks in the 90th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top 10% of all filed plans by assets).
Which 401(k) plans are similar in size to Maxim Group, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Mccormick Taylor, Inc. 401(k) & Profit Sharing Plan in PA ($64M, 379 participants).
Which 401(k) plans cover a similar participant headcount to Maxim Group, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is D & D Gear, Inc. 401(k) Profit Sharing Plan in CA (200 participants, $22M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 043640096.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.